0000899243-18-002167.txt : 20180129 0000899243-18-002167.hdr.sgml : 20180129 20180129164015 ACCESSION NUMBER: 0000899243-18-002167 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180118 FILED AS OF DATE: 20180129 DATE AS OF CHANGE: 20180129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLS Diversified Asset Management LP CENTRAL INDEX KEY: 0001616051 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13283 FILM NUMBER: 18556161 BUSINESS ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-905-0867 MAIL ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENN VIRGINIA CORP CENTRAL INDEX KEY: 0000077159 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 231184320 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14701 ST. MARY'S LANE STREET 2: SUITE 275 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: 7137226500 MAIL ADDRESS: STREET 1: 14701 ST. MARY'S LANE STREET 2: SUITE 275 CITY: HOUSTON STATE: TX ZIP: 77079 FORMER COMPANY: FORMER CONFORMED NAME: VIRGINIA COAL & IRON CO DATE OF NAME CHANGE: 19670501 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2018-01-18 0 0000077159 PENN VIRGINIA CORP PVAC 0001616051 KLS Diversified Asset Management LP 452 FIFTH AVENUE, 22ND FLOOR NEW YORK NY 10018 1 0 0 0 Common Stock 1163554 D KLS is the investment manager of KLS Diversified Master Fund L.P., which is the direct owner of 1,163,554 shares of Common Stock. Michael Hanna, a Portfolio Manager at KLS Diversified Asset Management LP ("KLS"), serves as a member of the board of directors of Penn Virginia Corporation (the "Issuer") as the representative of KLS. In connection therewith, KLS may be deemed to be a director by deputization of the Issuer solely for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended. As a result, KLS is listed as a "Reporting Person" in Item 1 and the "Director" box is marked in Item 4 of this Form 3. KLS Diversified Asset Management LP, By: /s/ Joseph Schneider, Chief Compliance Officer 2018-01-29