0001735862-18-000001.txt : 20180406 0001735862-18-000001.hdr.sgml : 20180406 20180406145658 ACCESSION NUMBER: 0001735862-18-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171230 FILED AS OF DATE: 20180406 DATE AS OF CHANGE: 20180406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goertek Inc. CENTRAL INDEX KEY: 0001735862 STATE OF INCORPORATION: F4 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19882 FILM NUMBER: 18742981 BUSINESS ADDRESS: STREET 1: NO. 268, DONGFANG ROAD STREET 2: HIGH-TECH INDUSTRIAL DEVELOPMENT ZONE CITY: WEIFANG, SHANDONG PROVINCE STATE: F4 ZIP: 261031 BUSINESS PHONE: 86-536-3051234 MAIL ADDRESS: STREET 1: NO. 268, DONGFANG ROAD STREET 2: HIGH-TECH INDUSTRIAL DEVELOPMENT ZONE CITY: WEIFANG, SHANDONG PROVINCE STATE: F4 ZIP: 261031 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KOPIN CORP CENTRAL INDEX KEY: 0000771266 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 042833935 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 NORTH DRIVE CITY: WESTBOROUGH STATE: MA ZIP: 01581 BUSINESS PHONE: 508-870-5959 MAIL ADDRESS: STREET 1: 125 NORTH DRIVE CITY: WESTBOROUGH STATE: MA ZIP: 01581 5 1 primary_doc.xml PRIMARY DOCUMENT X0306 5 2017-12-30 0 1 0 0000771266 KOPIN CORP KOPN 0001735862 Goertek Inc. NO. 268, DONGFANG ROAD HIGH-TECH INDUSTRIAL DEVELOPMENT ZONE WEIFANG, SHANDONG PROVINCE F4 261031 CHINA 0 0 1 0 Common Stock 3 7589000 D GoerTek Inc. ("GoerTek") became a beneficial owner of these securities as of April 20, 2017, which made GoerTek subject to Section 16 as a 10.1% holder based upon 75,156,563 shares of common stock outstanding as of August 4, 2017, as set forth in the Issuer's Quarterly Report on Form 10-Q for the quarter ended July 1, 2017, filed with the Securities and Exchange Commission on August 10, 2017. A Form 3 was not filed at such time. /s/Kevin He, Vice President of Legal Affairs 2018-04-06