-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CiUsRPKsOFMO+u6+QddiK0W5f0G67VET1KOwlJPJRiMvLtNpnv3P3Jaz7dRY7yjn NiJbf0OelIKM5vCM3KJXVg== 0001198664-04-000001.txt : 20040113 0001198664-04-000001.hdr.sgml : 20040113 20040113112558 ACCESSION NUMBER: 0001198664-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031203 FILED AS OF DATE: 20040113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMON MARK W CENTRAL INDEX KEY: 0001198664 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05356 FILM NUMBER: 04521982 MAIL ADDRESS: STREET 1: C/O PENN ENGINEERING & MFNG CORP STREET 2: PO BOX 1000 CITY: DANBORO STATE: PA ZIP: 18916 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENN ENGINEERING & MANUFACTURING CORP CENTRAL INDEX KEY: 0000077106 STANDARD INDUSTRIAL CLASSIFICATION: BOLTS, NUTS, SCREWS, RIVETS & WASHERS [3452] IRS NUMBER: 230951065 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 1000 CITY: DANBORO STATE: PA ZIP: 18916 BUSINESS PHONE: 2157663675 MAIL ADDRESS: STREET 1: P O BOX 1000 CITY: DANBORO STATE: PA ZIP: 18916 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-12-03 0 0000077106 PENN ENGINEERING & MANUFACTURING CORP PNN, PNN.A 0001198664 SIMON MARK W C/O PENN ENGINEERING&MANUFACTURING CORP PO BOX 1000 DANBORO PA 18916 1 1 0 0 Sr.Vice President Finance/CFO Employee Stock Option (right to buy) 17.3 2003-12-03 4 A 0 7500 17.3 A 2004-12-03 2013-12-03 Common Stock 7500 7500 D Employee Stock Option (right to buy) 17.3 2003-12-03 4 A 0 7500 17.3 A 2005-12-03 2013-12-03 Common Stock 7500 7500 D Employee Stock Option (right to buy) 17.3 2003-12-03 4 A 0 7500 17.3 A 2006-12-03 2013-12-03 Common Stock 7500 7500 D Employee Stock Option Plan (right to buy) 17.3 2003-12-03 4 A 0 7500 17.3 A 2007-12-03 2013-12-03 Common Stock 7500 7500 D These stock options were granted pursuant to Rule 16b-3 under the Company's 1999 Stock Option Plan. Mark W. Simon 2004-01-13 -----END PRIVACY-ENHANCED MESSAGE-----