-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FiVQWmLEeAWlUDlPuVbMPYQsi2D66EdSRBsn1f3hhsFj2DFFyB6fcm47JnNpv8QQ wbIjtCdbuNRsCzE2suxNjA== 0001012975-09-000023.txt : 20090212 0001012975-09-000023.hdr.sgml : 20090212 20090212161717 ACCESSION NUMBER: 0001012975-09-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090210 FILED AS OF DATE: 20090212 DATE AS OF CHANGE: 20090212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sozio Scott CENTRAL INDEX KEY: 0001403062 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08858 FILM NUMBER: 09595071 BUSINESS ADDRESS: BUSINESS PHONE: 646-205-1841 MAIL ADDRESS: STREET 1: BAY HARBOUR MANAGEMENT STREET 2: 885 THIRD AVENUE, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENN TRAFFIC CO CENTRAL INDEX KEY: 0000077155 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 250716800 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1200 STATE FAIR BLVD CITY: SYRACUSE STATE: NY ZIP: 13221-4737 BUSINESS PHONE: (315) 453-7284 MAIL ADDRESS: STREET 1: 1200 STATE FAIR BLVD CITY: SYRACUSE STATE: NY ZIP: 13221-4737 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bay Harbour Master Ltd. CENTRAL INDEX KEY: 0001387025 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08858 FILM NUMBER: 09595072 BUSINESS ADDRESS: STREET 1: C/O BAY HARBOUR MANAGEMENT, L.C. STREET 2: 885 THIRD AVENUE, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 371-2211 MAIL ADDRESS: STREET 1: C/O BAY HARBOUR MANAGEMENT, L.C. STREET 2: 885 THIRD AVENUE, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAY HARBOUR MANAGEMENT LC CENTRAL INDEX KEY: 0001049310 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08858 FILM NUMBER: 09595073 BUSINESS ADDRESS: STREET 1: 885 THIRD AVENUE STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 8132721992 MAIL ADDRESS: STREET 1: 885 THIRD AVENUE STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-02-10 0000077155 PENN TRAFFIC CO PTFC.PK 0001049310 BAY HARBOUR MANAGEMENT LC 375 PARK AVENUE, 20TH FLOOR NEW YORK NY 10152 0 0 1 0 0001387025 Bay Harbour Master Ltd. 375 PARK AVENUE, 20TH FLOOR NEW YORK NY 10152 0 0 1 0 0001403062 Sozio Scott C/O BAY HARBOUR MANAGEMENT, L.C. 375 PARK AVENUE, 20TH FLOOR NEW YORK NY 10152 1 0 0 0 Common Stock, par value $0.01 2009-02-10 4 S 0 124535 .80 D 1788457 I See footnotes Bay Harbour Management, L.C. ("Bay Harbour") acts as investment advisor to several entities and managed accounts (collectively, the "Funds") that own the shares subject to this Form 4. As of February 12, 2009, the Funds held an aggregate of 1,788,457 shares of the Issuer's Common Stock (including 1,347,000 shares held directly by Bay Harbour Master Ltd., one of the Funds), equal to approximately 20.7% of the total shares of the Issuer's Common Stock outstanding. As investment advisor to the Funds, Bay Harbour has voting and investment control with respect to the securities held by the Funds. Bay Harbour disclaims beneficial ownership of all securities except to the extent of any pecuniary interest therein and this filing should not be deemed an admission of beneficial ownership for Section 16 purposes or any other purpose. Mr. Sozio does not own any securities for his own account, but he serves as a director of the Issuer. Mr. Sozio, under applicable SEC regulations, may be deemed to beneficially own the reported securities because of his relationship to Bay Harbour. Mr. Sozio disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Sozio is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. /s/ Anthony Morro, Vice President and General Counsel of Bay Harbour Management, L.C. 2009-02-12 /s/ Anthony Morro, Vice President and General Counsel of the Investment Manager of Bay Harbour Master Ltd. 2009-02-12 /s/ Scott Sozio 2009-02-12 -----END PRIVACY-ENHANCED MESSAGE-----