-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JMOHY47S80zZQjv06qzz8ZmJ7uiKfxEmeftp9FJp6hgG7jEjIL1js/g/jmpDW3NM zvpU0XcBVZAwfuz1Ys5gCw== 0001012975-07-000137.txt : 20070216 0001012975-07-000137.hdr.sgml : 20070216 20070216170416 ACCESSION NUMBER: 0001012975-07-000137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070214 FILED AS OF DATE: 20070216 DATE AS OF CHANGE: 20070216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENN TRAFFIC CO CENTRAL INDEX KEY: 0000077155 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 250716800 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1200 STATE FAIR BLVD CITY: SRYACUSE STATE: NY ZIP: 13221-4737 BUSINESS PHONE: 8145369900 MAIL ADDRESS: STREET 1: 1200 STATE FAIR BLVD CITY: SYRACUSE STATE: NY ZIP: 13221-4737 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bay Harbour Master Ltd. CENTRAL INDEX KEY: 0001387025 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08858 FILM NUMBER: 07632143 BUSINESS ADDRESS: STREET 1: C/O BAY HARBOUR MANAGEMENT, L.C. STREET 2: 885 THIRD AVENUE, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 371-2211 MAIL ADDRESS: STREET 1: C/O BAY HARBOUR MANAGEMENT, L.C. STREET 2: 885 THIRD AVENUE, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAY HARBOUR MANAGEMENT LC CENTRAL INDEX KEY: 0001049310 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08858 FILM NUMBER: 07632144 BUSINESS ADDRESS: STREET 1: 885 THIRD AVENUE STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 8132721992 MAIL ADDRESS: STREET 1: 885 THIRD AVENUE STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-02-14 0000077155 PENN TRAFFIC CO PTFC.PK 0001049310 BAY HARBOUR MANAGEMENT LC 885 THIRD AVENUE 34TH FLOOR NEW YORK NY 10022 0 0 1 0 0001387025 Bay Harbour Master Ltd. 885 THIRD AVENUE 34TH FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock, par value $0.01 2007-02-14 4 P 0 607236 16.75 A 0 I See footnote Common Stock, par value $0.01 2007-02-14 4 P 0 479967 16.75 A 1347000 D The Reporting Person acts as investment advisor to several entities and managed accounts (collectively, the "Funds" and individually, each a "Fund") that own the shares subject to this Form 4. As of February 16, 2007, the Funds held, in the aggregate, 1,912,992 shares of the Issuer's Common Stock (including the 1,347,000 shares reported on this Form 4 as held directly by Bay Harbour Master Ltd.), equal to approximately 23.1% of the total shares of the Issuer's Common Stock outstanding. As investment advisor to the Funds, the Reporting Person has voting and investment control with respect to the shares held by the Funds. The Reporting Person disclaims beneficial ownership of all shares except to the extent of any pecuniary interest therein and this filing should not be deemed an admission of beneficial ownership for Section 16 purposes or any other purpose. These shares are held by Bay Harbour Master Ltd., an investment fund for which Bay Harbour Management, L.C. acts as investment advisor. The 479,967 shares reported as acquired by Bay Harbour Master Ltd. form part of the 607,236 shares reported on this Form 4 as acquired by Bay Harbour Management, L.C. on behalf of several funds and managed accounts it advises. The 1,347,000 shares reported beneficially owned by Bay Harbour Master Ltd. form part of the 1,912,992 shares held by the Funds. /s/ Kurt Cellar, Partner 2007-02-16 /s/ Kurt Cellar, Partner of the Investment Manager 2007-02-16 -----END PRIVACY-ENHANCED MESSAGE-----