-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WUaOF+ZpSddCyYXJcKVe1yTkN4qL4HUWQPSEihRaciG/oZZ6/WCfY7Tjv04pADWC BoadJ+ZDnSn1ymsfoZ6PiQ== 0000077159-98-000082.txt : 19980703 0000077159-98-000082.hdr.sgml : 19980703 ACCESSION NUMBER: 0000077159-98-000082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980630 FILED AS OF DATE: 19980702 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PENN VIRGINIA CORP CENTRAL INDEX KEY: 0000077159 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 231184320 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-13283 FILM NUMBER: 98659648 BUSINESS ADDRESS: STREET 1: 100 MATSONFORD ROAD SUITE 200 STREET 2: ONE RADNOR CORPORATE CENTER CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 6106878900 MAIL ADDRESS: STREET 1: 800 BELLEVUE 200 S BROAD ST CITY: PHILADELPHIA STATE: PA ZIP: 19102 FORMER COMPANY: FORMER CONFORMED NAME: VIRGINIA COAL & IRON CO DATE OF NAME CHANGE: 19670501 COMPANY DATA: COMPANY CONFORMED NAME: HORTON KEITH D CENTRAL INDEX KEY: 0001044277 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: PENN VIRGINIA COAL CO STREET 2: US 58 421 WEST PO BOX 386 CITY: DUFFIELD STATE: VA ZIP: 24244 BUSINESS PHONE: 5404312831 MAIL ADDRESS: STREET 1: US 58 421 WEST PO BOX 386 CITY: DUFFIELD STATE: VA ZIP: 24244 4 1 FORM 4 / / Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See instruction 1(b). U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Horton Keith D. - ------------------------------------------------------- (Last) (First) (Middle) Penn Virginia Coal Company U.S. Highway 58 - 421 West - ------------------------------------------------------- (Street) Duffield VA 24244 - ------------------------------------------------------- (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol PENN VIRGINIA CORPORATION (PVA) 3. Statement for Month/Year June 1998 4. If Amendment, Date of Original (Month/Year) 5. Relationship of Reporting Person to Issuer (Check if applicable) _____ Director _____ 10% Owner __X__ Officer (Give title below) _____ Other (specify below) Vice President ------------------------------------------ 6. Individual or Joint/Group Filing (Check applicable line) __X_ Form filed by one Reporting Person ____ Form filed by more than one Reporting Person Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
3. Transaction 2. Transaction Code Date ----------- 1. Title of Security (Mo/Day/Yr) Code V - ----------------------------- -------------- ---- --- Common Stock $6.25 par value 6/11/98 A --- Common Stock $6.25 par value 6/18/98 A --- Common Stock $6.25 par value 6/18/98 A --- Common Stock $6.25 par value 6/12/98 A --- 4. Securities Acquired (A) or Disposed of (D) --------------------------- (A) or 1. Title of Security Amount (D) Price - ----------------------------------- ------ ------- -------- Common Stock $6.25 par value 1,000 A $26.125 Common Stock $6.25 par value 400 D $28.4375 Common Stock $6.25 par value 400 D $28.50 Common Stock $6.25 par value 200 D $29.00 6. Ownership 5. Amount of Form Securities Direct Beneficially (D) or owned at Indirect 1. Title of Security End of Month (I) - ----------------------------------- ------------ --------- Common Stock $6.25 par value D Common Stock $6.25 par value D Common Stock $6.25 par value D Common Stock $6.25 par value -0- 7. Nature of Indirect Beneficial 1. Title of Security Ownership - ----------------------------------- ---------- Common Stock $6.25 par value --- Common Stock $6.25 par value --- Common Stock $6.25 par value --- Common Stock $6.25 par value ---
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
2. Conversion or Exercise Price 3. Transaction 1. Title of Derivative of Derivative Date Security Security (Mo/Day/Yr) - ----------------------------- ------------------ ------------ Nonqualified Stock Options $26.125 6/11/98 5. Number of Derivatives Securities Acquired (A) or 4. Transaction Disposed Code (D) of 1. Title of Derivative ------------ ----------- Security Code V (A) (D) - ----------------------------- ---- ---- ------- ------- Nonqualified Stock Options A V --- 1,000 7. Title and 6. Date Exer- Amount of ciasable and Underlying Expiration Securities Date ------------------- (Mo/Day/Yr) Amount ---------------- or Date Expira- Number 1. Title of Derivative Exer- tion of Security cisable Date Title Shares - -------------------------- ------- ------- ----- ------- Nonqualified Stock Options 6/22/89 6/21/98 Common Stock 1,000 ($6.25 par value) 9. Number of Derivative Securities Beneficially 8. Price of Owned at 1. Title of Derivative Derivative End of Security Security Month - ----------------------------- ------------------ ------------ Nonqualified Stock Options --- 101,000 10. Ownership Form of Derivative Security 11. Nature of Direct (D) Indirect 1. Title of Derivative of Indirect Beneficial Security (I) Ownership - ----------------------------- ------------------ ----------- Nonqualified Stock Options D --- On August 15, 1997, the common stock of Penn Virginia Corporation split 2-for-1 resulting in the Reporting Person's acquisition of an additional 51,000 options for shares of common stock.
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. Keith D. Horton July 2, 1998 - ----------------------------- ---------------- Signature of Reporting Person Date By: /s/ Nancy M. Snyder ------------------------ Nancy M. Snyder General Counsel and Corporate Secretary Authorized Signer -----END PRIVACY-ENHANCED MESSAGE-----