0000769993-19-000291.txt : 20190430 0000769993-19-000291.hdr.sgml : 20190430 20190430131547 ACCESSION NUMBER: 0000769993-19-000291 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 PHILLIPS,BRENT,A, FILED AS OF DATE: 20190430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS & CO. LLC CENTRAL INDEX KEY: 0000769993 IRS NUMBER: 135108880 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04222 FILM NUMBER: 19780063 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS & CO DATE OF NAME CHANGE: 19931102 MA-I 1 primary_doc.xml MA-I 0000769993 XXXXXXXX CHAD CHRISTENSEN 801-741-5676 CHAD.CHRISTENSEN@GS.COM HYUNAH.MOON@GS.COM WILLIAM.JENSEN@GS.COM N N BRENT A PHILLIPS 005156901 N 1 0000769993 GOLDMAN SACHS & CO. LLC 04-01-2019 N 867-01181 LOCATED 04-01-2019 200 WEST STREET NEW YORK NY 10282 04-2019 GOLDMAN SACHS & CO. LLC NEW YORK NY 10282 Y Y VICE PRESIDENT 01-2013 03-2019 RAYMOND JAMES & ASSOCIATES, INC. NEW YORK NY 10111 Y Y VICE PRESIDENT 10-2010 01-2013 MORGAN KEEGAN & COMPANY INC. MEMPHIS TN 38103 N Y PUBLIC FINANCE ANALYST 08-2009 08-2010 UNIVERSITY OF MISSOURI - MBA PROGRAM COLUMBIA MO 65211 N N STUDENT 05-2009 08-2009 MISSOURI STATE EMPLOYEES RETIREMENT SYSTEMS COLUMBIA MO 65109 N Y INTERN 08-2005 05-2009 UNIVERSITY OF MISSOURI COLUMBIA MO 65211 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-25-2019 JOHN O'CONNELL CHIEF COMPLIANCE OFFICER