-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CRXycHFtYwU49A30UvE4k+obLOJnzrsQXP/Tf5Pm1YMReDDTH+GBcYJeMmFu6/Fw slgp5DXMuy1UWfxOjlwFcA== 0001193125-10-029791.txt : 20100212 0001193125-10-029791.hdr.sgml : 20100212 20100212093102 ACCESSION NUMBER: 0001193125-10-029791 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 EFFECTIVENESS DATE: 20100212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ACCOUNT MANAGEMENT LLC CENTRAL INDEX KEY: 0000769954 IRS NUMBER: 042326575 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-01363 FILM NUMBER: 10594741 BUSINESS ADDRESS: STREET 1: 2 NEWBERRY STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6172364200 MAIL ADDRESS: STREET 1: 2 NEWBERRY STREET CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: ACCOUNT MANAGEMENT CORP /MA/ DATE OF NAME CHANGE: 19980428 13F-HR/A 1 d13fhra.txt 13F-HR/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [X] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Account Management, LLC Address: 17 Arlington Street Boston, MA 02116 Form 13F File Number: 28-01363 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Christopher de Roetth Title: Principal Phone: 617-236-4200 Signature, Place, and Date of Signing: Christopher de Roetth (signature on file) Boston, MA February 12, 2010 - ----------------------------------------- ------------- ------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE
(SEC USE ONLY) Page 1 of 4 FORM 13 F NAME OF REPORTING MANAGER Account Management, LLC Item 6: Investment Discretion Item 8: ------------------------- Voting Authority Item 5: (b) Item 7: (Shares) Item 2: Item 3: Item 4: Shares or Shared-As (c) Managers ------------------- Item 1: Title of CUSIP Fair Market Principal (a) Defined in Shared See (a) (b) (c) Name of Issuer Class Number Value Amount Sole Instr. V -Other Instr. V Sole Shared None - ------------------------------------ -------- --------- ----------- --------- ------- ---------- ------ -------- ------- ------ ---- Berkshire Hathaway Hld B Common 084670702 8,832,768 2,688 2,688 2,688 Stock Berkshire Hathaway Inc. CL "A" Common 084670108 1,091,200 11 11 11 Stock Airvana, Inc. Common 00950V101 217,550 28,625 28,625 28,625 Stock Credit Acceptance Corporation Common 225310101 10,545,292 250,482 250,482 250,482 Stock Encana Corporation Common 292505104 469,655 14,500 14,500 14,500 Stock McAfee Inc Common 579064106 1,866,220 46,000 46,000 46,000 Stock ETFS Metal Securities Austrailia LTD Common Q3635T113 357,299 3,263 3,263 3,263 Redeemable Pref SHS Stock Energy Recovery Inc. Common 29270J100 495,360 72,000 72,000 72,000 Stock Maxim Integrated Products Common 57772K101 8,388,096 412,800 412,800 412,800 Stock Ritchie Bros. Auction Common 767744105 2,305,804 102,800 102,800 102,800 Stock Gammon Gold Inc. Common 36467T106 1,045,950 95,000 95,000 95,000 Stock Cisco Systems, Inc Common 17275R102 323,190 13,500 13,500 13,500 Stock XTO Energy Inc. Common 98385X106 697,950 15,000 15,000 15,000 Stock COLUMN TOTALS 36,636,334 1,056,669
(SEC USE ONLY) Page 2 of 4 FORM 13 F NAME OF REPORTING MANAGER Account Management, LLC Item 6: Investment Discretion Item 8: ------------------------- Voting Authority Item 5: (b) Item 7: (Shares) Item 2: Item 3: Item 4: Shares or Shared-As (c) Managers ------------------- Item 1: Title of CUSIP Fair Market Principal (a) Defined in Shared See (a) (b) (c) Name of Issuer Class Number Value Amount Sole Instr. V -Other Instr. V Sole Shared None - ------------------------------------ -------- --------- ----------- --------- ------- ---------- ------ -------- ------- ------ ---- Barrick Gold Corporation Common 067901108 7,526,721 190,309 190,309 190,309 Stock Canadian Natural Resources Common 136385101 683,525 9,500 9,500 9,500 Stock LightBridge Corp Common 53224K104 99,835 16,667 16,667 16,667 Stock Johnson & Johnson Common 478160104 1,255,995 19,500 19,500 19,500 Stock Leucadia National Corp Common 527288104 1,867,515 78,500 78,500 78,500 Stock Goldcorp Inc. Common 380956409 3,719,597 94,550 94,550 94,550 Stock Monsanto Co. (New) Common 6116W101 531,375 6,500 6,500 6,500 Stock Cenovus Energy, Inc Common 15135U109 365,400 14,500 14,500 14,500 Stock Innerworkings Inc. Common 45773Y105 433,060 73,400 73,400 73,400 Stock Kinross Gold CP Common 496902404 1,714,438 93,176 93,176 93,176 Stock Microsoft Corporation Common 594918104 2,979,420 97,750 97,750 97,750 Stock Annaly Tech Inc PV Common 035710409 1,110,400 64,000 64,000 64,000 Stock Powersecure International, Inc. Common 73936N105 2,047,532 283,985 283,985 283,985 Stock SPDR Gold Trust Common 78463V107 2,685,755 25,028 25,028 25,028 Stock COLUMN TOTALS 27,020,568 1,067,365
(SEC USE ONLY) Page 3 of 4 FORM 13 F NAME OF REPORTING MANAGER Account Management, LLC Item 6: Investment Discretion Item 8: ------------------------- Voting Authority Item 5: (b) Item 7: (Shares) Item 2: Item 3: Item 4: Shares or Shared-As (c) Managers ------------------- Item 1: Title of CUSIP Fair Market Principal (a) Defined in Shared See (a) (b) (c) Name of Issuer Class Number Value Amount Sole Instr. V -Other Instr. V Sole Shared None - ------------------------------------ -------- --------- ----------- --------- ------- ---------- ------ -------- ------- ------ ---- Petaquilla Minerals LTD Common 716013107 343,172 426,300 426,300 426,300 Stock Transdigm Group Inc. Common 893641100 1,111,266 23,400 23,400 23,400 Stock Penn West Energy Trust Common 707885109 293,392 16,670 16,670 16,670 Stock ETF Proshares TR Ultra Common 74347R297 1,903,421 38,160 38,160 38,160 Stock Enterprise Prods Partners LP Common 293792107 1,774,665 56,500 56,500 56,500 Stock Proshares Ultra Short Yen Common 74347W858 564,450 26,500 26,500 26,500 Stock Powershares DB US DLR Index Common 73936D107 623,160 27,000 27,000 27,000 Stock Common 0 0 Stock Common 0 0 Stock Common 0 0 0 Stock Common 0 0 Stock Common 0 0 Stock Common 0 0 Stock COLUMN TOTALS 6,613,526 614,530
(SEC USE ONLY) Page 4 of 4 FORM 13 F NAME OF REPORTING MANAGER Account Management, LLC Item 6: Investment Discretion Item 8: ------------------------- Voting Authority Item 5: (b) Item 7: (Shares) Item 2: Item 3: Item 4: Shares or Shared-As (c) Managers ------------------- Item 1: Title of CUSIP Fair Market Principal (a) Defined in Shared See (a) (b) (c) Name of Issuer Class Number Value Amount Sole Instr. V -Other Instr. V Sole Shared None - ------------------------------------ -------- --------- ----------- --------- ------- ---------- ------ -------- ------- ------ ---- Common 0 0 Stock Common 0 0 Stock Common 0 0 Stock Common 0 0 Stock Common 0 0 Stock Common 0 0 Stock Common 0 0 Stock Common 0 0 Stock Common 0 0 Stock Common 0 0 Stock 0 0 0 0
-----END PRIVACY-ENHANCED MESSAGE-----