0000769993-18-000393.txt : 20180614 0000769993-18-000393.hdr.sgml : 20180614 20180614153247 ACCESSION NUMBER: 0000769993-18-000393 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180614 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS & CO. LLC CENTRAL INDEX KEY: 0000769993 IRS NUMBER: 135108880 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04222 FILM NUMBER: 18899071 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS & CO DATE OF NAME CHANGE: 19931102 MA-I 1 primary_doc.xml MA-I 0000769993 XXXXXXXX CHAD CHRISTENSEN 1-801-741-5676 Chad.Christensen@ny.email.gs.com HYUNAH.MOON@GS.COM N N WILLIAM R DALEY 005094313 Y 1 0000769993 GOLDMAN SACHS & CO. LLC 05-17-2018 N 867-01181 SUPERVISED 05-17-2018 200 WEST STREET NEW YORK NY 10282 05-2018 GOLDMAN SACHS & CO. LLC Chicago IL 60606 Y Y MANAGING DIRECTOR 01-2006 05-2018 MORGAN STANLEY & CO. LLC New York NY 10036 Y Y MANAGING DIRECTOR N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-31-2018 ASAHI POMPEY CHIEF COMPLIANCE OFFICER