0000899243-21-010786.txt : 20210309
0000899243-21-010786.hdr.sgml : 20210309
20210309205051
ACCESSION NUMBER: 0000899243-21-010786
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210203
FILED AS OF DATE: 20210309
DATE AS OF CHANGE: 20210309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS & CO. LLC
CENTRAL INDEX KEY: 0000769993
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39965
FILM NUMBER: 21727912
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 2129021000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER NAME:
FORMER CONFORMED NAME: GOLDMAN SACHS & CO
DATE OF NAME CHANGE: 19931102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC
CENTRAL INDEX KEY: 0000886982
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39965
FILM NUMBER: 21727913
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 212-902-1000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER NAME:
FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/
DATE OF NAME CHANGE: 20010104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GSSG Holdings LLC
CENTRAL INDEX KEY: 0001825522
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39965
FILM NUMBER: 21727911
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 212-902-1000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPECIAL SITUATIONS INVESTING GROUP II, LLC
CENTRAL INDEX KEY: 0001786430
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39965
FILM NUMBER: 21727910
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 212-902-0224
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ON24 INC.
CENTRAL INDEX KEY: 0001110611
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 BEALE STREET, 9TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-396-8000
MAIL ADDRESS:
STREET 1: 50 BEALE STREET, 9TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: ON24 INC
DATE OF NAME CHANGE: 20000329
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-02-03
0
0001110611
ON24 INC.
ONTF
0000886982
GOLDMAN SACHS GROUP INC
200 WEST STREET
NEW YORK
NY
10282
0
0
1
0
0000769993
GOLDMAN SACHS & CO. LLC
200 WEST STREET
NEW YORK
NY
10282
0
0
1
0
0001825522
GSSG Holdings LLC
200 WEST STREET
NEW YORK
NY
10282
0
0
1
0
0001786430
SPECIAL SITUATIONS INVESTING GROUP II, LLC
200 WEST STREET
NEW YORK
NY
10282
0
0
1
0
Common Stock
2021-02-03
4
S
0
2800
71.00
D
82800
I
See Footnotes
Common Stock
2021-02-03
4
P
0
2800
71.00
A
85600
I
See Footnotes
Common Stock
2021-02-03
4
S
0
50
71.51
D
85550
I
See Footnotes
Common Stock
2021-02-03
4
P
0
50
71.51
A
85600
I
See Footnotes
Common Stock
2021-02-03
4
S
0
50
72.20
D
85550
I
See Footnotes
Common Stock
2021-02-03
4
P
0
50
72.20
A
85600
I
See Footnotes
Common Stock
2021-02-03
4
S
0
50
73.91
D
85550
I
See Footnotes
Common Stock
2021-02-03
4
P
0
50
73.91
A
85600
I
See Footnotes
Common Stock
2021-02-03
4
S
0
50
76.09
D
85550
I
See Footnotes
Common Stock
2021-02-03
4
P
0
50
76.09
A
85600
I
See Footnotes
Common Stock
2021-02-03
4
S
0
3300
77.00
D
82300
I
See Footnotes
Common Stock
2021-02-03
4
P
0
3300
77.00
A
85600
I
See Footnotes
Common Stock
2021-02-03
4
S
0
50
77.01
D
85550
I
See Footnotes
Common Stock
2021-02-03
4
P
0
50
77.01
A
85600
I
See Footnotes
Common Stock
2021-02-04
4
S
0
400
69.00
D
85200
I
See Footnotes
Common Stock
2021-02-04
4
P
0
400
69.00
A
85600
I
See Footnotes
Common Stock
2021-02-05
4
S
0
100
68.61
D
5354418
I
See Footnotes
Common Stock
2021-02-05
4
P
0
100
68.61
A
5354518
I
See Footnotes
Common Stock
2021-02-05
4
S
0
1600
68.1278
D
5352918
I
See Footnotes
Common Stock
2021-02-05
4
P
0
1600
68.1278
A
5354518
I
See Footnotes
Common Stock
2021-02-08
4
S
0
250
70.00
D
5393192
I
See Footnotes
Common Stock
2021-02-08
4
P
0
250
70.00
A
5393442
I
See Footnotes
Common Stock
2021-02-09
4
S
0
800
72.00
D
5448656
I
See Footnotes
Common Stock
2021-02-09
4
P
0
800
72.00
A
5449456
I
See Footnotes
Common Stock
2021-02-18
4
S
0
100
65.063
D
5354418
I
See Footnotes
Common Stock
2021-02-18
4
P
0
100
65.063
A
5354518
I
See Footnotes
Common Stock
2021-02-22
4
S
0
56
65.46
D
5354462
I
See Footnotes
Common Stock
2021-02-22
4
P
0
56
65.46
A
5354518
I
See Footnotes
Common Stock
2021-03-05
4
S
0
800
48.95
D
5353718
I
See Footnotes
Common Stock
2021-03-05
4
P
0
800
48.95
A
5354518
I
See Footnotes
These transactions in common stock (the "Common Stock") of ON24, Inc. (the "Issuer") have not previously been reported on Form 4 and were effected by Goldman Sachs & Co. LLC ("Goldman Sachs") acting as agent on behalf of an international affiliate that had entered into riskless principal trades in connection with client trade facilitation in the ordinary course of its business. Without conceding riskless principal trades in connection with client trade facilitation in the ordinary course of business can result in liability under Section 16(b), the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that they were subject to Section 16(b) will be remitted to the Issuer.
This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman Sachs, GSSG Holdings LLC ("GSSG"), and Special Situations Investing Group II, LLC ("SSIG") (together, the "Reporting Persons"). GSSG is a wholly owned subsidiary of GS Group, and SSIG is a wholly owned subsidiary of GSSG. Goldman Sachs is a wholly owned subsidiary of GS Group.
GS Group may be deemed to beneficially own indirectly, the number of shares of Common Stock of the Issuer reported as held by SSIG and/or Goldman Sachs, respectively. Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, 5,354,518 shares of the Common Stock of the Issuer by reason of the direct or indirect beneficial ownership of such shares as follows: (i) 5,268,918 shares of Common Stock held by SSIG and (ii) 85,600 shares of Common Stock held by Goldman Sachs.
Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interests in, such securities for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose.
Jamison Yardley, Attorney-in-fact
2021-03-09
Jamison Yardley, Attorney-in-fact
2021-03-09
Jamison Yardley, Attorney-in-fact
2021-03-09
Jamison Yardley, Attorney-in-fact
2021-03-09