0000769993-19-000291.txt : 20190430
0000769993-19-000291.hdr.sgml : 20190430
20190430131547
ACCESSION NUMBER: 0000769993-19-000291
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
PHILLIPS,BRENT,A,
FILED AS OF DATE: 20190430
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS & CO. LLC
CENTRAL INDEX KEY: 0000769993
IRS NUMBER: 135108880
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04222
FILM NUMBER: 19780063
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 2129021000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS & CO
DATE OF NAME CHANGE: 19931102
MA-I
1
primary_doc.xml
MA-I
0000769993
XXXXXXXX
CHAD CHRISTENSEN
801-741-5676
CHAD.CHRISTENSEN@GS.COM
HYUNAH.MOON@GS.COM
WILLIAM.JENSEN@GS.COM
N
N
BRENT
A
PHILLIPS
005156901
N
1
0000769993
GOLDMAN SACHS & CO. LLC
04-01-2019
N
867-01181
LOCATED
04-01-2019
200 WEST STREET
NEW YORK
NY
10282
04-2019
GOLDMAN SACHS & CO. LLC
NEW YORK
NY
10282
Y
Y
VICE PRESIDENT
01-2013
03-2019
RAYMOND JAMES & ASSOCIATES, INC.
NEW YORK
NY
10111
Y
Y
VICE PRESIDENT
10-2010
01-2013
MORGAN KEEGAN & COMPANY INC.
MEMPHIS
TN
38103
N
Y
PUBLIC FINANCE ANALYST
08-2009
08-2010
UNIVERSITY OF MISSOURI - MBA PROGRAM
COLUMBIA
MO
65211
N
N
STUDENT
05-2009
08-2009
MISSOURI STATE EMPLOYEES RETIREMENT SYSTEMS
COLUMBIA
MO
65109
N
Y
INTERN
08-2005
05-2009
UNIVERSITY OF MISSOURI
COLUMBIA
MO
65211
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-25-2019
JOHN O'CONNELL
CHIEF COMPLIANCE OFFICER