0000899243-18-013101.txt : 20180516
0000899243-18-013101.hdr.sgml : 20180516
20180516191549
ACCESSION NUMBER: 0000899243-18-013101
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180514
FILED AS OF DATE: 20180516
DATE AS OF CHANGE: 20180516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KLS Diversified Asset Management LP
CENTRAL INDEX KEY: 0001616051
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13283
FILM NUMBER: 18841409
BUSINESS ADDRESS:
STREET 1: 452 FIFTH AVENUE
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 212-905-0867
MAIL ADDRESS:
STREET 1: 452 FIFTH AVENUE
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENN VIRGINIA CORP
CENTRAL INDEX KEY: 0000077159
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 231184320
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14701 ST. MARY'S LANE
STREET 2: SUITE 275
CITY: HOUSTON
STATE: TX
ZIP: 77079
BUSINESS PHONE: 7137226500
MAIL ADDRESS:
STREET 1: 14701 ST. MARY'S LANE
STREET 2: SUITE 275
CITY: HOUSTON
STATE: TX
ZIP: 77079
FORMER COMPANY:
FORMER CONFORMED NAME: VIRGINIA COAL & IRON CO
DATE OF NAME CHANGE: 19670501
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-05-14
0
0000077159
PENN VIRGINIA CORP
PVAC
0001616051
KLS Diversified Asset Management LP
452 FIFTH AVENUE, 22ND FLOOR
NEW YORK
NY
10018
1
0
0
0
Common Stock
2018-05-14
4
S
0
5500
63.15
D
1158054
I
Footnote
Common Stock
2018-05-14
4
S
0
10154
62.55
D
1147900
I
Footnote
Common Stock
2018-05-14
4
S
0
16128
61.61
D
1131772
I
Footnote
Common Stock
2018-05-15
4
S
0
200000
60.94
D
931772
I
Footnote
Common Stock
2018-05-16
4
S
0
17387
63.63
D
914385
I
Footnote
Common Stock
2018-05-16
4
S
0
34557
64.51
D
879828
I
Footnote
KLS Diversified Asset Management LP ("KLS") is the investment manager of KLS Diversified Master Fund L.P., which is the direct owner of 879,828 shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Penn Virginia Corporation (the "Issuer").
The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $63.01 to $63.84, inclusive. KLS undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote 2 and footnotes 3, 4, 5, 6 and 7.
The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $62.28 to $62.92, inclusive.
The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $61.50 to $61.88, inclusive.
The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $60.65 to $61.40, inclusive.
The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $63.50 to $63.87, inclusive.
The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $63.90 to $64.87, inclusive.
Michael Hanna, a Portfolio Manager at KLS, serves as a member of the board of directors of the Issuer as the representative of KLS. In connection therewith, KLS may be deemed to be a director by deputization of the Issuer solely for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended. As a result, KLS is listed as a "Reporting Person" in Item 1 and the "Director" box is marked in Item 4 of this Form 4.
KLS Diversified Asset Management LP, By: /s/ Joseph Schneider, Chief Compliance Officer
2018-05-16