0000769993-16-001711.txt : 20160728 0000769993-16-001711.hdr.sgml : 20160728 20160728094327 ACCESSION NUMBER: 0000769993-16-001711 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS & CO CENTRAL INDEX KEY: 0000769993 IRS NUMBER: 135108880 STATE OF INCORPORATION: NY FISCAL YEAR END: 1127 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04222 FILM NUMBER: 161788664 BUSINESS ADDRESS: STREET 1: 200 WEST STREET STREET 2: C/O GOLDMAN SACHS & CO CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 MA-I/A 1 primary_doc.xml MA-I/A 0000769993 XXXXXXXX GRETCHEN SILVER 8018844008 GRETCHEN.SILVER@GS.COM hunter.holman@gs.com N N FREDA J WANG 002265862 N 1 0000769993 GOLDMAN SACHS & CO 07-14-2008 N We had technical difficulties when attempting to submit the Form MA application. LOCATED SUPERVISED 07-14-2008 200 WEST STREET C/O GOLDMAN SACHS & CO NEW YORK NY 10282 07-2008 GOLDMAN, SACHS & CO. NEW YORK NY 10282 Y Y MANAGING DIRECTOR 01-2006 06-2008 UBS SECURITIES LLC STAMFORD CT 06901 Y Y OFFICER, INVESTMENT BANKING 07-1992 01-2006 UBS FINANCIAL SERVICES INC. NEW YORK NY 10166 Y Y OFFICER, INVESTMENT BANKING Y 06-2016 POINTS OF LIGHT 35 WEST 35TH STREET, FLOOR 6 NEW YORK NY 10001 N N A NON-PROFIT ORGANIZED TO ENCOURAGE AND EMPOWER THE SPIRIT OF SERVICE. MENTOR 2 ACT AS A MENTOR AND PROVIDE ADVICE TO A SOCIAL ENTREPRENEUR START-UP COMPANY N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-27-2016 ASAHI POMPEY CHIEF COMPLIANCE OFFICER