0001493152-20-023925.txt : 20201218 0001493152-20-023925.hdr.sgml : 20201218 20201218161537 ACCESSION NUMBER: 0001493152-20-023925 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201216 FILED AS OF DATE: 20201218 DATE AS OF CHANGE: 20201218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TSAUR BOR YEU CENTRAL INDEX KEY: 0001251765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19882 FILM NUMBER: 201400797 MAIL ADDRESS: STREET 1: C/O KOPIN CORP STREET 2: 695 MYLAS STANDISH BLVD CITY: TAVNTON STATE: MA ZIP: 02780 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KOPIN CORP CENTRAL INDEX KEY: 0000771266 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 042833935 STATE OF INCORPORATION: DE FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: 125 NORTH DRIVE CITY: WESTBOROUGH STATE: MA ZIP: 01581 BUSINESS PHONE: 508-870-5959 MAIL ADDRESS: STREET 1: 125 NORTH DRIVE CITY: WESTBOROUGH STATE: MA ZIP: 01581 4 1 ownership.xml X0306 4 2020-12-16 0 0000771266 KOPIN CORP KOPN 0001251765 TSAUR BOR YEU C/O KOPIN CORPORATION 125 NORTH DRIVE WESTBOROUGH MA 01581 0 1 0 0 Executive Vice President Common Stock 2020-12-16 4 A 0 40000 0 A 389564 D Common Stock 2020-12-16 4 A 0 85000 0 A 474564 D Common Stock 2020-12-16 4 F 0 7466 1.75 D 467098 D Common Stock 2020-12-16 4 D 0 33515 0 D 433583 D Restricted stock shall vest upon the achievement of certain milestones, based on the Company's fiscal year 2021 results and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan. Restricted stock vests 20% on each of the five successive December 10 dates following the date of grant (12/16/20) and is subject to restrictions pursuant to the terms of the Issuer's 2020 Equity Incentive Plan. Forfeiture of shares of restricted stock granted on February 20, 2014 under the 2010 Equity Incentive Plan, for which vesting requirements were not satisfied. /s/ John J. Concannon, as Attorney-in-fact 2020-12-18