-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LLU6mSIRexHHIeHfhncKCE0OxGTVMnafOoPbU8NIjAjTo1iiR//j24Id6q2Cn7tH o1gJvXJFPoHMuOBBVruxqg== 0000077159-97-000028.txt : 19971009 0000077159-97-000028.hdr.sgml : 19971009 ACCESSION NUMBER: 0000077159-97-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 19970930 FILED AS OF DATE: 19971008 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PENN VIRGINIA CORP CENTRAL INDEX KEY: 0000077159 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 231184320 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-13283 FILM NUMBER: 97692287 BUSINESS ADDRESS: STREET 1: 100 MATSONFORD ROAD SUITE 200 STREET 2: ONE RADNOR CORPORATE CENTER CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 6106878900 MAIL ADDRESS: STREET 1: 800 BELLEVUE 200 S BROAD ST CITY: PHILADELPHIA STATE: PA ZIP: 19102 FORMER COMPANY: FORMER CONFORMED NAME: VIRGINIA COAL & IRON CO DATE OF NAME CHANGE: 19670501 COMPANY DATA: COMPANY CONFORMED NAME: DEARLOVE A JAMES CENTRAL INDEX KEY: 0001044296 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: PENN VIRGINIA CORP STREET 2: 1 RADNOR CORP CTR STE 200/100 MATSONFORD CITY: PLYMOUTH MEETING STATE: PA ZIP: 19462 BUSINESS PHONE: 6108346301 MAIL ADDRESS: STREET 1: PENN VA CORP STREET 2: ONE RADNOR CORP CT STE 200 100 MATSONFOR CITY: RADNOR STATE: PA ZIP: 19087 4 1 INITIAL FORM 4 FILING FORM 4 / / Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See instruction 1(b). U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Dearlove A. James - ------------------------------------------------------- (Last) (First) (Middle) Penn Virginia Corporation One Radnor Corporate Center, Suite 200 100 Matsonford Road - ------------------------------------------------------- (Street) Radnor PA 19087 - ------------------------------------------------------- (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol PENN VIRGINIA CORPORATION (PVA) 3. Statement for Month/Year September 1997 4. If Amendment, Date of Original (Month/Year) 5. Relationship of Reporting Person to Issuer (Check if applicable) __X__ Director _____ 10% Owner __X__ Officer (Give title below) _____ Other (specify below) President and Chief Executive Officer ------------------------------------- 6. Individual or Joint/Group Filing (Check applicable line) __X_ Form filed by one Reporting Person ____ Form filed by more than one Reporting Person Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
3. Transaction 2. Transaction Code Date ----------- 1. Title of Security (Mo/Day/Yr) Code V - ----------------------------- -------------- ---- --- common stock $6.25 par value Sept. 11, 1997 P --- 4. Securities Acquired (A) or Disposed of (D) --------------------------- (A) or 1. Title of Security Amount (D) Price - ----------------------------------- ------ ------- -------- common stock $6.25 par value 100 A $29.50 6. Ownership 5. Amount of Form Securities Direct Nature of Beneficially (D) or Indirect Owned at Indirect Beneficial 1. Title of Security End of Month (I) Ownership - ------------------------ ------------ -------- ---------- common stock $6.25 par value 10,700(1) D ---
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
2. Conversion or Exercise Price 3. Transaction 1. Title of Derivative of Derivative Date Security Security (Mo/Day/Yr) - ----------------------------- ------------------ ------------ None None None 5. Number of Derivatives Securities Acquired (A) or 4. Transaction Disposed Code (D) of 1. Title of Derivative ------------------ ----------- Security Code V (A) (D) - ----------------------------- --------- ------ ----- ----- None None None None None 6. Date Exer- ciasable and 7. Title and Expiration Amount of Date Underlying (Mo/Day/Yr) Securities ------------------ --------------- Date Expira- Amount or 1. Title of Derivative Exer- tion Number Security cisable Date Title of Shares - ----------------------------- ------- -------- ----- --------- None None None None None 9. Number of Derivative Securities Beneficially 8. Price of Owned at 1. Title of Derivative Derivative End of Security Security Month - ----------------------------- ------------------ ------------ None None None 10. Ownership Form of Derivative Security 11. Nature of Direct (D) Indirect 1. Title of Derivative of Indirect Beneficial Security (I) Ownership - ----------------------------- ------------------ ----------- None None None
Explanation of Responses: (1) On August 15, 1997, the common stock of Penn Virginia Corporation split 2-for-1 resulting in the reporting person's acquisition of 5,300 additional shares of common stock. Intentional misstatements or omissions of facts constitute Federal Criminal Violations. A. James Dearlove October 8, 1997 - ----------------------------- ---------------- Signature of Reporting Person Date By: /s/ Nancy M. Snyder, Esq. ------------------------ Nancy M. Snyder, Esq. Corporate Secretary Authorized Signer EX-24 2 LIMITED POWER OF ATTORNEY ------------------------- KNOW ALL MEN BY THESE PRESENTS, that the undersigned individual, A. James Dearlove, does hereby appoint Nancy M. Snyder as his true and lawful attorney to execute and deliver for him and in his name all Forms 3, 4 and 5 filed on behalf of the undersigned pursuant to Section 16 of the Securities Exchange Act of 1934. The undersigned hereby ratifies and confirms all that said attorney shall do by virtue of the powers granted hereby. The undersigned does hereby indemnify such attorney, and holds such attorney harmless, from all claims which may be made against the undersigned as a result of her serving as the undersigned's attorney except to the extent that such claims result from her willful misconduct. This Power of Attorney shall terminate immediately upon the undersigned's written revocation hereof. IN WITNESS WHEREOF, and intending to be legally bound, the undersigned has executed and delivered this Power of Attorney this 8th day of October, 1997. /s/ A. James Dearlove ------------------------- A. James Dearlove EX-99 3 October 8, 1997 VIA EDGAR - --------- Securities and Exchange Commission 450 5th Street, N.W. Washington, D.C. 20549 Gentlemen: I hereby revoke authorization for Beverly Cole McGuire to act as my agent for matters of signing and filing Forms 3, 4 and 5 effective immediately. Sincerely, /s/ A. James Dearlove ------------------------- A. James Dearlove President and Chief Executive Officer -----END PRIVACY-ENHANCED MESSAGE-----