0001225208-21-000773.txt : 20210112 0001225208-21-000773.hdr.sgml : 20210112 20210112184645 ACCESSION NUMBER: 0001225208-21-000773 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210108 FILED AS OF DATE: 20210112 DATE AS OF CHANGE: 20210112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACOBSEN RENE CENTRAL INDEX KEY: 0001669091 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08929 FILM NUMBER: 21524539 MAIL ADDRESS: STREET 1: 551 FIFTH AVENUE STREET 2: SUITE 300 CITY: NEW YORK STATE: NY ZIP: 10176 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABM INDUSTRIES INC /DE/ CENTRAL INDEX KEY: 0000771497 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TO DWELLINGS & OTHER BUILDINGS [7340] IRS NUMBER: 941369354 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 212 297-0200 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: ABM INDUSTRIES INC DATE OF NAME CHANGE: 19950110 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BUILDING MAINTENANCE INDUSTRIES INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2021-01-08 0000771497 ABM INDUSTRIES INC /DE/ ABM 0001669091 JACOBSEN RENE ONE LIBERTY PLAZA 7TH FL NEW YORK NY 10006 1 EVP & Chief Operating Officer Common Stock 2021-01-08 4 A 0 11779.0000 0.0000 A 55988.0000 D Common Stock 2021-01-09 4 F 0 3379.0000 40.7100 D 52609.0000 D Common Stock 2021-01-10 4 A 0 12282.0000 0.0000 A 64891.0000 D Common Stock 2021-01-10 4 A 0 3618.0000 0.0000 A 68509.0000 D Common Stock 2021-01-10 4 F 0 624.0000 40.7100 D 67885.0000 D Common Stock 2021-01-10 4 F 0 7461.0000 40.7100 D 60424.0000 D Restricted stock units (RSUs) granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. Units vest in three equal annual installments beginning a year from the grant date, and will settle in shares of common stock. Dividend equivalent rights (DERs) will accrue. Represents common stock withheld by the Issuer to cover tax withholding obligations arising from the vesting of a previous grant of restricted stock units. Represents the number of shares earned in connection with performance shares previously granted on 1/10/2018, based on achievement of certain targets in the period ended 10/31/2020. Such performance shares vested on 1/10/2021. Represents the number of shares earned in connection with TSR performance shares previously granted on 1/10/2018, based on TSR performance in the 3-year period beginning 11/1/2017 and ended 10/31/2020 as compared to the S&PSmallCap 600 Index. Such TSR performance shares vested on 1/10/2021. Represents common stock withheld by the Issuer to cover tax withholding obligations arising from the vesting of performance shares and TSR performance shares. Includes 45,859 unvested RSUs and Dividend Equivalent Rights relating to the unvested RSUs, adjusted to reflect the cumulative effect of fractional shares. By: David R. Goldman, by power of attorney 2021-01-12