-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DqsKuJlaVPlWKgbajhZhU9epc7udFlktL1jEuJgh0j6AGSLRGRoJ15uTBJ696xcP fht7IL7ym3V8++PUG/S0AQ== 0001198664-04-000002.txt : 20040113 0001198664-04-000002.hdr.sgml : 20040113 20040113120448 ACCESSION NUMBER: 0001198664-04-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031203 FILED AS OF DATE: 20040113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWANSTROM KENNETH A CENTRAL INDEX KEY: 0001007660 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05356 FILM NUMBER: 04522077 BUSINESS ADDRESS: STREET 1: PLANY #1 OLD EASTERN ROAD STREET 2: PO BOX 1000 CITY: DANBORO STATE: PA ZIP: 19916 BUSINESS PHONE: 2157668853 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENN ENGINEERING & MANUFACTURING CORP CENTRAL INDEX KEY: 0000077106 STANDARD INDUSTRIAL CLASSIFICATION: BOLTS, NUTS, SCREWS, RIVETS & WASHERS [3452] IRS NUMBER: 230951065 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 1000 CITY: DANBORO STATE: PA ZIP: 18916 BUSINESS PHONE: 2157663675 MAIL ADDRESS: STREET 1: P O BOX 1000 CITY: DANBORO STATE: PA ZIP: 18916 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-12-03 0 0000077106 PENN ENGINEERING & MANUFACTURING CORP PNN&PNNA 0001007660 SWANSTROM KENNETH A C/O PENN ENGINEERING&MANUFACTURING CORP. P.O. BOX 1000 DANBORO PA 18916 1 1 1 0 Chairman of the Board and CEO Directors Stock Option Plan (right to buy) 17.3 2003-12-03 4 A 0 10000 17.3 A 2004-12-03 2013-12-03 Common Stock 10000 10000 D Directors Stock Option Plan (right to buy) 17.3 2003-12-03 4 A 0 10000 17.3 A 2005-12-03 2013-12-03 Common Stock 10000 10000 D Directors Stock Option Plan (right to buy) 17.3 2003-12-03 4 A 0 10000 17.3 A 2006-12-03 2013-12-03 Common Stock 10000 10000 D Directors Stock Option Plan (right to buy) 17.3 2003-12-03 4 A 0 10000 17.3 A 2007-12-03 2013-12-03 Common Stock 10000 10000 D These stock options were granted pursuant to Rule 16b-3 under the Company's 1999 Stock Option Plan. /s/Kenneth A. Swanstrom 2004-01-13 -----END PRIVACY-ENHANCED MESSAGE-----