-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EYNUPaDQ7NljrGV5sZjGKZqKm5anaalyvKnV5joy6G6vBSabX/TZ8iosQ4qDYE0f WVCTKOukf5iLJzZH5OfjjQ== 0000077159-98-000020.txt : 19980218 0000077159-98-000020.hdr.sgml : 19980218 ACCESSION NUMBER: 0000077159-98-000020 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19971231 FILED AS OF DATE: 19980217 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PENN VIRGINIA CORP CENTRAL INDEX KEY: 0000077159 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 231184320 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-13283 FILM NUMBER: 98541738 BUSINESS ADDRESS: STREET 1: 100 MATSONFORD ROAD SUITE 200 STREET 2: ONE RADNOR CORPORATE CENTER CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 6106878900 MAIL ADDRESS: STREET 1: 800 BELLEVUE 200 S BROAD ST CITY: PHILADELPHIA STATE: PA ZIP: 19102 FORMER COMPANY: FORMER CONFORMED NAME: VIRGINIA COAL & IRON CO DATE OF NAME CHANGE: 19670501 COMPANY DATA: COMPANY CONFORMED NAME: HORTON KEITH D CENTRAL INDEX KEY: 0001044277 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: PENN VIRGINIA COAL CO STREET 2: US 58 421 WEST PO BOX 386 CITY: DUFFIELD STATE: VA ZIP: 24244 BUSINESS PHONE: 5404312831 MAIL ADDRESS: STREET 1: US 58 421 WEST PO BOX 386 CITY: DUFFIELD STATE: VA ZIP: 24244 5 1 FORM 5 FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 / / Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See instruction 1(b). / / Form 3 Holdings Reported / / Form 4 Transactions Reported - ----------------------------------------------------------------- 1. Name and Address of Reporting Person Horton Keith D. ---------------------------------------------- (Last) (First) (Middle) One Radnor Corporate Center, Suite 200 - ---------------------------------------------- (Street) Radnor, PA 19087 ---------------------------------------------- (City) (State) Zip) 2. Issuer Name and Ticker or Trading Symbol Penn Virginia Corporation (PVA) ---------------------------------------- 3. Statement for Month/Year December 1997 ---------------------------------------- 4. If Amendment, Date of Original (Month/Year) ----------------------------------------- 5. Relationship of Reporting Person to Issuer (Check all applicable) / / Director / / 10% Owner /X/ Officer (give title below) / / Other (specify below) Vice President ------------------------------------------ 6. Individual or Joint/Group Filing (Check applicable line) / X/ Form Filed by one Reporting Person / / Form filed by more than one Reporting Person
TABLE I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 2. Transaction Date 3. Transaction 1. Title of Security (Mo/Day/Yr) Code --------------------------------- ------------ ------------ Common Stock ($6.25 par value) --- --- Common Stock ($6.25 par value) --- --- Common Stock ($6.25 par value) 1 4. Securities Acquired (A) or Disposed of (D) ------------------------------- 1. Title of Security Amount (A) or (D) Price --------------------------------- -------- ---------- --------- Common Stock ($6.25 par value) ---- ---- ---- Common Stock ($6.25 par value) ---- ---- ---- Common Stock ($6.25 par value) ---- D ---- 5. Amount of Securities 6. Ownership Beneficially Form: Owned at End Direct (D) of Issuer's or Indirect 1. Title of Security Fiscal Year (I) --------------------------------- -------------- ------------ Common Stock ($6.25 par value) 4,541 I Common Stock ($6.25 par value) 32 I Common Stock ($6.25 par value) 1,190 I 7. Nature of Indirect Beneficial 1. Title of Security Ownership --------------------------------- ------------------------------ Common Stock ($6.25 par value) ESOP Common Stock ($6.25 par value) WRAP Common Stock ($6.25 par value) 401(k)
Page -2- TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED(e.g. puts, calls, warrants, options, convertible securities)
2. Conversion or Exercise Price 3. Transaction of Derivative Date 1. Title of Derivative Security Security (Mo/Day/Yr) --------------------------------- ------------- ----------- None 5. Number of Derivative Securities Acquired (A) or Disposed of (D) -------------- 1. Title of Derivative Security 4. Transaction Code (A) (D) ---------------------------------- ----------------- ------ ----- None 7. Title and Amount of 6. Date Exercisable Underlying and Expiration Securities Date --------------- (Mo/Day/Year) Amount ----------------- or Date Expira- Number Exer- tion of 1. Title of Derivative Security cisable Date Title Shares ---------------------------------- -------- -------- ------ ------ None 9. Number of Derivative Securities 8. Price of Beneficially Derivative Owned at End of 1. Title of Derivative Security Security Year ---------------------------------- ----------------- --------------- None 10. Ownership of Derivative 11. Nature of Security Indirect Direct (D) or Beneficial 1. Title of Derivative Security Indirect (I) Ownership ------------------------------ ---------------- ---------------- None
Explanation of Responses: Exempt transactions under Rule 16b-3(c). Intra-plan transfers under 401(k) plan ranging from $44.25 to $46.75 per share in discretionary transactions. The reported information is based on quarterly plan statements from December 31, 1996 to September 30, 1997. Intentional misstatements or omissions of facts constitute Federal Criminal Violations. Keith D. Horton February 17, 1998 - ----------------------------- ---------------------- Signature of Reporting Person Date By: /s/ Nancy M. Snyder ------------------------- Nancy M. Snyder General Counsel and Corporate Secretary EX-24 2 LIMITED POWER OF ATTY LIMITED POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned individual, Keith D. Horton, does hereby appoint Nancy M. Snyder as his true and lawful attorney to execute and deliver for him and in his name all Forms 3, 4 and 5 filed on behalf of the undersigned with the Securities and Exchange Commission. The undersigned hereby ratifies and confirms all that said attorney shall do by virtue of the powers granted hereby. The undersigned does hereby indemnify such attorney, and holds such attorney harmless, from all claims which may be made against the undersigned as a result of her serving as the undersigned's attorney except to the extent that such claims result from her willful misconduct. This Power of Attorney shall terminate immediately upon the undersigned's written revocation hereof. IN WITNESS WHEREOF, and intending to be legally bound, the undersigned has executed and delivered this Power of Attorney this 27th day of October, 1997. /s/ Keith D. Horton ---------------------- Keith D. Horton -----END PRIVACY-ENHANCED MESSAGE-----