-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DswnCC5BdCdkYojeq5g4V6yU08kBYLpVcokASnr7jlF3Zt9als3g8WoNkNeu2ehE w428uWWFOYyRkDW1n04oag== 0001012975-09-000332.txt : 20091123 0001012975-09-000332.hdr.sgml : 20091123 20091123171050 ACCESSION NUMBER: 0001012975-09-000332 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091119 FILED AS OF DATE: 20091123 DATE AS OF CHANGE: 20091123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sozio Scott CENTRAL INDEX KEY: 0001403062 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08858 FILM NUMBER: 091202452 MAIL ADDRESS: STREET 1: BAY HARBOUR MANAGEMENT STREET 2: 885 THIRD AVENUE, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENN TRAFFIC CO CENTRAL INDEX KEY: 0000077155 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 250716800 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1200 STATE FAIR BLVD CITY: SYRACUSE STATE: NY ZIP: 13221-4737 BUSINESS PHONE: (315) 453-7284 MAIL ADDRESS: STREET 1: 1200 STATE FAIR BLVD CITY: SYRACUSE STATE: NY ZIP: 13221-4737 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAY HARBOUR MANAGEMENT LC CENTRAL INDEX KEY: 0001049310 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08858 FILM NUMBER: 091202454 BUSINESS ADDRESS: STREET 1: 885 THIRD AVENUE STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 8132721992 MAIL ADDRESS: STREET 1: 885 THIRD AVENUE STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bay Harbour Master Ltd. CENTRAL INDEX KEY: 0001387025 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08858 FILM NUMBER: 091202453 BUSINESS ADDRESS: STREET 1: C/O BAY HARBOUR MANAGEMENT, L.C. STREET 2: 885 THIRD AVENUE, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 371-2211 MAIL ADDRESS: STREET 1: C/O BAY HARBOUR MANAGEMENT, L.C. STREET 2: 885 THIRD AVENUE, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-11-19 0000077155 PENN TRAFFIC CO PTFC.PK 0001049310 BAY HARBOUR MANAGEMENT LC 375 PARK AVENUE, 20TH FLOOR NEW YORK NY 10152 0 0 1 0 0001387025 Bay Harbour Master Ltd. 375 PARK AVENUE, 20TH FLOOR NEW YORK NY 10152 0 0 1 0 0001403062 Sozio Scott C/O BAY HARBOUR MANAGEMENT, L.C. 375 PARK AVENUE, 20TH FLOOR NEW YORK NY 10152 1 0 0 0 Common Stock, par value $0.01 2009-11-19 4 S 0 1788457 .1035 D 0 I See footnotes Bay Harbour Management, L.C. ("Bay Harbour") acts as investment advisor to several entities and managed accounts (collectively, the "Funds") that owned the shares subject to this Form 4. As of November 19, 2009, the Funds no longer hold any shares of the Issuer's Common Stock, and are no longer subject to the reporting requirements under Section 16 of the Securities Exchange Act of 1934, as amended, and the rules promulgated thereunder. As investment advisor to the Funds, Bay Harbour had voting and investment control with respect to the securities held by the Funds and reported on this Form 4. Bay Harbour disclaims beneficial ownership of all securities except to the extent of any pecuniary interest therein and this filing should not be deemed an admission of beneficial ownership for Section 16 purposes or any other purpose. Mr. Sozio does not own any securities of the Issuer for his own account, but he serves as a director of the Issuer. Mr. Sozio disclaims beneficial ownership of any securities held by the Funds and reported on this Form 4, and this report shall not be deemed an admission that Mr. Sozio is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. /s/ Douglas Teitelbaum, Managing Principal 2009-11-23 /s/ Douglas Teitelbaum, Managing Principal of the Investment Manager 2009-11-23 /s/ Scott Sozio 2009-11-23 -----END PRIVACY-ENHANCED MESSAGE-----