0000769993-16-001711.txt : 20160728
0000769993-16-001711.hdr.sgml : 20160728
20160728094327
ACCESSION NUMBER: 0000769993-16-001711
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160727
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS & CO
CENTRAL INDEX KEY: 0000769993
IRS NUMBER: 135108880
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1127
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04222
FILM NUMBER: 161788664
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
STREET 2: C/O GOLDMAN SACHS & CO
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 2129021000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
MA-I/A
1
primary_doc.xml
MA-I/A
0000769993
XXXXXXXX
GRETCHEN SILVER
8018844008
GRETCHEN.SILVER@GS.COM
hunter.holman@gs.com
N
N
FREDA
J
WANG
002265862
N
1
0000769993
GOLDMAN SACHS & CO
07-14-2008
N
We had technical difficulties when attempting to submit the Form MA application.
LOCATED
SUPERVISED
07-14-2008
200 WEST STREET
C/O GOLDMAN SACHS & CO
NEW YORK
NY
10282
07-2008
GOLDMAN, SACHS & CO.
NEW YORK
NY
10282
Y
Y
MANAGING DIRECTOR
01-2006
06-2008
UBS SECURITIES LLC
STAMFORD
CT
06901
Y
Y
OFFICER, INVESTMENT BANKING
07-1992
01-2006
UBS FINANCIAL SERVICES INC.
NEW YORK
NY
10166
Y
Y
OFFICER, INVESTMENT BANKING
Y
06-2016
POINTS OF LIGHT
35 WEST 35TH STREET, FLOOR 6
NEW YORK
NY
10001
N
N
A NON-PROFIT ORGANIZED TO ENCOURAGE AND EMPOWER THE SPIRIT OF SERVICE.
MENTOR
2
ACT AS A MENTOR AND PROVIDE ADVICE TO A SOCIAL ENTREPRENEUR START-UP COMPANY
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-27-2016
ASAHI POMPEY
CHIEF COMPLIANCE OFFICER