-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K+ke1+VSjVrKfJzFA/F1mm8Ek/EenoSIPNg0gvwEg6rDMILOGKXYq7BovCzJ5wFe F+RrJL3/Bi2v+AutqRrTkw== 0001116502-03-002361.txt : 20031219 0001116502-03-002361.hdr.sgml : 20031219 20031219171313 ACCESSION NUMBER: 0001116502-03-002361 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031219 FILED AS OF DATE: 20031219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRETZ KENT R CENTRAL INDEX KEY: 0001205427 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05356 FILM NUMBER: 031065940 BUSINESS ADDRESS: STREET 1: C/O PENN ENGINEERING MANUFACTURING CORP STREET 2: P O BOX 1000 CITY: DANBORO STATE: PA ZIP: 18916 BUSINESS PHONE: 2157668853 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENN ENGINEERING & MANUFACTURING CORP CENTRAL INDEX KEY: 0000077106 STANDARD INDUSTRIAL CLASSIFICATION: BOLTS, NUTS, SCREWS, RIVETS & WASHERS [3452] IRS NUMBER: 230951065 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 1000 CITY: DANBORO STATE: PA ZIP: 18916 BUSINESS PHONE: 2157663675 MAIL ADDRESS: STREET 1: P O BOX 1000 CITY: DANBORO STATE: PA ZIP: 18916 4 1 fretz-k_ex.xml X0201 4 2003-12-19 0 0000077106 PENN ENGINEERING & MANUFACTURING CORP PNNA 0001205427 FRETZ KENT R C/O PENN ENGINEERING MANUFACTURING CORP P O BOX 1000 DANBORO PA 18916 0 1 0 0 President/Pittman Division Common Stock, $.01 par value 2003-12-17 4 M 0 10050 12.6880 A 10801.669 D Common Stock, $.01 par value 2003-12-17 4 S 0 10050 17.8198 D 751.6690 D Common Stock, $.01 par value 2003-12-17 4 M 0 14350 11.000 A 15101.669 D Common Stock, $.01 par value 2003-12-17 4 S 0 14350 17.8198 D 751.669 D Common Stock, $.01 par value 2003-12-18 4 M 0 14250 12.8130 A 15001.669 D Common Stock, $.01 par value 2003-12-18 4 S 0 14250 17.8938 D 751.669 D Common Stock, $.01 par value 2003-12-18 4 M 0 4950 12.6880 A 5701.669 D Common Stock, $.01 par value 2003-12-18 4 S 0 4950 17.8938 D 751.669 D Employee Stock Option (right to buy) 12.688 2003-12-17 4 M 0 10050 12.688 D 2009-12-08 Common Stock 10050 9950 D Employee Stock Option (right to buy) 11.000 2003-12-17 4 M 0 14350 11.000 D 2009-12-14 Common Stock 14350 2875 D Employee Stock Option (right to buy) 12.813 2003-12-18 4 M 0 14250 12.813 D 2007-12-16 Common Stock 14250 5750 D Employee Stock Option (right to buy) 12.688 2003-12-18 4 M 0 4950 12.688 D 2009-12-08 Common Stock 4950 5000 D Reflects shares purchased under the Penn Engineering & Manufacturing Corp. Stock Purchase Plan. Reporting person also owns 300 shares of the Company's Class A Common Stock, $.01 par value. These options were granted under the Company's 1996 Equity Incentive Plan. These options vest in four cumulative annual installments of 5,000 shares each commencing 12/8/2000. These options were granted under the Company's 1996 Equity Incentive Plan. These options vest in four cumulative annual installments of 5,000 shares each commencing 12/14/1999. These options were granted under the Company's 1996 Equity Incentive Plan. These options vest in four cumulative annual installments of 5,000 shares each commencing 12/16/1998. /s/ Kent R. Fretz 2003-12-19 -----END PRIVACY-ENHANCED MESSAGE-----