-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L3Jv3VnaF0u+cFH17xHdCkLhMcaYACv2fgLX36q+JGNVHq2GyvWK4Rk59kC+73qJ rC7RSUCO2nYckknf2Zsa5w== 0000931763-97-001451.txt : 19970826 0000931763-97-001451.hdr.sgml : 19970826 ACCESSION NUMBER: 0000931763-97-001451 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970825 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROTECH MEDICAL CORP CENTRAL INDEX KEY: 0000771142 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HOME HEALTH CARE SERVICES [8082] IRS NUMBER: 592115892 STATE OF INCORPORATION: FL FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-10915 FILM NUMBER: 97669081 BUSINESS ADDRESS: STREET 1: 4506 LB MCLEOD RD STE F CITY: ORLANDO STATE: FL ZIP: 32811 BUSINESS PHONE: 4078412115 MAIL ADDRESS: STREET 1: 4506 LB MCLEOD RD SUITE F STREET 2: PO BOX 536576 CITY: ORLANDO STATE: FL ZIP: 32811 424B3 1 PROSPECTUS SUPPLEMENT Pursuant to Rule 424(b)(3) File No. 333-10915 PROSPECTUS SUPPLEMENT TO PROSPECTUS DATED SEPTEMBER 10, 1996 ROTECH MEDICAL CORPORATION $110,000,000 Principal Amount of 5 1/4% Convertible Subordinated Debentures Due 2003 (Interest Payable June 1 and December 1) 4,190,476 Shares of Common Stock ---------------- The Prospectus dated September 10, 1996, as previously supplemented, is hereby further supplemented as follows to restate, in its entirety, the "Selling Securityholders" section beginning on page 20 of the Prospectus: SELLING SECURITYHOLDERS The following table sets forth certain information as of April 24, 1997 (except as otherwise noted) as to the security ownership of the Selling Securityholders. Except as set forth below, none of the Selling Securityholders has had a material relationship with the Company or any of its predecessors or affiliates within the past three years.
AGGREGATE PRINCIPAL NUMBER OF AMOUNT OF SHARES OF COMMON DEBENTURES THAT MAY STOCK THAT MAY NAME BE SOLD BE SOLD* - ---- ------------------- ---------------- SMM Co. BV (1)............................ 2,950,000 112,380 LCMS Foundation........................... 1,000,000 38,095 New York Life Separate Account #7......... 1,000,000 38,095 Mainstay Convertible Fund................. 900,000 34,285 Aetna Variable Fund....................... 3,255,000 124,000 Aetna Growth and Income Fund.............. 245,000 9,333 Lincoln National Convertible Securities Fund(8).................................. 1,720,000 65,523 Lincoln National Life Insurance Company-- Corporate Convertible Securities Pool(8). 4,945,000 188,380 Weirton Trust Convertibles(8)............. 440,000 16,761 United National Insurance--American Manu- facturing(8)............................. 50,000 1,904 Commonwealth Life Insurance--Stock TRAC (TEAMSTERS I)............................ 500,000 19,047 Commonwealth Life Insurance Company-- (TEAMSTER/CAMDEN--New Enhanced)................................ 1,700,000 64,761 KA Management Limited..................... 1,092,000 41,600 KA Trading L.P............................ 2,120,000 80,761 Liberty View Plus Fund.................... 1,000,000 38,095 Liberty View Fund LLC..................... 250,000 9,523 Paresco, Inc.............................. 750,000 28,571 Forest Fulcrum Fd LP(2)................... 1,450,000 55,238 Forest Fulcrum Trout (LLT LTD)(2)......... 160,000 6,095 Forest Fulcrum Ltd.(2).................... 640,000 24,380 Walker Art Center(3)...................... 300,000 11,428 Aragon Investments, Ltd.(4)............... 500,000 19,047 Taft Securities L.L.C.(4)................. 500,000 19,047 TQA Arbitrage Fund L.P.(5)................ 500,000 19,047 McMahan Securities Co. L.P.(6)............ 55,000 2,095 Smith Barney Inc.(7)...................... 2,000,000 76,190 Credit Suisse First Boston Corporation(8). 500,000 19,047 Any other Selling Securityholders or fu- ture transferee from any such Selling Securityholder(10)....................... 79,478,000 3,027,748 ------------ --------- $110,000,000 4,190,476
- -------- (1) Information is as of September 10, 1996. (2) Information is as of April 11, 1997. (3) Information is as of April 22, 1997. (4) Information is as of July 10, 1997. (5) Information is as of July 14, 1997. (6) Information is as of July 18, 1997. (7) Information is as of August 18, 1997. (8) Information is as of August 21, 1997. (9) Information is as of August 22, 1997. (10) Information regarding these persons or entities will be added by supplement to this Prospectus. *Assumes a conversion price of $26.25 per share and a cash payment in lieu of any fractional share interest. The preceding table has been prepared based upon information furnished to the Company by the Depository Trust Company, PNC Bank, Kentucky, Inc., trustee under the Indenture, and by or on behalf of the Selling Securityholders. Additional information concerning ownership of the Debentures and Conversion Shares offered hereby rests with certain holders of the Debentures and Conversion Shares who are not named in the preceding table, with whom the Company believes it has no affiliation and from whom the Company has received no response to its request for such information. In view of the fact that Selling Securityholders may offer all or a portion of the Debentures or Conversion Shares held by them pursuant to the offering contemplated by this Prospectus, and because this offering is not being underwritten on a firm commitment basis, no estimate can be given as to the amount of Debentures or the number of Conversion Shares that will be held by the Selling Securityholders after completion of the offering made hereby. In addition, the Selling Securityholders may have sold, transferred or otherwise disposed of all or a portion of their Debentures and/or Conversion Shares, since the date on which they provided the information set forth above, in transactions exempt from the registration requirements of the Securities Act. Information concerning the Selling Securityholders may change from time to time and any such changed information will be set forth in supplements to this Prospectus if and when necessary. In addition, the per share conversion price, and therefor the number of shares issuable upon conversion of the Debentures, is subject to adjustment under certain circumstances. Accordingly, the aggregate principal amount of Debentures and the number of Conversion Shares issuable upon conversion of the Debentures offered hereby may increase or decrease. ---------------- The date of this Prospectus Supplement is August 22, 1997 -2-
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