-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PQjXCpUXGakEGpYxgTqxVXMd90uTsAWxv9Ie13VqSKiP3DfqGoBcIlslDhURpnnR zXW4vVMYwWJjrD2/kBCirA== 0000077159-98-000095.txt : 19980810 0000077159-98-000095.hdr.sgml : 19980810 ACCESSION NUMBER: 0000077159-98-000095 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980131 FILED AS OF DATE: 19980807 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PENN VIRGINIA CORP CENTRAL INDEX KEY: 0000077159 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 231184320 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: SEC FILE NUMBER: 001-13283 FILM NUMBER: 98679504 BUSINESS ADDRESS: STREET 1: 100 MATSONFORD ROAD SUITE 200 STREET 2: ONE RADNOR CORPORATE CENTER CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 6106878900 MAIL ADDRESS: STREET 1: 800 BELLEVUE 200 S BROAD ST CITY: PHILADELPHIA STATE: PA ZIP: 19102 FORMER COMPANY: FORMER CONFORMED NAME: VIRGINIA COAL & IRON CO DATE OF NAME CHANGE: 19670501 COMPANY DATA: COMPANY CONFORMED NAME: DEARLOVE A JAMES CENTRAL INDEX KEY: 0001044296 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4/A BUSINESS ADDRESS: STREET 1: PENN VIRGINIA CORP STREET 2: 1 RADNOR CORP CTR STE 200/100 MATSONFORD CITY: PLYMOUTH MEETING STATE: PA ZIP: 19462 BUSINESS PHONE: 6108346301 MAIL ADDRESS: STREET 1: PENN VA CORP STREET 2: ONE RADNOR CORP CT STE 200 100 MATSONFOR CITY: RADNOR STATE: PA ZIP: 19087 4/A 1 FORM 4/A / / Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See instruction 1(b). U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Dearlove A. James --------------------------------------------------- (Last) (First) (Middle) One Radnor Corporate Center, Suite 200 100 Matsonford Road --------------------------------------------------- (Street) Radnor PA 19087 --------------------------------------------------- (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol PENN VIRGINIA CORPORATION (PVA) ----------------------------------------- 3. Statement for Month/Year January 1998 ------------------------------------------ 4. If Amendment, Date of Original (Month/Year) 5. Relationship of Reporting Person to Issuer (Check if applicable) __X__ Director _____ 10% Owner __X__ Officer (Give title below) _____ Other (specify below) President and Chief Executive Officer ------------------------------------- 6. Individual or Joint/Group Filing (Check applicable line) _X__ Form filed by one Reporting Person ____ Form filed by more than one Reporting Person Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
3. Transaction 2. Transaction Code Date ----------- 1. Title of Security (Mo/Day/Yr) Code V - ----------------------------- -------------- ---- --- Common Stock $6.25 par value 1/26/98 M --- Common Stock $6.25 par value 1/26/98 J* --- 4. Securities Acquired (A) or Disposed of (D) --------------------------- (A) or 1. Title of Security Amount (D) Price - ----------------------------------- ------ ------- -------- Common Stock $6.25 par value 5,000 A 21.375 Common Stock $6.25 par value 4,190 D 28.094 6. Ownership 5. Amount of Form Securities Direct Beneficially (D) or owned at Indirect 1. Title of Security End of Month (I) - ----------------------------------- ------------ --------- Common Stock $6.25 par value 11,510 D Common Stock $6.25 par value 11,510 D 7. Nature of Indirect Beneficial 1. Title of Security Ownership - ----------------------------------- ---------- Common Stock $6.25 par value --- Common Stock $6.25 par value ---
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
2. Conversion or Exercise Price 3. Transaction 1. Title of Derivative of Derivative Date Security Security (Mo/Day/Yr) - ----------------------------- ------------------ ----------- Nonqualified Stock Options $21.375 1/26/98 5. Number of Derivative Securities Acquired (A) or Disposed 4. Transaction Code of (D) 1. Title of Derivative ------------------ ------------ Security Code V (A) (D) - ----------------------------- ---- ----- ---- ----- Nonqualified Stock Options A V -- 5,000 7. Title and 6. Date Exer- Amount of ciasable and Underlying Expiration Securities 1. Title of Derivative Date ---------------- Security (Mo/Day/Yr) Title Amount - ----------------------------- -------------- --------- ------ Nonqualified Stock Options 1/27/89 Common 5,000 Stock ($6.25 par value 9. Number of Derivative Securities Beneficially 8. Price of Owned at 1. Title of Derivative Derivative End of Security Security Month - ----------------------------- ------------------ ------------ Nonqualified Stock Options --- 232,600 10. Ownership Form of Derivative Security 11. Nature of Direct (D) Indirect 1. Title of Derivative of Indirect Beneficial Security (I) Ownership - ----------------------------- ------------------ ----------- Nonqualified Stock Options D ---
Explanation of Responses. * Shares delivered for payment of exercise price of option in transaction not exempt from Rule 16b-3. Intentional misstatements or omissions of facts constitute Federal Criminal Violations. A. James Dearlove August 7, 1998 - ------------------------------------------- ------------------ Signature of Reporting Person Date By: /s/ Nancy M. Snyder --------------------------------------- Nancy M. Snyder General Counsel and Corporate Secretary Authorized Signer -----END PRIVACY-ENHANCED MESSAGE-----