0001193125-16-461280.txt : 20160212 0001193125-16-461280.hdr.sgml : 20160212 20160212092101 ACCESSION NUMBER: 0001193125-16-461280 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160212 GROUP MEMBERS: ANDREW TANNER SWETMAN GROUP MEMBERS: THOMAS EDWARD QUAVE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PEOPLES FINANCIAL CORP /MS/ CENTRAL INDEX KEY: 0000770460 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 640709834 STATE OF INCORPORATION: MS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49651 FILM NUMBER: 161415014 BUSINESS ADDRESS: STREET 1: 152 LAMEUSE STREET STREET 2: P O BOX 529 CITY: BILOXI STATE: MS ZIP: 39530 BUSINESS PHONE: 2284355511 MAIL ADDRESS: STREET 1: P O BOX 529 CITY: BILOXI STATE: MS ZIP: 39533-0529 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SWETMAN CHEVIS C CENTRAL INDEX KEY: 0001084222 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 1210 BEACH BLVD CITY: BILOXI STATE: MS ZIP: 39530 SC 13G/A 1 d137076dsc13ga.htm SC 13G AMENDMENT NO. 17 SC 13G Amendment No. 17

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 17)

 

 

Peoples Financial Corporation

(Name of Issuer)

Common Stock

(Title of Class of Securities)

71103B102

(CUSIP Number)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


  1   

NAME OF REPORTING PERSON/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Thomas Edward Quave

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)

 

(a)  ¨        (b)  ¨

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

     

SOLE VOTING POWER

 

374,509

   6   

SHARED VOTING POWER

 

144,558

   7   

SOLE DISPOSITIVE POWER

 

374,509

   8   

SHARED DISPOSITIVE POWER

 

144,558

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

519,067

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See instructions)

 

¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

10.13%

12  

TYPE OF REPORTING PERSON (See instructions)

 

IN


  1   

NAME OF REPORTING PERSON/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Andrew Tanner Swetman

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)

 

(a)  ¨        (b)  ¨

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

     

SOLE VOTING POWER

 

850,532

   6   

SHARED VOTING POWER

 

15,991

   7   

SOLE DISPOSITIVE POWER

 

850,532

   8   

SHARED DISPOSITIVE POWER

 

15,991

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

866,523

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See instructions)

 

¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

16.91%

12  

TYPE OF REPORTING PERSON (See instructions)

 

IN


  1   

NAME OF REPORTING PERSON/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Chevis C. Swetman

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)

 

(a)  ¨        (b)  ¨

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

     

SOLE VOTING POWER

 

148,153

   6   

SHARED VOTING POWER

 

222,082

   7   

SOLE DISPOSITIVE POWER

 

148,153

   8   

SHARED DISPOSITIVE POWER

 

222,082

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

370,235

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See instructions)

 

¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

7.23%

12  

TYPE OF REPORTING PERSON (See instructions)

 

IN


SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 10549

SCHEDULE 13G UNDER THE SECURITIES

EXCHANGE ACT OF 1934

Item 1(a). Name of Issuer

Peoples Financial Corporation

Item 1(b). Name of Issuer’s Principal Executive Offices:

Howard and Lameuse Streets

Biloxi, MS 39530

Item 2(a). Name of Person Filing:

Chevis C. Swetman

Item 2(b). Address or Principal Business Office or, if None, Residence:

1210 Beach Blvd., Biloxi, Mississippi 39530

Item 2(c). Citizenship:

United States of America

Item 2(d). Title of Class of Securities:

Common Stock

Item 2(e). CUSIP Number:

71103B102

Item 3. This statement is filed pursuant to Rule 13d-1(c) for Mr. Thomas Quave, Mr. Andrew Swetman and Mr. Chevis Swetman as individuals.


Item 4. Ownership

 

  (a) Amount Beneficially Owned: 370,235

 

  (b) Percent of Class: 7.23%

 

  (c) Number of Shares as to which such person has:

 

  (i) sole power to vote or to direct the vote: 148,153

 

  (ii) shared power to vote or to direct the vote: 222,082

 

  (iii) sole power to dispose or to direct the disposition of: 148,153

 

  (iv) shared power to dispose or to direct the disposition of: 222,082

Item 5. Ownership of Five Percent or Less of a Class.

Not applicable.

Item 6. Ownership of More than Five Percent on Behalf of another Person.

Not applicable.

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported

Not applicable.

Item 8. Identification and Classification of Members of a Group.

Not applicable.

Item 9. Dissolution of Group.

Not applicable.


Item 10. Certification.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

/s/ Thomas Edward Quave

  

February 12, 2016

Thomas Edward Quave    Date

/s/ Andrew Tanner Swetman

  

February 12, 2016

Andrew Tanner Swetman    Date

/s/ Chevis C. Swetman

  

February 12, 2016

Chevis C. Swetman    Date

The undersigned persons, on February 12, 2016, agree and consent to the joint filing on their behalf of this Schedule 13G in connection with their beneficial ownership of the common stock of Peoples Financial Corporation at December 31, 2015.

 

/s/ Thomas Edward Quave

  

February 12, 2016

Thomas Edward Quave    Date

/s/ Andrew Tanner Swetman

  

February 12, 2016

Andrew Tanner Swetman    Date

/s/ Chevis C. Swetman

  

February 12, 2016

Chevis C. Swetman    Date