FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 12/08/2011 |
3. Issuer Name and Ticker or Trading Symbol
PENN VIRGINIA CORP [ PVA ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock ($0.01 par value) | 5,172 | D | |
Common stock ($0.01 par value) | 1,746 | I | 401(k) plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Nonqualified Stock Options (right to buy) | (1) | 02/26/2016 | Common Stock ($0.01 par value) | 5,332 | $31.535 | D | |
Nonqualified Stock Options (right to buy) | (2) | 02/26/2017 | Common Stock ($0.01 par value) | 9,966 | $35.205 | D | |
Nonqualified Stock Options (right to buy) | (3) | 02/21/2018 | Common Stock ($0.01 par value) | 15,586 | $42.27 | D | |
Nonqualified Stock Options (right to buy) | (4) | 02/24/2019 | Common Stock ($0.01 par value) | 28,725 | $15.06 | D | |
Nonqualified Stock Options (right to buy) | (5) | 02/23/2020 | Common Stock ($0.01 par value) | 23,256 | $24.38 | D | |
Nonqualified Stock Options (right to buy) | (6) | 02/16/2021 | Common Stock ($0.01 par value) | 40,650 | $17.4 | D |
Explanation of Responses: |
1. The option is exercisable in three equal annual installments. The first installment became exercisable on February 27, 2007, and the next two installments became exercisable on February 27, 2008 and February 27, 2009. |
2. The option is exercisable in three equal annual installments. The first installment became exercisable on February 27, 2008, and the next two installments became exercisable on February 27, 2009 and February 27, 2010. |
3. The option is exercisable in three equal annual installments. The first installment became exercisable on February 22, 2009, and the next two installments became exercisable on February 22, 2010 and February 22, 2011. |
4. The option is exercisable in three equal annual installments. The first installment became exercisable on February 25, 2010, and the next two installments become exercisable on February 25, 2011 and February 25, 2012. |
5. The option is exercisable in three equal annual installments. The first installment became exercisable on February 24, 2011, and the next two installments become exercisable on February 24, 2012 and February 24, 2013. |
6. The option is exercisable in three equal annual installments. The first installment becomes exercisable on February 17, 2012, and the next two installments become exercisable on February 17, 2013 and February 17, 2014. |
Remarks: |
Exhibit List Exhibit 24 - Power of Attorney |
Nancy M. Snyder as power of Attorney | 12/13/2011 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |