0000899243-21-010043.txt : 20210304 0000899243-21-010043.hdr.sgml : 20210304 20210304212813 ACCESSION NUMBER: 0000899243-21-010043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191213 FILED AS OF DATE: 20210304 DATE AS OF CHANGE: 20210304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS & CO. LLC CENTRAL INDEX KEY: 0000769993 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39156 FILM NUMBER: 21716276 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER NAME: FORMER CONFORMED NAME: GOLDMAN SACHS & CO DATE OF NAME CHANGE: 19931102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39156 FILM NUMBER: 21716277 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER NAME: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MBD 2016 Offshore, L.P. CENTRAL INDEX KEY: 0001663973 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39156 FILM NUMBER: 21716269 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282-2198 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282-2198 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Broad Street Principal Investments, L.L.C. CENTRAL INDEX KEY: 0001575993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39156 FILM NUMBER: 21716275 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MBD 2016, L.P. CENTRAL INDEX KEY: 0001663972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39156 FILM NUMBER: 21716272 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282-2198 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282-2198 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GS FUND HOLDINGS, L.L.C. CENTRAL INDEX KEY: 0001833325 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39156 FILM NUMBER: 21716268 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 1(212)902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bridge Street 2016 Offshore, L.P. CENTRAL INDEX KEY: 0001663978 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39156 FILM NUMBER: 21716270 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282-2198 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282-2198 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bridge Street 2016, L.P. CENTRAL INDEX KEY: 0001663982 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39156 FILM NUMBER: 21716274 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282-2198 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282-2198 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stone Street 2016 Offshore, L.P. CENTRAL INDEX KEY: 0001664070 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39156 FILM NUMBER: 21716271 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282-2198 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282-2198 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stone Street 2016, L.P. CENTRAL INDEX KEY: 0001664071 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39156 FILM NUMBER: 21716273 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282-2198 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282-2198 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sprout Social, Inc. CENTRAL INDEX KEY: 0001517375 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 272404165 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 131 SOUTH DEARBORN STREET STREET 2: SUITE 700 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 866-878-3231 MAIL ADDRESS: STREET 1: 131 SOUTH DEARBORN STREET STREET 2: SUITE 700 CITY: CHICAGO STATE: IL ZIP: 60603 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-13 0 0001517375 Sprout Social, Inc. SPT 0000886982 GOLDMAN SACHS GROUP INC 200 WEST STREET NEW YORK NY 10282 1 0 0 0 0000769993 GOLDMAN SACHS & CO. LLC 200 WEST STREET NEW YORK NY 10282 1 0 0 0 0001575993 Broad Street Principal Investments, L.L.C. 200 WEST STREET NEW YORK NY 10282 1 0 0 0 0001663982 Bridge Street 2016, L.P. 200 WEST STREET NEW YORK NY 10282 1 0 0 0 0001664071 Stone Street 2016, L.P. 200 WEST STREET NEW YORK NY 10282 1 0 0 0 0001663972 MBD 2016, L.P. 200 WEST STREET NEW YORK NY 10282 1 0 0 0 0001664070 Stone Street 2016 Offshore, L.P. 200 WEST STREET NEW YORK NY 10282 1 0 0 0 0001663978 Bridge Street 2016 Offshore, L.P. 200 WEST STREET NEW YORK NY 10282 1 0 0 0 0001663973 MBD 2016 Offshore, L.P. 200 WEST STREET NEW YORK NY 10282 1 0 0 0 0001833325 GS FUND HOLDINGS, L.L.C. 200 WEST STREET NEW YORK NY 10282 1 0 0 0 Class A Common Stock 2019-12-13 4 P 0 5000 18.05 A 10383809 I See Footnotes Class A Common Stock 2019-12-13 4 S 0 5000 18.05 D 10378809 I See Footnotes Class A Common Stock 2019-12-13 4 P 0 25000 16.72 A 10403809 I See Footnotes Class A Common Stock 2019-12-13 4 S 0 25000 16.72 D 10378809 I See Footnotes Class A Common Stock 2019-12-13 4 P 0 15000 17.00 A 10393809 I See Footnotes Class A Common Stock 2019-12-13 4 S 0 15000 17.00 D 10378809 I See Footnotes Class A Common Stock 2019-12-13 4 P 0 444 18.05 A 10379253 I See Footnotes Class A Common Stock 2019-12-13 4 S 0 444 18.05 D 10378809 I See Footnotes Class A Common Stock 2019-12-13 4 P 0 556 18.05 A 10379365 I See Footnotes Class A Common Stock 2019-12-13 4 S 0 556 18.05 D 10378809 I See Footnotes Class A Common Stock 2019-12-13 4 P 0 5000 18.30 A 10383809 I See Footnotes Class A Common Stock 2019-12-13 4 S 0 5000 18.30 D 10378809 I See Footnotes Class A Common Stock 2019-12-13 4 P 0 1800 18.1044 A 10380609 I See Footnotes Class A Common Stock 2019-12-13 4 S 0 1800 18.1044 D 10378809 I See Footnotes Class A Common Stock 2019-12-13 4 P 0 50 18.05 A 10378859 I See Footnotes Class A Common Stock 2019-12-13 4 S 0 50 18.05 D 10378809 I See Footnotes Class A Common Stock 2019-12-16 4 P 0 1000 16.80 A 10379809 I See Footnotes Class A Common Stock 2019-12-16 4 S 0 1000 16.80 D 10378809 I See Footnotes Class A Common Stock 2019-12-16 4 P 0 10000 16.78 A 10388809 I See Footnotes Class A Common Stock 2019-12-16 4 S 0 10000 16.78 D 10378809 I See Footnotes Class A Common Stock 2020-03-20 4 S 0 3648 13.99 A 10405871 I See Footnotes Class A Common Stock 2020-03-20 4 P 0 3648 13.99 D 10402223 I See Footnotes Class A Common Stock 2020-04-21 4 P 0 174 14.52 A 10393815 I See Footnotes Class A Common Stock 2020-04-21 4 S 0 174 14.52 D 10393641 I See Footnotes Class A Common Stock 2020-05-15 4 P 0 4348 23.1938 A 10424772 I See Footnotes Class A Common Stock 2020-05-15 4 S 0 4348 23.1938 D 10420424 I See Footnotes Class A Common Stock 2020-05-22 4 P 0 1000 26.297 A 10507793 I See Footnotes Class A Common Stock 2020-05-22 4 S 0 1000 26.297 D 10506793 I See Footnotes Class A Common Stock 2020-06-01 4 S 0 26900 28.6655 A 10406390 I See Footnotes Class A Common Stock 2020-06-01 4 P 0 26900 28.6655 D 10379490 I See Footnotes These transactions in the Class A common stock (the "Common Stock") of Sprout Social, Inc. (the "Issuer") have not previously been reported on Form 4 and were effected by Goldman Sachs & Co. LLC ("Goldman Sachs") acting as agent on behalf of certain international affiliates that had entered into riskless principal trades in connection with client trade facilitation in the ordinary course of their business. Without conceding riskless principal trades in connection with client trade facilitation in the ordinary course of business can result in liability under Section 16(b), the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that they were subject to Section 16(b) will be remitted to the Issuer. This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman Sachs, Broad Street Principal Investments, L.L.C., Bridge Street 2016 Offshore, L.P., Bridge Street 2016, L.P., MBD 2016 Offshore, L.P., MBD 2016, L.P., Stone Street 2016 Offshore, L.P., Stone Street 2016, L.P., and GS Fund Holdings, L.L.C. (together, the "Reporting Persons"). Goldman Sachs and GS Group may be deemed to beneficially own 274.1033 shares of Common Stock and 6,420 Restricted Stock Units ("RSUs") granted to Mr. Jason Kreuziger, Managing Director of Goldman Sachs. The RSUs will vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of the Issuer's stockholders following the date of the grant and (ii) the first anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose. Balance of trades included in attached schedule. (See Exhibit 99.1) Jamison Yardley, Attorney-in-fact 2021-03-04 Jamison Yardley, Attorney-in-fact 2021-03-04 Jamison Yardley, Attorney-in-fact 2021-03-04 Jamison Yardley, Attorney-in-fact 2021-03-04 Jamison Yardley, Attorney-in-fact 2021-03-04 Jamison Yardley, Attorney-in-fact 2021-03-04 Jamison Yardley, Attorney-in-fact 2021-03-04 Jamison Yardley, Attorney-in-fact 2021-03-04 Jamison Yardley, Attorney-in-fact 2021-03-04 Jamison Yardley, Attorney-in-fact 2021-03-04 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT HTML

Exhibit 99.1

Table 1 – Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

 

1. Title of Security
(Instr. 3)

  

2. Transaction
Date

(Month/
Day/
Year)

  

2A.
Deemed
Execution
Date, if
any

(Month/
Day/
Year)

  

3. Transaction
Code
(Instr. 8)

  

4. Securities Acquired (A)
or Disposed of (D)
(Instr. 3, 4 and 5)

  

5. Amount of Securities
Beneficially Owned
Following
Reported
Transaction(s)

(Instr. 3 and 4)

  

6. Owner-
ship
Form:
Direct
(D) or
Indirect
(I)

(Instr. 4)

  

7. Nature of Indirect
Beneficial Owner-
ship



(Instr. 4)

 

Code (P)

or (S)

  

V

  

Amount

  

(A)
or
(D)

  

Price

Class A Common Stock(1)(2)(3)

   06/05/2020     S     275   D   $32.5718   10,469,816(4)(5)   I   See Footnotes(4)(5)

Class A Common Stock(1)(2)(3)

   06/05/2020     S     275   D   $32.5718   10,469,541(4)(5)   I   See Footnotes(4)(5)

Class A Common Stock(1)(2)(3)

   06/23/2020     P     2,000   A   $28.5577   10,380,814(4)(5)   I   See Footnotes(4)(5)

Class A Common Stock(1)(2)(3)

   06/23/2020     S     2,000   D   $28.5577   10,378,814(4)(5)   I   See Footnotes(4)(5)

Class A Common Stock(1)(2)(3)

   07/21/2020     P     4,348   A   $28.5542   10,383,193(4)(5)   I   See Footnotes(4)(5)

Class A Common Stock(1)(2)(3)

   07/21/2020     S     4,348   D   $28.5542   10,378,845(4)(5)   I   See Footnotes(4)(5)

Class A Common Stock(1)(2)(3)

   07/27/2020     P     200   A   $27.2200   10,379,116(4)(5)   I   See Footnotes(4)(5)

Class A Common Stock(1)(2)(3)

   07/27/2020     S     200   D   $27.2200   10,378,916(4)(5)   I   See Footnotes(4)(5)

Class A Common Stock(1)(2)(3)

   08/10/2020     P     4,327   A   $28.0200   10,383,274(4)(5)   I   See Footnotes(4)(5)

Class A Common Stock(1)(2)(3)

   08/10/2020     S     4,327   D   $28.0200   10,378,947(4)(5)   I   See Footnotes(4)(5)

Class A Common Stock(1)(2)(3)

   08/13/2020     P     1,000   A   $27.5000   8,879,998(4)(5)   I   See Footnotes(4)(5)

Class A Common Stock(1)(2)(3)

   08/13/2020     S     1,000   D   $27.5000   8,878,998(4)(5)   I   See Footnotes(4)(5)

Class A Common Stock(1)(2)(3)

   08/14/2020     P     8,200   A   $30.8693   8,662,163(4)(5)   I   See Footnotes(4)(5)

Class A Common Stock(1)(2)(3)

   08/14/2020     S     8,200   D   $30.8693   8,653,963(4)(5)   I   See Footnotes(4)(5)

Class A Common Stock(1)(2)(3)

   12/03/2020     P     259   A   $48.0000   2,327,511.1788 (4)(5)   I   See Footnotes(4)(5)

Class A Common Stock(1)(2)(3)

   12/03/2020     S     259   D   $48.0000   2,327,252.1788 (4)(5)   I   See Footnotes(4)(5)

Class A Common Stock(1)(2)(3)

   01/25/2021     P     3,000   A   $70.0000   2,331,137.1033 (4)(5)   I   See Footnotes(4)(5)

Class A Common Stock(1)(2)(3)

   01/25/2021     S     3,000   D   $70.0000   2,328,137.1033 (4)(5)   I   See Footnotes(4)(5)

Class A Common Stock(1)(2)(3)

   02/08/2021     P     259   A   $73.3300   2,327,668.1033 (4)(5)   I   See Footnotes(4)(5)

Class A Common Stock(1)(2)(3)

   02/08/2021     S     259   D   $73.3300   2,327,409.1033 (4)(5)   I   See Footnotes(4)(5)

Class A Common Stock(3)(6)

   02/25/2021     G   V   613,000   D   $0   1,714,375.1033 (4)(5)   I   See Footnotes(4)(5)

Class A Common Stock(2)(3)

   02/26/2021     S     18   D   $69.1100   1,714,749.1033 (4)(5)   I   See Footnotes(4)(5)

Class A Common Stock(2)(3)

   02/26/2021     S     100   D   $69.1200   1,714,649.1033 (4)(5)   I   See Footnotes(4)(5)

Class A Common Stock(2)(3)

   02/26/2021     S     398   D   $69.1800   1,714,251.1033 (4)(5)   I   See Footnotes(4)(5)

Class A Common Stock(2)(3)

   02/26/2021     S     2   D   $69.2100   1,714,249.1033(4)(5)   I   See Footnotes(4)(5)

Class A Common Stock(2)(3)

   02/26/2021     S     253   D   $69.2300   1,713,996.1033(4)(5)   I   See Footnotes(4)(5)

Class A Common Stock(2)(3)

   02/26/2021     P     771   A   $68.3500   1,714,767.1033(4)(5)   I   See Footnotes(4)(5)

Class A Common Stock(2)(3)

   03/02/2021     S     1,714,001   D   $72.8000   274.1033(4)(5)   I   See Footnotes(4)(5)

Explanation of Responses:

 

*

If the form is filed by more than one reporting person, see Instruction 4(b)(v).

**

Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

 

1.

These transactions in the Class A common stock (the “Common Stock”) of Sprout Social, Inc. (the “Issuer”) have not previously been reported on Form 4 and were effected by Goldman Sachs & Co. LLC (“Goldman Sachs”) acting as agent on behalf of certain international affiliates that had entered into riskless principal trades in connection with client trade facilitation in the ordinary course of their business.

2.

Without conceding riskless principal trades in connection with client trade facilitation in the ordinary course of business can result in liability under Section 16(b), the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that they were subject to Section 16(b) will be remitted to the Issuer.

3.

This statement is being filed by The Goldman Sachs Group, Inc. (“GS Group”), Goldman Sachs, Broad Street Principal Investments, L.L.C., Bridge Street 2016 Offshore, L.P., Bridge Street 2016, L.P., MBD 2016 Offshore, L.P., MBD 2016, L.P., Stone Street 2016 Offshore, L.P., Stone Street 2016, L.P., and GS Fund Holdings, L.L.C. (together, the “Reporting Persons”).

4.

Goldman Sachs and GS Group may be deemed to beneficially own 274.1033 shares of Common Stock and 6,420 Restricted Stock Units (“RSUs”) granted to Mr. Jason Kreuziger, Managing Director of Goldman Sachs. The RSUs will vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of the Issuer’s stockholders following the date of the grant and (ii) the first anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer and has no expiration date.

5.

Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.

6.

This transaction represents a donation of shares of the Issuer’s Common Stock to a charity.