0000899243-21-010786.txt : 20210309 0000899243-21-010786.hdr.sgml : 20210309 20210309205051 ACCESSION NUMBER: 0000899243-21-010786 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210203 FILED AS OF DATE: 20210309 DATE AS OF CHANGE: 20210309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS & CO. LLC CENTRAL INDEX KEY: 0000769993 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39965 FILM NUMBER: 21727912 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER NAME: FORMER CONFORMED NAME: GOLDMAN SACHS & CO DATE OF NAME CHANGE: 19931102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39965 FILM NUMBER: 21727913 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER NAME: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GSSG Holdings LLC CENTRAL INDEX KEY: 0001825522 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39965 FILM NUMBER: 21727911 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPECIAL SITUATIONS INVESTING GROUP II, LLC CENTRAL INDEX KEY: 0001786430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39965 FILM NUMBER: 21727910 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 212-902-0224 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ON24 INC. CENTRAL INDEX KEY: 0001110611 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 BEALE STREET, 9TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-396-8000 MAIL ADDRESS: STREET 1: 50 BEALE STREET, 9TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: ON24 INC DATE OF NAME CHANGE: 20000329 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-03 0 0001110611 ON24 INC. ONTF 0000886982 GOLDMAN SACHS GROUP INC 200 WEST STREET NEW YORK NY 10282 0 0 1 0 0000769993 GOLDMAN SACHS & CO. LLC 200 WEST STREET NEW YORK NY 10282 0 0 1 0 0001825522 GSSG Holdings LLC 200 WEST STREET NEW YORK NY 10282 0 0 1 0 0001786430 SPECIAL SITUATIONS INVESTING GROUP II, LLC 200 WEST STREET NEW YORK NY 10282 0 0 1 0 Common Stock 2021-02-03 4 S 0 2800 71.00 D 82800 I See Footnotes Common Stock 2021-02-03 4 P 0 2800 71.00 A 85600 I See Footnotes Common Stock 2021-02-03 4 S 0 50 71.51 D 85550 I See Footnotes Common Stock 2021-02-03 4 P 0 50 71.51 A 85600 I See Footnotes Common Stock 2021-02-03 4 S 0 50 72.20 D 85550 I See Footnotes Common Stock 2021-02-03 4 P 0 50 72.20 A 85600 I See Footnotes Common Stock 2021-02-03 4 S 0 50 73.91 D 85550 I See Footnotes Common Stock 2021-02-03 4 P 0 50 73.91 A 85600 I See Footnotes Common Stock 2021-02-03 4 S 0 50 76.09 D 85550 I See Footnotes Common Stock 2021-02-03 4 P 0 50 76.09 A 85600 I See Footnotes Common Stock 2021-02-03 4 S 0 3300 77.00 D 82300 I See Footnotes Common Stock 2021-02-03 4 P 0 3300 77.00 A 85600 I See Footnotes Common Stock 2021-02-03 4 S 0 50 77.01 D 85550 I See Footnotes Common Stock 2021-02-03 4 P 0 50 77.01 A 85600 I See Footnotes Common Stock 2021-02-04 4 S 0 400 69.00 D 85200 I See Footnotes Common Stock 2021-02-04 4 P 0 400 69.00 A 85600 I See Footnotes Common Stock 2021-02-05 4 S 0 100 68.61 D 5354418 I See Footnotes Common Stock 2021-02-05 4 P 0 100 68.61 A 5354518 I See Footnotes Common Stock 2021-02-05 4 S 0 1600 68.1278 D 5352918 I See Footnotes Common Stock 2021-02-05 4 P 0 1600 68.1278 A 5354518 I See Footnotes Common Stock 2021-02-08 4 S 0 250 70.00 D 5393192 I See Footnotes Common Stock 2021-02-08 4 P 0 250 70.00 A 5393442 I See Footnotes Common Stock 2021-02-09 4 S 0 800 72.00 D 5448656 I See Footnotes Common Stock 2021-02-09 4 P 0 800 72.00 A 5449456 I See Footnotes Common Stock 2021-02-18 4 S 0 100 65.063 D 5354418 I See Footnotes Common Stock 2021-02-18 4 P 0 100 65.063 A 5354518 I See Footnotes Common Stock 2021-02-22 4 S 0 56 65.46 D 5354462 I See Footnotes Common Stock 2021-02-22 4 P 0 56 65.46 A 5354518 I See Footnotes Common Stock 2021-03-05 4 S 0 800 48.95 D 5353718 I See Footnotes Common Stock 2021-03-05 4 P 0 800 48.95 A 5354518 I See Footnotes These transactions in common stock (the "Common Stock") of ON24, Inc. (the "Issuer") have not previously been reported on Form 4 and were effected by Goldman Sachs & Co. LLC ("Goldman Sachs") acting as agent on behalf of an international affiliate that had entered into riskless principal trades in connection with client trade facilitation in the ordinary course of its business. Without conceding riskless principal trades in connection with client trade facilitation in the ordinary course of business can result in liability under Section 16(b), the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that they were subject to Section 16(b) will be remitted to the Issuer. This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman Sachs, GSSG Holdings LLC ("GSSG"), and Special Situations Investing Group II, LLC ("SSIG") (together, the "Reporting Persons"). GSSG is a wholly owned subsidiary of GS Group, and SSIG is a wholly owned subsidiary of GSSG. Goldman Sachs is a wholly owned subsidiary of GS Group. GS Group may be deemed to beneficially own indirectly, the number of shares of Common Stock of the Issuer reported as held by SSIG and/or Goldman Sachs, respectively. Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, 5,354,518 shares of the Common Stock of the Issuer by reason of the direct or indirect beneficial ownership of such shares as follows: (i) 5,268,918 shares of Common Stock held by SSIG and (ii) 85,600 shares of Common Stock held by Goldman Sachs. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interests in, such securities for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose. Jamison Yardley, Attorney-in-fact 2021-03-09 Jamison Yardley, Attorney-in-fact 2021-03-09 Jamison Yardley, Attorney-in-fact 2021-03-09 Jamison Yardley, Attorney-in-fact 2021-03-09