0000899243-23-009615.txt : 20230324 0000899243-23-009615.hdr.sgml : 20230324 20230324211431 ACCESSION NUMBER: 0000899243-23-009615 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220810 FILED AS OF DATE: 20230324 DATE AS OF CHANGE: 20230324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS & CO. LLC CENTRAL INDEX KEY: 0000769993 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41468 FILM NUMBER: 23761280 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER NAME: FORMER CONFORMED NAME: GOLDMAN SACHS & CO DATE OF NAME CHANGE: 19931102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41468 FILM NUMBER: 23761283 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER NAME: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Broad Street Principal Investments, L.L.C. CENTRAL INDEX KEY: 0001575993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41468 FILM NUMBER: 23761279 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STONE STREET 2014 HOLDINGS, L.P. CENTRAL INDEX KEY: 0001967645 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41468 FILM NUMBER: 23761281 BUSINESS ADDRESS: STREET 1: P.O BOX 309 UGLAND HOUSE CITY: GEORGE TOWN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: P.O BOX 309 UGLAND HOUSE CITY: GEORGE TOWN STATE: E9 ZIP: KY1-1104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MBD 2014, L.P. CENTRAL INDEX KEY: 0001601463 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41468 FILM NUMBER: 23761277 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282-2198 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282-2198 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bridge Street 2014, L.P. CENTRAL INDEX KEY: 0001601462 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41468 FILM NUMBER: 23761278 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282-2198 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282-2198 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 2014 EMPLOYEE OFFSHORE AGGREGATOR, L.P. CENTRAL INDEX KEY: 0001967298 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41468 FILM NUMBER: 23761282 BUSINESS ADDRESS: STREET 1: P.O BOX 309 UGLAND HOUSE CITY: GEORGE TOWN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: P.O BOX 309 UGLAND HOUSE CITY: GEORGE TOWN STATE: E9 ZIP: KY1-1104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: D-Wave Quantum Inc. CENTRAL INDEX KEY: 0001907982 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3033 BETA AVENUE CITY: BURNABY STATE: A1 ZIP: V5G4M9 BUSINESS PHONE: (604) 630-1428 MAIL ADDRESS: STREET 1: 3033 BETA AVENUE CITY: BURNABY STATE: A1 ZIP: V5G4M9 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2022-08-10 0 0001907982 D-Wave Quantum Inc. QBTS 0000886982 GOLDMAN SACHS GROUP INC 200 WEST STREET NEW YORK NY 10282 0 0 1 0 0001967298 2014 EMPLOYEE OFFSHORE AGGREGATOR, L.P. P.O. BOX 309 UGLAND HOUSE GEORGE TOWN E9 KY1-1104 CAYMAN ISLANDS 0 0 1 0 0001967645 STONE STREET 2014 HOLDINGS, L.P. P.O. BOX 309 UGLAND HOUSE GEORGE TOWN E9 KY1-1104 CAYMAN ISLANDS 0 0 1 0 0000769993 GOLDMAN SACHS & CO. LLC 200 WEST STREET NEW YORK NY 10282 0 0 1 0 0001575993 Broad Street Principal Investments, L.L.C. 200 WEST STREET NEW YORK NY 10282 0 0 1 0 0001601462 Bridge Street 2014, L.P. 200 WEST STREET NEW YORK NY 10282 0 0 1 0 0001601463 MBD 2014, L.P. 200 WEST STREET NEW YORK NY 10282 0 0 1 0 0 Common Stock, par value $0.0001 per share 2022-08-10 4 P 0 19100 12.0128 A 7958246 I See Footnotes Common Stock, par value $0.0001 per share 2022-08-10 4 S 0 19100 12.0128 D 7939146 I See Footnotes Common Stock, par value $0.0001 per share 2022-08-10 4 P 0 500 12.00 A 7939646 I See Footnotes Common Stock, par value $0.0001 per share 2022-08-10 4 S 0 500 12.00 D 7939146 I See Footnotes Common Stock, par value $0.0001 per share 2022-08-11 4 P 0 54 11.79 A 7939200 I See Footnotes Common Stock, par value $0.0001 per share 2022-08-11 4 S 0 1 12.10 D 7939199 I See Footnotes Common Stock, par value $0.0001 per share 2022-08-11 4 S 0 54 11.79 D 7939145 I See Footnotes Common Stock, par value $0.0001 per share 2022-08-11 4 P 0 1 12.10 A 7939146 I See Footnotes Common Stock, par value $0.0001 per share 2022-08-12 4 S 0 24 11.14 D 7939122 I See Footnotes Common Stock, par value $0.0001 per share 2022-08-12 4 P 0 13 11.36 A 7939135 I See Footnotes Common Stock, par value $0.0001 per share 2022-08-12 4 S 0 13 11.36 D 7939122 I See Footnotes Common Stock, par value $0.0001 per share 2022-08-12 4 P 0 24 11.14 A 7939146 I See Footnotes Common Stock, par value $0.0001 per share 2022-08-16 4 S 0 100 10.45 D 7939046 I See Footnotes Common Stock, par value $0.0001 per share 2022-08-16 4 P 0 100 10.45 A 7939146 I See Footnotes Common Stock, par value $0.0001 per share 2022-08-19 4 P 0 29 8.95 A 7939175 I See Footnotes Common Stock, par value $0.0001 per share 2022-08-19 4 S 0 29 8.95 D 7939146 I See Footnotes Common Stock, par value $0.0001 per share 2022-08-23 4 P 0 100 8.05 A 7939246 I See Footnotes Common Stock, par value $0.0001 per share 2022-08-23 4 S 0 100 8.05 D 7939146 I See Footnotes Common Stock, par value $0.0001 per share 2022-08-24 4 S 0 14 8.88 D 7939132 I See Footnotes Common Stock, par value $0.0001 per share 2022-08-24 4 P 0 14 8.88 A 7939146 I See Footnotes Common Stock, par value $0.0001 per share 2022-08-31 4 S 0 64 6.39 D 7939082 I See Footnotes Common Stock, par value $0.0001 per share 2022-08-31 4 P 0 64 7.01 A 7939146 I See Footnotes Common Stock, par value $0.0001 per share 2022-08-31 4 P 0 64 6.68 A 7939210 I See Footnotes Common Stock, par value $0.0001 per share 2022-08-31 4 S 0 64 6.68 D 7939146 I See Footnotes Common Stock, par value $0.0001 per share 2022-09-02 4 P 0 255 6.2967 A 7939401 I See Footnotes Common Stock, par value $0.0001 per share 2022-09-02 4 P 0 51 6.165 A 7939452 I See Footnotes Common Stock, par value $0.0001 per share 2022-09-02 4 P 0 102 6.2194 A 7939554 I See Footnotes Common Stock, par value $0.0001 per share 2022-09-02 4 P 0 222 6.1348 A 7939776 I See Footnotes Warrants 2022-12-13 4 P 0 6366 0.1393 A Common Stock, par value $0.0001 per share 9257 6366 I See Footnotes Warrants 2022-12-13 4 S 0 6366 0.1393 D Common Stock, par value $0.0001 per share 9257 0 I See Footnotes This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman Sachs & Co. LLC ("Goldman Sachs"), Broad Street Principal Investments, L.L.C. ("BSPI"), 2014 Employee Offshore Aggregator, L.P. ("2014 EOA"), Bridge Street 2014, L.P. ("Bridge Street 2014"), MBD 2014, L.P. ("MBD 2014") and Stone Street 2014 Holdings, L.P. ("Stone Street 2014") (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose. This filing is being made based on there being 63,096,354 shares of common stock, par value $0.0001, of D-Wave Quantum Inc. (the "Issuer", such stock, the "Common Shares") (Continued from Footnote 1) outstanding as reported in the Issuer's Form 10-Q for the quarter ended September 30, 2022 (the "Form 10-Q"). The Form 10-Q also discloses on the cover page that there are 48,409,641 outstanding exchangeable shares and appears to treat the Common Shares and exchangeable shares as one class of equity security. If the Common Shares and exchangeable shares are treated as one class of equity security, the Reporting Persons are not greater than 10% beneficial owners for Section 16 purposes. In light of the ambiguity in the Issuer's filings with the Securities and Exchange Commission, the Reporting Persons are filing this Form 4 as a precatory matter and do not thereby admit they are greater than 10% beneficial owners or subject to Section 16. Without conceding its status as a greater than 10% beneficial owner or that the reported transactions, including any riskless principal trades in connection with client trade facilitation in the ordinary course of business, are subject to liability under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) has been remitted to the Issuer. Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, 7,939,146 Common Shares of the Issuer by reason of the direct or indirect beneficial ownership of such shares as follows: (i) 7,234,875 Common Shares held by BSPI, (ii) 174,351 Common Shares held by 2014 EOA, (iii) 294,912 Common Shares held by Bridge Street 2014, (iv) 97,147 Common Shares held by MBD 2014 and (v) 137,861 Common Shares held by Stone Street 2014 (BSPI, 2014 EOA, Bridge Street 2014, MBD 2014 and Stone Street 2014 together, the "GS Entities") because Goldman Sachs is a wholly owned subsidiary of GS Group, and affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or investment manager of each of the GS Entities, as applicable. Each warrant of the Issuer entitles the holder to purchase 1.4541326 Common Shares at $11.50. The warrants are exercisable commencing on September 4, 2022. The warrants will expire on August 5, 2027, or earlier upon redemption or liquidation. Balance of trades included in attached schedule. (See Exhibit 99.1) /s/ Jamison Yardley, Attorney-in-fact 2023-03-24 /s/ Jamison Yardley, Attorney-in-fact 2023-03-24 /s/ Jamison Yardley, Attorney-in-fact 2023-03-24 /s/ Jamison Yardley, Attorney-in-fact 2023-03-24 /s/ Jamison Yardley, Attorney-in-fact 2023-03-24 /s/ Jamison Yardley, Attorney-in-fact 2023-03-24 /s/ Jamison Yardley, Attorney-in-fact 2023-03-24 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT HTML

EXHIBIT 99.1

 

Table I – Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security

    (Instr. 3)

 

2. Transaction

    Date

 

(Month/ Day/
Year)

 

2A.
Deemed
Execution
Date, if
any

(Month/
Day/
Year)

 

3. Transaction

    Code
    (Instr. 8)

 

4. Securities Acquired (A)

    or Disposed of (D)

    (Instr. 3, 4 and 5)

 

5. Amount of Securities

    Beneficially Owned

    Following

    Reported

    Transaction(s)

 

    (Instr. 3 and 4)

 

6. Ownership

    Form:

    Direct

    (D) or

    Indirect

    (I)

 

    (Instr. 4)

 

7. Nature of Indirect

    Beneficial

    Ownership



    (Instr. 4)

  Code
(P) or
(S)
    Amount    (A)
or
(D)
        Price      

Common Stock, par value $0.0001 per share(1)(2)(3)

   09/02/2022        P       42   A   $6.3000   7,939,818(1)(2)(3)(4)    I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/02/2022       P       100    A     $6.1937   7,939,918(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/02/2022       P       102   A   $6.3150   7,940,020(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/02/2022       P       125   A   $6.1745   7,940,145(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/02/2022       P       126   A   $6.1967   7,940,271(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/02/2022       P       17   A   $6.2250   7,940,288(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/02/2022       P       183   A   $6.2976   7,940,471(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/02/2022       P       44   A   $6.1950   7,940,515(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/02/2022       P       45   A   $6.2700   7,940,560(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/02/2022       P       138   A   $6.1773   7,940,698(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/02/2022       P       71   A   $6.2450   7,940,769(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/02/2022       P       26   A   $6.1242   7,940,795(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/02/2022       P       51   A   $6.1796   7,940,846(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/06/2022       S       1   D   $5.4800   7,940,845(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/06/2022       S        1,617    D   $5.5810   7,939,228(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/06/2022       S       82   D   $5.7600   7,939,146(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/12/2022       S       39   D   $7.1800   7,941,541(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/12/2022       P       39   A   $7.1800   7,941,580(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/13/2022       P       46   A   $6.8800   7,941,694(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/13/2022       S       46   D   $6.8800   7,941,648(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/14/2022       S       34   D   $7.6400   7,941,625(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/14/2022       P       34   A   $7.6400   7,941,659(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/15/2022       P       50   A   $8.0200   7,941,315(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/15/2022       S       45   D   $7.9500   7,941,270(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/15/2022       P       45   A   $7.9500   7,941,315(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/15/2022       S       50   D   $8.0200   7,941,265(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/16/2022       P       695   A   $6.6400   7,939,841(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/19/2022       P       107   A   $5.7400   7,939,948(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/20/2022       S       224   D   $6.5600   7,939,724(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/21/2022       P       35   A   $6.7700   7,939,759(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/21/2022       S       35   D   $6.7700   7,939,724(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/21/2022       P       163   A   $6.0400   7,939,887(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/22/2022       S       21   D   $5.7800   7,944,836(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/23/2022       S       110   D   $6.4300   7,944,269(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/26/2022       P       24   A   $7.0600   7,944,468(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/27/2022       P       52   A   $7.3000   7,944,583(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/28/2022       S       24   D   $7.5400   7,944,948(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/28/2022       P       89   A   $6.7700   7,945,037(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/28/2022       P       24   A   $7.5400   7,945,061(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/29/2022       S       165   D   $7.4600   7,942,978(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/30/2022       P       53   A   $7.8700   7,942,618(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/30/2022       S       34   D   $8.1700   7,942,584(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  09/30/2022       P       34   A   $8.1700   7,942,618(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/03/2022       P       115   A   $7.2100   7,942,201(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/04/2022       S       50   D   $7.8000   7,944,194(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/04/2022       S       58   D   $7.2600   7,944,136(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/04/2022       P       50   A   $7.8000   7,944,186(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/05/2022       S       56   D   $7.6300   7,945,272(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/06/2022       P       7   A   $7.9500   7,945,131(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/07/2022       P       35   A   $8.1300   7,945,742(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/07/2022       S       10   D   $8.1800   7,945,732(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/07/2022       S       35   D   $8.1300   7,945,697(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/10/2022       P       52   A   $7.9900   7,945,749(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/11/2022       P       416   A   $7.5500   7,945,623(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/11/2022       S       416   D   $7.5500   7,945,207(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/11/2022       P       26   A   $7.5500   7,945,233(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/12/2022       S       32   D   $7.3600   7,941,492(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/13/2022       S       35   D   $7.1200   7,940,039(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/14/2022       S       10   D   $6.8300   7,940,029(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/17/2022       P       27   A   $6.1800   7,940,056(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/18/2022       P       14   A   $5.2300   7,940,070(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/19/2022       S       41   D   $5.0400   7,940,029(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/20/2022       P       100   A   $5.1800   7,940,129(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/20/2022       P       61   A   $5.2600   7,940,190(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/20/2022       P       100   A   $5.3500   7,940,290(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/20/2022       S       21   D   $5.3300   7,940,269(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/20/2022       P       100   A   $5.2100   7,940,369(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/20/2022       S       416   D   $5.2439   7,939,953(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/20/2022       P       100   A   $5.2250   7,940,053(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/20/2022       P       16   A   $5.2500   7,940,069(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/21/2022       P       45   A   $4.8000   7,940,114(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/24/2022       S       31   D   $4.8800   7,942,077(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/25/2022       P       29   A   $4.5100   7,966,356(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/26/2022       S       437   D   $4.4900   7,951,735(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/27/2022       P       20   A   $4.0200   7,951,655(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/28/2022       S       10   D   $3.8500   7,951,545(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/28/2022       P       100   A   $3.8595   7,951,645(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/28/2022       S       100   D   $3.8595   7,951,545(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  10/31/2022       P       46   A   $2.9100   7,951,858(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/01/2022       S       20,099   D   $2.9351   7,932,029(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/01/2022       P       20,099   A   $2.9351   7,952,128(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/01/2022       P       20,099   A   $2.9351   7,972,227(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/01/2022       S       67   D   $2.9800   7,972,160(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/01/2022       S       20,099   D   $2.9351   7,952,061(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/02/2022       P       36   A   $2.5100   7,946,569(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/03/2022       S       414   D   $2.3800   7,944,463(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/04/2022       P       674   A   $2.4600   7,943,484(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/07/2022       S       320   D   $2.6000   7,946,082(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/08/2022       P       29   A   $2.6000   7,946,883(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/08/2022       P       1   A   $2.6400   7,946,884(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/09/2022       S       366   D   $2.5300   7,946,566(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/10/2022       P       259   A   $2.5500   7,946,605(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/11/2022       P       123   A   $2.6584   7,946,402(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/11/2022       P       101   A   $2.7600   7,946,503(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/11/2022       S       123   D   $2.6584   7,946,380(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/14/2022       P       5   A   $2.7500   7,945,775(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/15/2022       P       15   A   $2.6300   7,947,577(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/16/2022       S       385   D   $2.5500   7,948,889(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/17/2022       P       239   A   $2.5500   7,947,080(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/18/2022       S       237   D   $2.4600   7,949,083(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/21/2022       P       241   A   $2.4600   7,950,793(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/22/2022       S       235   D   $2.3600   7,947,798(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/23/2022       P       243   A   $2.4200   7,949,396(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/25/2022       S       284   D   $2.5100   7,947,345(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/28/2022       P       238   A   $2.5000   7,947,551(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/29/2022       S       190   D   $2.3400   7,948,108(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  11/30/2022       P       250   A   $2.3400   7,947,879(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  12/01/2022       S       284   D   $2.3500   7,947,000(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  12/02/2022       P       242   A   $2.1500   7,945,308(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  12/05/2022       S       313   D   $2.4500   7,945,408(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  12/06/2022       P       238   A   $2.4100   7,945,508(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  12/07/2022       P       243   A   $2.3800   7,946,418(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  12/07/2022       P       243   A   $2.3900   7,946,661(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  12/08/2022       S       386   D   $2.3100   7,946,568(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  12/09/2022       P       238   A   $2.3200   7,945,742(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  12/12/2022       S       266   D   $2.3600   7,945,093(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  12/13/2022       P       244   A   $2.4000   7,947,548(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  12/14/2022       S       184   D   $2.1200   7,950,985(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  12/19/2022       S       23   D   $2.0300   7,949,831(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  12/20/2022       S       7   D   $1.8700   7,949,708(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  12/20/2022       P       21   A   $2.0186   7,949,729(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  12/20/2022       P       2   A   $2.0100   7,949,731(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  12/21/2022       S       7   D   $2.0400   7,949,359(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  12/22/2022       S       6   D   $1.8800   7,949,311(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  12/23/2022       S       7   D   $1.7000   7,949,543(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  12/23/2022       P       23   A   $1.8000   7,949,566(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  12/23/2022       P       46   A   $1.7000   7,949,612(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  12/27/2022       P       23   A   $1.5300   7,957,821(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  12/27/2022       S       6   D   $1.5300   7,957,815(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  12/28/2022       S       6   D   $1.5500   7,957,225(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  12/29/2022       S       7   D   $1.4600   7,958,493(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  12/30/2022       S       6   D   $1.4400   7,961,896(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/03/2023       S       6   D   $1.4400   7,959,497(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/03/2023       P       46   A   $1.4400   7,959,543(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/04/2023       S       7   D   $1.2900   7,958,877(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/05/2023       P       23   A   $1.1500   7,959,883(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/05/2023       S       6   D   $1.1500   7,959,877(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/06/2023       S       7   D   $1.1000   7,957,884(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/09/2023       S       7   D   $1.0500   7,959,128(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/10/2023       S       23   D   $1.1100   7,953,635(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/10/2023       S       7   D   $1.1100   7,953,628(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/11/2023       P       23   A   $1.1100   7,962,688(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/11/2023       S       230   D   $1.1035   7,962,458(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/11/2023       S       7   D   $1.1100   7,962,451(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/11/2023       P       230   A   $1.1035   7,962,681(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/12/2023       S       144   D   $1.3400   7,962,688(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/12/2023       S       7   D   $1.3400   7,962,681(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/12/2023       P       144   A   $1.3400   7,962,825(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       300   A   $1.7400   7,930,546(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       100   A   $1.6800   7,930,646(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       100   A   $1.7000   7,930,746(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       70   A   $1.8600   7,930,816(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       200   A   $1.8400   7,931,016(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       S       130   D   $1.9300   7,930,886(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       65   A   $1.6700   7,930,951(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       200   A   $1.8600   7,931,151(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       100   A   $1.7200   7,931,251(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       100   A   $1.6900   7,931,351(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       2,063   A   $1.7078   7,933,414(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       100   A   $1.8500   7,933,514(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       100   A   $1.7700   7,933,614(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       100   A   $1.7000   7,933,714(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       100   A   $1.6700   7,933,814(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       125   A   $1.6900   7,933,939(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       160   A   $1.8500   7,934,099(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       S       7   D   $1.6800   7,934,092(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       35   A   $1.6700   7,934,127(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       100   A   $1.8400   7,934,227(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       200   A   $1.8400   7,934,427(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       100   A   $1.7800   7,934,527(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       100   A   $1.8600   7,934,627(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       4,317   A   $1.7825   7,938,944(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       2,300   A   $1.8013   7,941,244(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       400   A   $1.8600   7,941,644(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       200   A   $1.8500   7,941,844(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       100   A   $1.8000   7,941,944(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       37   A   $1.8000   7,941,981(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       1   A   $1.7300   7,941,982(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       200   A   $1.8300   7,942,182(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       619   A   $1.7211   7,942,801(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       100   A   $1.8300   7,942,901(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       299   A   $1.7300   7,943,200(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       100   A   $1.8600   7,943,300(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       300   A   $1.8600   7,943,600(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       100   A   $1.6800   7,943,700(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       100   A   $1.7200   7,943,800(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       2,050   A   $1.8122   7,945,850(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       130   A   $1.9300   7,945,980(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       300   A   $1.7000   7,946,280(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       100   A   $1.8200   7,946,380(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       230   A   $1.8600   7,946,610(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       43   A   $1.8200   7,946,653(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       300   A   $1.7800   7,946,953(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       100   A   $1.8400   7,947,053(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       40   A   $1.8500   7,947,093(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       200   A   $1.6950   7,947,293(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       225   A   $1.6811   7,947,518(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       100   A   $1.6800   7,947,618(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       5,081   A   $1.7844   7,952,699(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       300   A   $1.7100   7,952,999(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       200   A   $1.7600   7,953,199(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       200   A   $1.7350   7,953,399(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       200   A   $1.7000   7,953,599(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       7,440   A   $1.8033   7,961,039(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       100   A   $1.7800   7,961,139(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/13/2023       P       200   A   $1.8500   7,961,339(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/17/2023       P       105   A   $1.5100   7,950,881(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/17/2023       S       122   D   $1.6400   7,950,759(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/17/2023       S       6   D   $1.5100   7,950,753(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/17/2023       S       105   D   $1.5100   7,950,648(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/17/2023       P       100   A   $1.4300   7,950,748(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/18/2023       S       6   D   $1.4500   7,950,460(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/18/2023       P       22   A   $1.3900   7,950,482(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/19/2023       S       76   D   $1.3000   7,941,879(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/19/2023       S       6   D   $1.3400   7,941,873(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/19/2023       P       76   A   $1.3000   7,941,949(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/20/2023       S       7   D   $1.3000   7,941,949(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/23/2023       S       7   D   $1.2800   7,941,949(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/24/2023       S       6   D   $1.2500   7,941,949(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/25/2023       S       7   D   $1.2100   7,941,756(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/26/2023       S       7   D   $1.2200   7,941,763(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/27/2023       S       7   D   $1.2400   7,944,958(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/30/2023       S       6   D   $1.1600   7,950,240(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/31/2023       S       23   D   $1.2300   7,943,265(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/31/2023       S       7   D   $1.2500   7,943,258(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/31/2023       P       500   A   $1.1800   7,943,758(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  01/31/2023       S       500   D   $1.1800   7,943,258(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/01/2023       S       7   D   $1.2200   7,942,590(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/02/2023       S       7   D   $1.2200   7,944,917(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/03/2023       P       1,360   A   $1.5300   7,944,169(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/03/2023       S       102   D   $1.4355   7,944,067(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/03/2023       P       102   A   $1.4355   7,944,169(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/03/2023       S       1,360   D   $1.5300   7,942,809(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/03/2023       S       200   D   $1.4600   7,942,609(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/03/2023       P       200   A   $1.4600   7,942,809(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/03/2023       S       6   D   $1.5800   7,942,803(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/06/2023       P       23   A   $1.3600   7,942,838(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/06/2023       S       23   D   $1.3600   7,942,815(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/06/2023       S       6   D   $1.3600   7,942,809(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/06/2023       S       100   D   $1.8400   7,942,709(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/06/2023       P       100   A   $1.8400   7,942,809(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/06/2023       S       201   D   $1.4759   7,942,608(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/06/2023       P       201   A   $1.4759   7,942,809(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/07/2023       S       380   D   $1.2700   7,627,955(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/07/2023       P       1   A   $1.2900   7,672,921(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/07/2023       P       1   A   $1.2900   7,717,887(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/07/2023       P       263   A   $1.2500   7,762,853(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/07/2023       P       380   A   $1.2700   7,807,819(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/07/2023       S       7   D   $1.2500   7,852,785(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/07/2023       S       1   D   $1.2900   7,897,751(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/07/2023       S       263   D   $1.2900   7,942,717(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/08/2023       S       6   D   $1.1700   7,940,022(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/08/2023       P       200   A   $1.1800   7,940,222(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/09/2023       S       6   D   $1.0900   7,940,765(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Common Stock, par value $0.0001 per share(1)(2)(3)

  02/09/2023       P       63   A   $1.1450   7,940,828(1)(2)(3)(4)   I   See Footnotes(1)(2)(3)(4)

Explanation of Responses:

1.

This statement is being filed by The Goldman Sachs Group, Inc. (“GS Group”), Goldman Sachs & Co. LLC (“Goldman Sachs”), Broad Street Principal Investments, L.L.C. (“BSPI”), 2014 Employee Offshore Aggregator, L.P. (“2014 EOA”), Bridge Street 2014, L.P. (“Bridge Street 2014”), MBD 2014, L.P. (“MBD 2014”) and Stone Street 2014 Holdings, L.P. (“Stone Street 2014”) (collectively, the “Reporting Persons”). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the “Exchange Act”), or for any other purpose. This filing is being made based on there being 63,096,354 shares of common stock, par value $0.0001, of D-Wave Quantum Inc. (the “Issuer”, such stock, the “Common Shares”) (Continued in footnote 2)

2.

outstanding as reported in the Issuer’s Form 10-Q for the quarter ended September 30, 2022 (the “Form 10-Q”). The Form 10-Q also discloses on the cover page that there are 48,409,641 outstanding exchangeable shares and appears to treat the Common Shares and exchangeable shares as one class of equity security. If the Common Shares and exchangeable shares are treated as one class of equity security, the Reporting Persons are not greater than 10% beneficial owners for Section 16 purposes. In light of the ambiguity in the Issuer’s filings with the Securities and Exchange Commission, the Reporting Persons are filing this Form 4 as a precatory matter and do not thereby admit they are greater than 10% beneficial owners or subject to Section 16.

3.

Without conceding its status as a greater than 10% beneficial owner or that the reported transactions, including any riskless principal trades in connection with client trade facilitation in the ordinary course of business, are subject to liability under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) has been remitted to the Issuer.

4.

Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, 7,939,146 Common Shares of the Issuer by reason of the direct or indirect beneficial ownership of such shares as follows: (i) 7,234,875 Common Shares held by BSPI, (ii) 174,351 Common Shares held by 2014 EOA, (iii) 294,912 Common Shares held by Bridge Street 2014, (iv) 97,147 Common Shares held by MBD 2014 and (v) 137,861 Common Shares held by Stone Street 2014 (BSPI, 2014 EOA, Bridge Street 2014, MBD 2014 and Stone Street 2014 together, the “GS Entities”) because Goldman Sachs is a wholly owned subsidiary of GS Group, and affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or investment manager of each of the GS Entities, as applicable.