-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NRQ4j2kZN6WUXiA0I83IC6RNGKrUhp1v/EEk4nMo+S39IE5YKIyOH9AaUZxPp2Ky iXJdJl7FWZFoQRzTnY0ipQ== 0001212262-03-000001.txt : 20030605 0001212262-03-000001.hdr.sgml : 20030605 20030605093530 ACCESSION NUMBER: 0001212262-03-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030605 FILED AS OF DATE: 20030605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENN ENGINEERING & MANUFACTURING CORP CENTRAL INDEX KEY: 0000077106 STANDARD INDUSTRIAL CLASSIFICATION: BOLTS, NUTS, SCREWS, RIVETS & WASHERS [3452] IRS NUMBER: 230951065 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 1000 CITY: DANBORO STATE: PA ZIP: 18916 BUSINESS PHONE: 2157668853 MAIL ADDRESS: STREET 1: P O BOX 1000 CITY: DANBORO STATE: PA ZIP: 18916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAY ALAN CENTRAL INDEX KEY: 0001212262 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05356 FILM NUMBER: 03733349 BUSINESS ADDRESS: STREET 1: C/O PENN ENGINEERING & MANUFACT STREET 2: P O BOX 1000 CITY: DANBORO STATE: PA ZIP: 18916 BUSINESS PHONE: 2157668853 MAIL ADDRESS: STREET 1: P O BOX 1000 CITY: DANBORO STATE: PA ZIP: 18916 3 1 primary_doc.xml PRIMARY DOCUMENT 3 2003-06-05 0 0000077106 PENN ENGINEERING & MANUFACTURING CORP PNN&PNN.A 0001212262 KAY ALAN 0 1 0 0 President of Arconix/USA Common Stock, $.01 par value 487.321 D Employee Stock Option (right to buy) 12.688 2000-12-08 2009-12-08 Common Stock 2000 D Employee Stock Option (right to buy) 18.063 2001-12-06 2010-12-06 Common Stock 2000 D Employee Stock Option (right to buy) 16.58 2002-12-05 2011-12-05 Common Stock 20000 D Employee Stock Option (right to buy) 11.7 2003-12-05 2012-12-05 Common Stock 20000 D Reflects shares purchased under the Penn Engineering & Manufacturing Corp. Stock Purchase Plan. These options were granted pursuant to Rule 16b-3 under the Company's 1999 Stock Option Plan. These options vest in four cumulative annual installments of 500 shares each commencing the first anniversary after the grant date 12/08/1999. These options were granted pursuant to Rule 16b-3 under the Company's 1999 Stock Option Plan. These options vest in four cumulative annual installments of 500 shares each commencing the first anniversary after the grant date 12/06/2000. These options were granted pursuant to Rule 16b-3 under the Company's 1999 Stock Option Plan. These options vest in four cumulative annual installments of 5,000 shares each commencing the first anniversary after the grant date 12/05/2001. These options were granted pursuant to Rule 16b-3 under the Company's 1999 Stock Option Plan. These options vest in four cumulative annual installments of 5,000 shares each commencing the first anniversary after the grant date 12/05/2002. /S/Alan M. Kay 2003-06-05 -----END PRIVACY-ENHANCED MESSAGE-----