0001752724-20-049693.txt : 20200316
0001752724-20-049693.hdr.sgml : 20200316
20200316111113
ACCESSION NUMBER: 0001752724-20-049693
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200316
DATE AS OF CHANGE: 20200316
EFFECTIVENESS DATE: 20200316
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Natixis Funds Trust I
CENTRAL INDEX KEY: 0000770540
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04323
FILM NUMBER: 20715878
BUSINESS ADDRESS:
STREET 1: 888 BOYLSTON STREET
STREET 2: 8TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02199
BUSINESS PHONE: 617-449-2810
MAIL ADDRESS:
STREET 1: 888 BOYLSTON STREET
STREET 2: 8TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02199
FORMER COMPANY:
FORMER CONFORMED NAME: IXIS Advisor Funds Trust I
DATE OF NAME CHANGE: 20050502
FORMER COMPANY:
FORMER CONFORMED NAME: CDC NVEST FUNDS TRUST I
DATE OF NAME CHANGE: 20010503
FORMER COMPANY:
FORMER CONFORMED NAME: NVEST FUNDS TRUST I
DATE OF NAME CHANGE: 20000202
0000770540
S000006657
Loomis Sayles Multi-Asset Income Fund
C000018159
Class A
IIDPX
C000018160
Class C
CIDPX
C000123285
Class Y
YIDPX
C000159732
Class N
LMINX
C000188558
Class T
LMUTX
0000770540
S000006658
Natixis U.S. Equity Opportunities Fund
C000018161
Class A
NEFSX
C000018163
Class C
NECCX
C000018164
Class Y
NESYX
C000188559
Class T
NUSTX
C000190732
Class N
NESNX
0000770540
S000006661
Vaughan Nelson Small Cap Value Fund
C000018172
Class A
NEFJX
C000018174
Class C
NEJCX
C000069268
Class Y
NEJYX
C000188561
Class T
NEJTX
C000190733
Class N
VSCNX
0000770540
S000030606
Natixis Oakmark International Fund
C000094872
Class A
NOIAX
C000094873
Class C
NOICX
C000188562
Class T
NIOTX
C000190734
Class N
NIONX
C000190735
Class Y
NOIYX
0000770540
S000053352
Mirova Global Sustainable Equity Fund
C000167845
Class A
ESGMX
C000167846
Class C
ESGCX
C000167847
Class Y
ESGYX
C000188563
Class T
ETSGX
C000190736
Class N
ESGNX
0000770540
S000056426
Mirova Global Green Bond Fund
C000178444
Class A
MGGAX
C000178445
Class N
MGGNX
C000178446
Class Y
MGGYX
0000770540
S000063873
Mirova International Sustainable Equity Fund
C000206846
Class N
MRVNX
C000206847
Class Y
MRVYX
C000206848
Class A
MRVAX
N-CEN
1
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C000018161
C000188559
C000018163
S000006657
C000159732
C000018159
C000018160
C000123285
C000188558
S000030606
C000188562
C000190735
C000094873
C000190734
C000094872
S000063873
C000206848
C000206846
C000206847
S000006661
C000018174
C000018172
C000188561
C000069268
C000190733
S000053352
C000190736
C000167845
C000167846
C000167847
C000188563
Natixis Funds Trust I
811-04323
0000770540
01YA4M3ZQ45K0V190G80
888 BOYLSTON STREET
Suite 800
BOSTON
02199-8197
US-MA
US
617-449-2822
State Street Bank and Trust Company
1 Lincoln Street
Boston
02110
617-786-3000
Custody and Accounting Records.
Natixis Advisors, L.P.
888 Boylston Street
Boston
02199-8197
617-449-2822
Records related to its function as Administrator
Loomis, Sayles & Company, L.P.
One Financial Center
Boston
02111
617-482-2450
Records related to its function as Advisor
Natixis Distribution, L.P.
888 Boylston Street
Boston
02199-8197
617-449-2100
Records related to its function as Distributor
Harris Associates L.P.
111 South Wacker Drive
Suite 4600
Chicago
60606
312-646-3600
Records related to its function as Advisor
Natixis Funds Trust I
888 Boylston Street
Boston
02199-8197
617-449-2822
All Fund Records
Vaughan Nelson Investment Management, L.P.
600 Travis Street
Suite 6300
Houston
77002
(713) 224-2545
Records related to its function as Advisor
Mirova US LLC
888 Boylston Street
Boston
02199-8197
617-449-2100
Records related to its function as Advisor
DST Asset Manager Solutions, Inc.
2000 Crown Colony Drive
Quincy
02169
617-483-5000
Records related to its function as Transfer Agent
N
N
N-1A
8
Y
Wendell J. Knox
000000000
N
Richard A. Goglia
000000000
N
Kenneth A. Drucker
000000000
N
David L. Giunta
002290469
Y
Maureen B. Mitchell
000000000
N
Edmond J. English
000000000
N
Kirk A. Sykes
000000000
N
James P. Palermo
000000000
N
Peter J. Smail
000000000
N
Erik R. Sirri
000000000
N
Cynthia L. Walker
000000000
N
Kevin P. Charleston
000000000
Y
Martin T. Meehan
000000000
N
Kirk Johnson
000000000
888 Boylston Street
Suite 800
Boston
02199-8197
XXXXXX
N
N
N
N
N
N
N
Natixis Distribution, L.P.
8-46325
000034754
0000000000
Y
N
PricewaterhouseCoopers LLP
238
5493002GVO7EO8RNNS37
N
N
N
N
N
N
Mirova Global Green Bond Fund
S000056426
549300J4K0FKIGYS0L15
N
3
0
0
N/A
Y
N
N
N
N/A
N/A
N/A
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Mirova Us LLC
801-114631
000300152
2549004Y6OUG0NDWJ657
2019-03-29
Ostrum Asset Management U.S., LLC
801-79804
000171003
2549009BYNSYZS4S3U53
2019-03-28
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Chicago Mercantile Exchange Inc.
SNZ2OJLFK8MNNCLQOF39
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Merrill Lynch Valuations LLC
54930015EWCI4VNCZP82
N
The London Clearing House Limited
F226TOH6YD6XJB17KS62
GB
N
Y
Ceskoslovenska obchodni banka, a. s.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AB SEB bankas
549300SBPFE9JX7N8J82
LT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank Middle East Limited
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong And Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Athens, Attica, GR, Branch)
549300WCGB70D06XZS54
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Goldman Sachs & Co. LLC
FOR8UP27PHTHYVLBNG30
N
Y
Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
AS SEB Pank
549300ND1MQ8SNNYMJ22
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch)
7LTWFZYICNSX8D621K86
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
7LTWFZYICNSX8D621K86
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank (Malaysia) Berhad
529900DLWFR8HK7DR278
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch)
7LTWFZYICNSX8D621K86
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
7LTWFZYICNSX8D621K86
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Budapest, HU, Branch)
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf.
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie Spolka Akcyjna
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking S.A.
549300OL514RA0SXJJ44
LU
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Anonim Sirketi
789000N5SE3LWDK7OI11
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AS SEB banka
549300YW95G1VBBGGV07
LV
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Bank Czech Republic and Slovakia, a.s. (Bratislava, Bratislavsky, SK, Branch)
KR6LSKV3BTSJRD41IF75
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch)
7LTWFZYICNSX8D621K86
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UniCredit Banka Slovenija d.d.
549300O2UN9JLME31F08
SI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Natixis Advisors, L.P.
549300PSRHO2UJWZNJ04
Y
N
N
Natixis Investment Managers Securities Investment Consulting (Taipei) Co., Ltd.
N/A
000000000
00000000000000000000
TW
0.00000000
Harris Associates Securities L.P.
8-19988
000006959
0000000000
0.00000000
Natixis Investment Managers Switzerland Sarl
N/A
000000000
00000000000000000000
CH
0.00000000
Natixis Distribution, L.P.
8-46325
000034754
0000000000
0.00000000
PJ Solomon Securities, LLC
8-43369
000028041
00000000000000000000
0.00000000
Natixis
N/A
000000000
KX1WK48MPD4Y2NCUIZ63
FR
0.00000000
Natixis Investment Managers Hong Kong Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Natixis Securities Americas LLC
8-719
000001101
549300L8G1E7ZHVEOG75
0.00000000
Loomis Sayles Distributors, L.P.
8-49575
000041795
00000000000000000000
0.00000000
Natixis Asset Management Finance
N/A
000000000
969500OCY8KZTP2CB380
FR
0.00000000
DNCA Courtage
N/A
000000000
00000000000000000000
FR
0.00000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
1060.00000000
1060.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
3576210.82000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
4501695.53000000
HSBC Securities (USA) Inc.
8-41562
000019585
CYYGQCGNHMHPSMRL3R97
6108683.21000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
470593178.52000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
2256850.97000000
Societe Generale
N/A
000000000
O2RNE8IBXP4R0TD8PU41
FR
3106617.94000000
Credit Agricole Securities (USA) Inc.
8-13753
000000190
549300WO2DKF0Q3YMV43
1535775.35000000
491679012.34000000
N
32562057.78000000
Committed
400000000.00000000
N
N
N
N
Natixis U.S. Equity Opportunities Fund
S000006658
549300IJBCRVF2KRU369
N
5
0
0
N/A
N
N
Y
N
N/A
N/A
N/A
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Natixis Advisors, L.P.
801-48408
000106800
549300PSRHO2UJWZNJ04
N
Loomis, Sayles & Company, L.P.
801-170
000105377
JIZPN2RX3UMNOYIDI313
Y
N
Harris Associates L.P.
801-50333
000106960
YVC19L6NOWRA51XIKW06
Y
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
Chicago Mercantile Exchange Inc.
SNZ2OJLFK8MNNCLQOF39
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
The London Clearing House Limited
F226TOH6YD6XJB17KS62
GB
N
Merrill Lynch Valuations LLC
54930015EWCI4VNCZP82
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Y
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking S.A.
549300OL514RA0SXJJ44
LU
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch)
7LTWFZYICNSX8D621K86
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch)
7LTWFZYICNSX8D621K86
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
Natixis Advisors, L.P.
549300PSRHO2UJWZNJ04
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Natixis Distribution, L.P.
8-46325
000034754
0000000000
0.00000000
Harris Associates Securities L.P.
8-19988
000006959
0000000000
0.00000000
Natixis Asset Management Finance
N/A
000000000
969500OCY8KZTP2CB380
FR
0.00000000
PJ Solomon Securities, LLC
8-43369
000028041
00000000000000000000
0.00000000
Natixis
N/A
000000000
KX1WK48MPD4Y2NCUIZ63
FR
0.00000000
DNCA Courtage
N/A
000000000
00000000000000000000
FR
0.00000000
Natixis Investment Managers Switzerland Sarl
N/A
000000000
00000000000000000000
CH
0.00000000
Natixis Investment Managers Hong Kong Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Loomis Sayles Distributors, L.P.
8-49575
000041795
00000000000000000000
0.00000000
Natixis Securities Americas LLC
8-719
000001101
549300L8G1E7ZHVEOG75
0.00000000
Natixis Investment Managers Securities Investment Consulting (Taipei) Co., Ltd.
N/A
000000000
00000000000000000000
TW
0.00000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
4575.75000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
6978.49000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
28071.27000000
Cowen and Company, LLC
8-22522
000007616
549300WR155U7DVMIW58
6545.61000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
7984.57000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
8321.96000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
7210.75000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
6106.35000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
15684.52000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
5788.46000000
119499.97000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
4399214860.14000000
4399214860.14000000
Y
976975150.50000000
Committed
400000000.00000000
N
N
N
N
Natixis Oakmark International Fund
S000030606
5493003Y18NUZPMEQS17
N
5
0
0
N/A
N
N
Y
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 22d-1 (17 CFR 270.22d-1)
Rule 17a-7 (17 CFR 270.17a-7)
Y
Y
N
N
Natixis Advisors, L.P.
801-48408
000106800
549300PSRHO2UJWZNJ04
N
Harris Associates L.P.
801-50333
000106960
YVC19L6NOWRA51XIKW06
Y
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
Merrill Lynch Valuations LLC
54930015EWCI4VNCZP82
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
The London Clearing House Limited
F226TOH6YD6XJB17KS62
GB
N
Chicago Mercantile Exchange Inc.
SNZ2OJLFK8MNNCLQOF39
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Y
Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch)
7LTWFZYICNSX8D621K86
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking S.A.
549300OL514RA0SXJJ44
LU
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
BNP Paribas Securities Services (Athens, Attica, GR, Branch)
549300WCGB70D06XZS54
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
7LTWFZYICNSX8D621K86
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Standard Bank of South Africa Limited
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank (Malaysia) Berhad
529900DLWFR8HK7DR278
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS Switzerland AG
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch)
7LTWFZYICNSX8D621K86
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Anonim Sirketi
789000N5SE3LWDK7OI11
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch)
7LTWFZYICNSX8D621K86
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Budapest, HU, Branch)
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch)
RB0PEZSDGCO3JS6CEU02
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo SpA
2W8N8UU78PMDQKZENC08
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie Spolka Akcyjna
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch)
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
7LTWFZYICNSX8D621K86
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Mumbai, Maharashtra, IN, Branch)
E57ODZWZ7FF32TWEFA76
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
Natixis Advisors, L.P.
549300PSRHO2UJWZNJ04
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Natixis Asset Management Finance
N/A
000000000
969500OCY8KZTP2CB380
FR
0.00000000
DNCA Courtage
N/A
000000000
00000000000000000000
FR
0.00000000
Natixis
N/A
000000000
KX1WK48MPD4Y2NCUIZ63
FR
0.00000000
Natixis Distribution, L.P.
8-46325
000034754
0000000000
0.00000000
Natixis Securities Americas LLC
8-719
000001101
549300L8G1E7ZHVEOG75
0.00000000
Harris Associates Securities L.P.
8-19988
000006959
0000000000
0.00000000
Natixis Investment Managers Hong Kong Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Natixis Investment Managers Securities Investment Consulting (Taipei) Co., Ltd.
N/A
000000000
00000000000000000000
TW
0.00000000
PJ Solomon Securities, LLC
8-43369
000028041
00000000000000000000
0.00000000
Natixis Investment Managers Switzerland Sarl
N/A
000000000
00000000000000000000
CH
0.00000000
Loomis Sayles Distributors, L.P.
8-49575
000041795
00000000000000000000
0.00000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
10361.61000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
31035.25000000
Exane
N/A
000000000
969500UP76J52A9OXU27
FR
10311.64000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
15972.68000000
Redburn (Europe) Limited
N/A
000000000
213800PKEJQZQXQCOJ04
GB
10091.66000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
15490.73000000
Liquidnet, Inc.
8-52461
000103987
213800HSKBBO1GCVRG79
9986.24000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
25154.86000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
23024.35000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
16496.86000000
237618.98000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
2574792269.67000000
Mizuho Securities USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
241707.56000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
444672.07000000
2575478649.30000000
Y
647187668.99000000
Committed
400000000.00000000
N
N
N
N
Mirova Global Sustainable Equity Fund
S000053352
549300SIHLTHUS08VP69
N
5
0
0
N/A
N
N
N
N
N/A
N/A
N/A
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Mirova Us LLC
801-114631
000300152
2549004Y6OUG0NDWJ657
2019-03-29
Ostrum Asset Management U.S., LLC
801-79804
000171003
2549009BYNSYZS4S3U53
2019-03-28
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
Chicago Mercantile Exchange Inc.
SNZ2OJLFK8MNNCLQOF39
N
The London Clearing House Limited
F226TOH6YD6XJB17KS62
GB
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Merrill Lynch Valuations LLC
54930015EWCI4VNCZP82
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Y
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch)
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong And Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch)
7LTWFZYICNSX8D621K86
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch)
7LTWFZYICNSX8D621K86
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Natixis Advisors, L.P.
549300PSRHO2UJWZNJ04
Y
N
N
Natixis Securities Americas LLC
8-719
000001101
549300L8G1E7ZHVEOG75
0.00000000
Natixis Investment Managers Hong Kong Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Natixis
N/A
000000000
KX1WK48MPD4Y2NCUIZ63
FR
0.00000000
Natixis Asset Management Finance
N/A
000000000
969500OCY8KZTP2CB380
FR
0.00000000
Loomis Sayles Distributors, L.P.
8-49575
000041795
00000000000000000000
0.00000000
DNCA Courtage
N/A
000000000
00000000000000000000
FR
0.00000000
PJ Solomon Securities, LLC
8-43369
000028041
00000000000000000000
0.00000000
Natixis Distribution, L.P.
8-46325
000034754
0000000000
0.00000000
Natixis Investment Managers Switzerland Sarl
N/A
000000000
00000000000000000000
CH
0.00000000
Natixis Investment Managers Securities Investment Consulting (Taipei) Co., Ltd.
N/A
000000000
00000000000000000000
TW
0.00000000
Harris Associates Securities L.P.
8-19988
000006959
0000000000
0.00000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
209.57000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
24410.60000000
24620.17000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
633291618.05000000
633291618.05000000
N
108046163.54000000
Committed
400000000.00000000
N
N
N
N
Vaughan Nelson Small Cap Value Fund
S000006661
549300SYBWVDCGJ5VO04
N
5
0
0
N/A
N
N
Y
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 22d-1 (17 CFR 270.22d-1)
Y
Y
Y
N
Natixis Advisors, L.P.
801-48408
000106800
549300PSRHO2UJWZNJ04
N
Vaughan Nelson Investment Management, L.P.
801-51795
000106975
549300FRU9FLMWI67N43
Y
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
Merrill Lynch Valuations LLC
54930015EWCI4VNCZP82
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Chicago Mercantile Exchange Inc.
SNZ2OJLFK8MNNCLQOF39
N
The London Clearing House Limited
F226TOH6YD6XJB17KS62
GB
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Y
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
Natixis Advisors, L.P.
549300PSRHO2UJWZNJ04
Y
N
N
Natixis Distribution, L.P.
8-46325
000034754
0000000000
0.00000000
Natixis Investment Managers Hong Kong Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Harris Associates Securities L.P.
8-19988
000006959
0000000000
0.00000000
Natixis Asset Management Finance
N/A
000000000
969500OCY8KZTP2CB380
FR
0.00000000
Natixis Securities Americas LLC
8-719
000001101
549300L8G1E7ZHVEOG75
0.00000000
Natixis
N/A
000000000
KX1WK48MPD4Y2NCUIZ63
FR
0.00000000
Natixis Investment Managers Switzerland Sarl
N/A
000000000
00000000000000000000
CH
0.00000000
Loomis Sayles Distributors, L.P.
8-49575
000041795
00000000000000000000
0.00000000
Natixis Investment Managers Securities Investment Consulting (Taipei) Co., Ltd.
N/A
000000000
00000000000000000000
TW
0.00000000
PJ Solomon Securities, LLC
8-43369
000028041
00000000000000000000
0.00000000
DNCA Courtage
N/A
000000000
00000000000000000000
FR
0.00000000
Oppenheimer & Co. Inc.
8-4077
000000249
254900VH02JQR2L8XD64
10240.60000000
Keefe, Bruyette & Woods, Inc.
008-10888
000000481
549300OM47DQV01G4854
1314.46000000
Cantor Fitzgerald & Co.
8-201
000000134
5493004J7H4GCPG6OB62
584.50000000
Virtu Itg LLC
8-44218
000029299
549300S41SMIODVIT266
2116.34000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
1691.96000000
JonesTrading Institutional Services LLC
8-26089
000006888
2138008JJ5PA8H5UIL69
1254.14000000
Liquidnet, Inc.
8-52461
000103987
213800HSKBBO1GCVRG79
53538.94000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
2419.33000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
35814.02000000
Cowen and Company, LLC
8-22522
000007616
549300WR155U7DVMIW58
554.00000000
111000.88000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
1137565648.00000000
1137565648.00000000
Y
126139571.71000000
Committed
400000000.00000000
N
N
N
N
Mirova International Sustainable Equity Fund
S000063873
549300NMPBIMD7PQDN52
N
3
0
0
N/A
N
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 22d-1 (17 CFR 270.22d-1)
Y
Y
Y
N
Mirova Us LLC
801-114631
000300152
2549004Y6OUG0NDWJ657
2019-03-29
Ostrum Asset Management U.S., LLC
801-79804
000171003
2549009BYNSYZS4S3U53
2019-03-28
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
Chicago Mercantile Exchange Inc.
SNZ2OJLFK8MNNCLQOF39
N
Merrill Lynch Valuations LLC
54930015EWCI4VNCZP82
N
The London Clearing House Limited
F226TOH6YD6XJB17KS62
GB
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Y
Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch)
7LTWFZYICNSX8D621K86
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S A Sociedad Fiduciaria
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo SpA
2W8N8UU78PMDQKZENC08
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank Malaysia Berhad
549300JTJBG2QBI8KD48
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
7LTWFZYICNSX8D621K86
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking S.A.
549300OL514RA0SXJJ44
LU
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch)
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch)
7LTWFZYICNSX8D621K86
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch)
7LTWFZYICNSX8D621K86
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Itau CorpBanca
549300DDPTTIZ06NIV06
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
Natixis Advisors, L.P.
549300PSRHO2UJWZNJ04
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Harris Associates Securities L.P.
8-19988
000006959
0000000000
0.00000000
Natixis Distribution, L.P.
8-46325
000034754
0000000000
0.00000000
Natixis Asset Management Finance
N/A
000000000
969500OCY8KZTP2CB380
FR
0.00000000
DNCA Courtage
N/A
000000000
00000000000000000000
FR
0.00000000
Natixis Securities Americas LLC
8-719
000001101
549300L8G1E7ZHVEOG75
0.00000000
Natixis
N/A
000000000
KX1WK48MPD4Y2NCUIZ63
FR
0.00000000
Natixis Investment Managers Hong Kong Limited
N/A
000000000
00000000000000000000
HK
0.00000000
Loomis Sayles Distributors, L.P.
8-49575
000041795
00000000000000000000
0.00000000
Natixis Investment Managers Switzerland Sarl
N/A
000000000
00000000000000000000
CH
0.00000000
PJ Solomon Securities, LLC
8-43369
000028041
00000000000000000000
0.00000000
Natixis Investment Managers Securities Investment Consulting (Taipei) Co., Ltd.
N/A
000000000
00000000000000000000
TW
0.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
1812.94000000
1812.94000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
2137097.94000000
2137097.94000000
N
13404381.20000000
Committed
400000000.00000000
N
N
N
N
Loomis Sayles Multi-Asset Income Fund
S000006657
549300S86BPFYKSLPV17
N
5
0
0
N/A
N
N
Y
N
N/A
N/A
N/A
Rule 22d-1 (17 CFR 270.22d-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 10f-3 (17 CFR 270.10f-3)
Y
Y
Y
N
Natixis Advisors, L.P.
801-48408
000106800
549300PSRHO2UJWZNJ04
N
Loomis, Sayles & Company, L.P.
801-170
000105377
JIZPN2RX3UMNOYIDI313
Y
N
DST Asset Manager Solutions, Inc.
84-00896
00000000000000000000
N
N
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US Holdings Inc.
549300NF240HXJO7N016
N
The London Clearing House Limited
F226TOH6YD6XJB17KS62
GB
N
ICE Data Services, Inc.
13-3668779
Tax ID
N
Merrill Lynch Valuations LLC
54930015EWCI4VNCZP82
N
Chicago Mercantile Exchange Inc.
SNZ2OJLFK8MNNCLQOF39
N
Y
Euroclear Bank
549300OZ46BRLZ8Y6F65
BE
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Deutsche Bank (Malaysia) Berhad
529900DLWFR8HK7DR278
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
7LTWFZYICNSX8D621K86
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking S.A.
549300OL514RA0SXJJ44
LU
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
BNP Paribas Securities Services (Athens, Attica, GR, Branch)
549300WCGB70D06XZS54
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
7LTWFZYICNSX8D621K86
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Intesa Sanpaolo SpA
2W8N8UU78PMDQKZENC08
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Standard Bank of South Africa Limited
QFC8ZCW3Q5PRXU1XTM60
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch)
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Ciudad Autonoma de Buenos Aires, Ciudad Autonoma de Buenos Aires, AR, Branch)
579100KKDGKCFFKKF005
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie Spolka Akcyjna
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska obchodni banka, a. s.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch)
7LTWFZYICNSX8D621K86
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken A/S
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S A Sociedad Fiduciaria
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru S.A.
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch)
7LTWFZYICNSX8D621K86
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Landsbankinn hf.
549300TLZPT6JELDWM92
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch)
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse (Schweiz) AG
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Skandinaviska Enskilda Banken AB
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch)
7LTWFZYICNSX8D621K86
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Budapest, HU, Branch)
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Anonim Sirketi
789000N5SE3LWDK7OI11
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Y
DST Asset Manager Solutions, Inc.
84-00896
SEC File Number
N
N
N
Natixis Advisors, L.P.
549300PSRHO2UJWZNJ04
Y
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
Y
N
Natixis Investment Managers Securities Investment Consulting (Taipei) Co., Ltd.
N/A
000000000
00000000000000000000
TW
0.00000000
Natixis Distribution, L.P.
8-46325
000034754
0000000000
0.00000000
Harris Associates Securities L.P.
8-19988
000006959
0000000000
0.00000000
Natixis
N/A
000000000
KX1WK48MPD4Y2NCUIZ63
FR
0.00000000
Natixis Securities Americas LLC
8-719
000001101
549300L8G1E7ZHVEOG75
0.00000000
Natixis Asset Management Finance
N/A
000000000
969500OCY8KZTP2CB380
FR
0.00000000
Loomis Sayles Distributors, L.P.
8-49575
000041795
00000000000000000000
0.00000000
Natixis Investment Managers Hong Kong Limited
N/A
000000000
00000000000000000000
HK
0.00000000
DNCA Courtage
N/A
000000000
00000000000000000000
FR
0.00000000
Natixis Investment Managers Switzerland Sarl
N/A
000000000
00000000000000000000
CH
0.00000000
PJ Solomon Securities, LLC
8-43369
000028041
00000000000000000000
0.00000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
3591.22000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
19403.09000000
Sanford C. Bernstein & Co., LLC
8-52942
000104474
549300I7JYZHT7D5CO04
8903.61000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
15465.94000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
4922.06000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
2554.65000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
7397.13000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
13502.89000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
2135.01000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
3565.54000000
85780.94000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
34922284.29000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
16075630.56000000
BofA Securities, Inc.
8-69787
000283942
549300HN4UKV1E2R3U73
42682196.78000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
20811088.93000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
901737872.92000000
HSBC Securities (USA) Inc.
8-41562
000019585
CYYGQCGNHMHPSMRL3R97
22056214.87000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
11196518.61000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
35954654.06000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
8569275.34000000
Santander Investment Securities Inc.
8-47664
000037216
549300FT36TF8GQFTL08
11535378.01000000
1172686035.54000000
N
107488252.85000000
Committed
400000000.00000000
N
N
N
N
true
INTERNAL CONTROL RPT
2
NCEN_9892042787921781.txt
Report of Independent Registered Public
Accounting Firm
To the Board of Trustees and Shareholders of Natixis
Funds Trust I:
In planning and performing our audits of the financial
statements of Loomis Sayles Multi-Asset Income Fund,
Mirova Global Green Bond Fund, Mirova Global
Sustainable Equity Fund, Mirova International
Sustainable Equity Fund, Natixis Oakmark International
Fund, Natixis U.S. Equity Opportunities Fund, and
Vaughan Nelson Small Cap Value Fund, each a series of
Natixis Funds Trust I (the "Funds") as of and for the year
ended December 31, 2019 in accordance with the
standards of the Public Company Accounting Oversight
Board (United States) (PCAOB), we considered the
Funds' internal control over financial reporting,
including controls over safeguarding securities, as a basis
for designing our auditing procedures for the purpose of
expressing our opinion on the financial statements and to
comply with the requirements of Form N-CEN, but not
for the purpose of expressing an opinion on the
effectiveness of the Funds' internal control over financial
reporting. Accordingly, we do not express an opinion on
the effectiveness of the Funds' internal control over
financial reporting.
The management of the Funds is responsible for
establishing and maintaining effective internal control
over financial reporting. In fulfilling this responsibility,
estimates and judgments by management are required to
assess the expected benefits and related costs of controls.
A fund's internal control over financial reporting is a
process designed to provide reasonable assurance
regarding the reliability of financial reporting and the
preparation of financial statements for external purposes
in accordance with generally accepted accounting
principles. A fund's internal control over financial
reporting includes those policies and procedures that (1)
pertain to the maintenance of records that, in reasonable
detail, accurately and fairly reflect the transactions and
dispositions of the assets of the fund; (2) provide
reasonable assurance that transactions are recorded as
necessary to permit preparation of financial statements
in accordance with generally accepted accounting
principles, and that receipts and expenditures of the fund
are being made only in accordance with authorizations of
management and trustees of the fund; and (3) provide
reasonable assurance regarding prevention or timely
detection of unauthorized acquisition, use or disposition
of a fund's assets that could have a material effect on the
financial statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect
misstatements. Also, projections of any evaluation of
effectiveness to future periods are subject to the risk that
controls may become inadequate because of changes in
conditions, or that the degree of compliance with the
policies or procedures may deteriorate.
A deficiency in internal control over financial reporting
exists when the design or operation of a control does not
allow management or employees, in the normal course of
performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is a
deficiency, or a combination of deficiencies, in internal
control over financial reporting, such that there is a
reasonable possibility that a material misstatement of the
Funds' annual or interim financial statements will not be
prevented or detected on a timely basis.
Our consideration of the Funds' internal control over
financial reporting was for the limited purpose described
in the first paragraph and would not necessarily disclose
all deficiencies in internal control over financial reporting
that might be material weaknesses under standards
established by the PCAOB. However, we noted no
deficiencies in the Funds' internal control over financial
reporting and its operation, including controls over
safeguarding securities, that we consider to be material
weaknesses as defined above as of December 31, 2019.
This report is intended solely for the information and use
of the Board of Trustees of Natixis Funds Trust I and the
Securities and Exchange Commission and is not intended
to be and should not be used by anyone other than these
specified parties.
PricewaterhouseCoopers LLP
Boston, Massachusetts
February 21, 2020
1
1