-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QevIXeOSdgfiFgfRM8ebe2yLdW9U49RIr+zmjj/RV+q0/g4bhaA0cLSH5SDhXFfu 4opklH0u/7MqOVXQuYQKfQ== 0001193125-04-194670.txt : 20041112 0001193125-04-194670.hdr.sgml : 20041111 20041112111846 ACCESSION NUMBER: 0001193125-04-194670 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041112 DATE AS OF CHANGE: 20041112 EFFECTIVENESS DATE: 20041112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ACCOUNT MANAGEMENT LLC CENTRAL INDEX KEY: 0000769954 IRS NUMBER: 042326575 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01363 FILM NUMBER: 041136647 BUSINESS ADDRESS: STREET 1: 2 NEWBERRY STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6172364200 MAIL ADDRESS: STREET 1: 2 NEWBERRY STREET CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: ACCOUNT MANAGEMENT CORP /MA/ DATE OF NAME CHANGE: 19980428 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2004 Check here if Amendment [ ]; Amendment Number: ------------- This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Account Management, LLC Address: 17 Arlington Street Boston, MA 02116 Form 13F File Number: 28-01363 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter deRoetth Title: Principal Phone: 617-236-4200 Signature Place, and Date of Signing: /s/ Peter deRoetth Boston, Massachusetts November 12, 2004 - --------------------------- [City, State] [Date] [Signature] Report Type (check only one.) [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 3 File Number Name 28- ---------------------------- ------------------------------------ [Repeats as necessary.] Page 1 of 7 FORM 13 F Item 5: Item 3: Item 4: Shares or Item 1: Item 2: CUSIP Fair Market Principal Name of Issuer Title of Class Number Value Amount - ------------------------- -------------- --------- ----------- --------- Maxim Integrated Products Common Stock 57772K101 82,227,365 1,944,369 Corporate Executive Board Common Stock 21988R102 22,695,544 370,600 IDT Corporation Class B Common Stock 448947309 25,695,649 1,709,624 IDT Corporation Common Stock 448947101 Supertex Inc. Common Stock 868532102 8,875,216 456,779 Costar Group Common Stock 22160N109 11,456,351 232,900 Credit Acceptance Corporation Common Stock 225310101 26,310,198 1,389,134 Lionbridge Technology Common Stock 536252109 6,217,442 723,800 Miller Industries Common Stock 600551204 217,010 23,979 Net2Phone, Inc. Common Stock 64108N106 8,226,762 2,554,895 COLUMN TOTALS 191,921,537 9,406,080 Page 2 of 7 FORM 13 F Item 5: Item 3: Item 4: Shares or Item 1: Item 2: CUSIP Fair Market Principal Name of Issuer Title of Class Number Value Amount - ------------------------- -------------- --------- ----------- --------- Placer Dome Inc. Common Stock 725906101 477,120 24,000 Dean Foods, Inc. Common Stock 242370104 2,851,900 95,000 CitiGroup Inc. Common Stock 172967101 419,140 9,500 Phelps Dodge Corporation Common Stock 717265102 1,362,044 14,800 Bright Horizons Family Solutions Common Stock 109195107 7,729,702 142,378 Sun Hydraulics Common Stock 866942105 2,592,359 202,845 Hewlett Packard Common Stock 428236103 271,875 14,500 Exxon Mobil Cp Common Stock 30231G102 434,970 9,000 Adtran Inc Common Stock 00738A106 612,360 27,000 Aradigm Corporation Common Stock 038505103 390,125 304,785 COLUMN TOTALS 17,141,595 843,808 Page 3 of 7 FORM 13 F Item 5: Item 3: Item 4: Shares or Item 1: Item 2: CUSIP Fair Market Principal Name of Issuer Title of Class Number Value Amount - ------------------------- -------------- --------- ----------- --------- Chevron Texaco Corp Common Stock 166764100 Consolidaed Energy Inc Common Stock 20854P109 1,322,331 37,900 Johnson and Johnson Common Stock 478160104 2,396,504 42,544 Schlumberger Common Stock 806857108 632,714 9,400 Newmont Mining Corporation Common Stock 651639106 3,811,999 83,725 Liberty Media Corp. Ser. A Common Stock 530718105 2,914,721 334,257 Dow Chemical Common Stock 260543103 688,995 15,250 Berkshire Hathaway Inc. Class A Common Common Stock 084670108 1,992,950 23 Invacare Corporation Common Stock 461203101 207,000 4,500 RedHat Common Stock 756577102 348,555 28,500 COLUMN TOTALS 14,315,769 556,099 Page 4 of 7 FORM 13 F Item 5: Item 3: Item 4: Shares or Item 1: Item 2: CUSIP Fair Market Principal Name of Issuer Title of Class Number Value Amount - ------------------------- -------------- --------- ----------- --------- Viasys Healthcare Common Stock 92553Q209 492,949 29,465 Kinross Gold Corporation Common Stock 496902206 533,749 78,724 Quality Distribution Inc. Common Stock 74756M102 Ritchie Bros. Auction Common Stock 767744105 7,086,280 231,200 JetBlue Airways Corp Common Stock 477143101 Cognizant Technology Solutions Common Stock 192446102 Apache Corporation Common Stock 037411105 476,045 9,500 BP Plc. Common Stock 055622104 923,357 16,050 Suncor Energy Inc Common Stock 867229106 819,456 25,600 Devon Energy Corporation Common Stock 25179M103 1,065,150 15,000 COLUMN TOTALS 11,396,986 405,539 Page 5 of 7 FORM 13 F Item 5: Item 3: Item 4: Shares or Item 1: Item 2: CUSIP Fair Market Principal Name of Issuer Title of Class Number Value Amount - ------------------------- -------------- --------- ----------- --------- EOG Resources Inc. Common Stock 26875P101 1,175,423 17,850 Burlington Resources Common Stock 122014103 1,211,760 29,700 Alexander & Baldwin Common Stock 014482103 220,610 6,500 Frontier Oil Corporation Common Stock 35914P105 424,980 18,000 Murphy Oil Corp. Holdings Common Stock 626717102 446,866 5,150 Occidental Petroleum Corporation Common Stock 674599105 475,405 8,500 American International Group Inc. Common Stock 026874107 Barrick Gold Cp Common Stock 067901108 Anadarko Petroleum Common Stock 032511107 BJ Services Co. Common Stock 055482103 COLUMN TOTALS 3,955,044 85,700 Page 6 of 7 FORM 13 F Item 5: Item 3: Item 4: Shares or Item 1: Item 2: CUSIP Fair Market Principal Name of Issuer Title of Class Number Value Amount - ------------------------- -------------- --------- ----------- --------- Cognex Corporation Common Stock 192422103 Peabody Energy Corp. Common Stock 704549104 1,341,725 22,500 IAMGOLD Cop. Common Stock 450913108 1,148,483 143,024 Tyler Technologies Common Stock 902252105 716,040 81,000 Portfolio Recovery Associates Common Stock 73640Q105 2,762,660 94,000 Liberty Media International, Inc. Common Stock 530719103 646,317 19,374 Lions Gate Entertainment Common Stock 535919203 269,700 31,000 Orient-Express Hotel Common Stock G67743107 196,080 12,000 AcuSphere Inc. Common Stock 00511R870 106,420 17,000 Gold Bullion Ltd. Pfd. Common Stock Q1868U112 233,700 5,700 COLUMN TOTALS 7,421,125 425,598 Page 7 of 7 FORM 13 F Item 5: Item 3: Item 4: Shares or Item 1: Item 2: CUSIP Fair Market Principal Name of Issuer Title of Class Number Value Amount - ------------------------- -------------- --------- ----------- --------- Japan Smaller Cap Fund Common Stock 47109U104 Varco International Inc. Common Stock 922122106 Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock COLUMN TOTALS 0 0 (SEC USE ONLY) Name of Reporting Manager Account Management, LLC
Item 6: Item 8: Investment Discretion Voting Authority (Shares) - ------------------------------------- --------------------------------- (b) Shared- Item 7: As Defined (c) Shared- Managers (a) Sole in Instr. V Other See Instr. V (a) Sole (b) Shared (c) None - --------- ----------- ----------- ------------ --------- ---------- -------- 1,944,369 1,944,369 370,600 370,600 1,709,624 1,709,624 0 0 456,779 456,779 232,900 232,900 1,389,134 1,389,134 723,800 723,800 23,979 23,979 2,554,895 2,554,895
(SEC USE ONLY) Name of Reporting Manager Account Management, LLC
Item 6: Item 8: Investment Discretion Voting Authority (Shares) - ------------------------------------- --------------------------------- (b) Shared- Item 7: As Defined (c) Shared- Managers (a) Sole in Instr. V Other See Instr. V (a) Sole (b) Shared (c) None - --------- ----------- ----------- ------------ --------- ---------- -------- 24,000 24,000 95,000 95,000 9,500 9,500 14,800 14,800 142,378 142,378 202,845 202,845 14,500 14,500 9,000 9,000 27,000 27,000 304,785 304,785
(SEC USE ONLY) Name of Reporting Manager Account Management, LLC
Item 8: Item 6: Voting Authority Investment Discretion (Shares) - ------------------------------------ -------------------------------- (b) Shared- Item 7: As Defined (c) Shared- Managers (a) Sole in Instr. V Other See Instr. V (a) Sole (b) Shared (c) None - -------- ----------- ----------- ------------ -------- ---------- -------- 0 0 37,900 37,900 42,544 42,544 9,400 9,400 83,725 83,725 334,257 334,257 15,250 15,250 23 23 4,500 4,500 28,500 28,500
(SEC USE ONLY) Name of Reporting Manager Account Management, LLC
Item 8: Item 6: Voting Authority Investment Discretion (Shares) - ------------------------------------ -------------------------------- (b) Shared- Item 7: As Defined (c) Shared- Managers (a) Sole in Instr. V Other See Instr. V (a) Sole (b) Shared (c) None - -------- ----------- ----------- ------------ -------- ---------- -------- 29,465 29,465 78,724 78,724 0 0 231,200 231,200 0 0 0 0 9,500 9,500 16,050 16,050 25,600 25,600 15,000 15,000
(SEC USE ONLY) Name of Reporting Manager Account Management, LLC
Item 8: Item 6: Voting Authority Investment Discretion (Shares) - ------------------------------------ -------------------------------- (b) Shared- Item 7: As Defined (c) Shared- Managers (a) Sole in Instr. V Other See Instr. V (a) Sole (b) Shared (c) None - -------- ----------- ----------- ------------ -------- ---------- -------- 17,850 17,850 29,700 29,700 6,500 6,500 18,000 18,000 5,150 5,150 8,500 8,500 0 0 0 0 0 0 0 0
(SEC USE ONLY) Name of Reporting Manager Account Management, LLC
Item 8: Item 6: Voting Authority Investment Discretion (Shares) - ------------------------------------ -------------------------------- (b) Shared- Item 7: As Defined (c) Shared- Managers (a) Sole in Instr. V Other See Instr. V (a) Sole (b) Shared (c) None - -------- ----------- ----------- ------------ -------- ---------- -------- 0 0 22,500 22,500 143,024 143,024 81,000 81,000 94,000 94,000 19,374 19,374 31,000 31,000 12,000 12,000 17,000 17,000 5,700 5,700
(SEC USE ONLY) Name of Reporting Manager Account Management, LLC
Item 8: Item 6: Voting Authority Investment Discretion (Shares) - ------------------------------------ -------------------------------- (b) Shared- Item 7: As Defined (c) Shared- Managers (a) Sole in Instr. V Other See Instr. V (a) Sole (b) Shared (c) None - -------- ----------- ----------- ------------ -------- ---------- -------- 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
Maxim Integrated Products 57772K101 MXIM Updated: 11/8/2004 Corporate Executive Board 21988R102 EXBD IDT Corporation Class B 448947309 IDT IDT Corporation 448947101 IDT.C Supertex Inc. 868532102 SUPX Costar Group 22160N109 CSGP Credit Acceptance Corporation 225310101 CACC Lionbridge Technology 536252109 LIOX Adtran Inc. 00738A106 ADTN Miller Industries 600551204 MLR CyberSource Corporation 23251J106 CYBS Net2Phone, Inc. 64108N106 NTOP Goldcorp Inc. 380956409 GG Placer Dome Inc. 725906101 PDG Dean Foods, Inc. 242370104 DF Province Healthcare Co. 743977100 PRV Critical Path, Inc. 22674V506 CPTH CitiGroup Inc. 172967101 C Phelps Dodge Corporation 717265102 PD Agnico Eagle Mines Ltd. 008474108 AEM Bright Horizons Family Solutions 109195107 BFAM Federal National Mortgage 313586109 FNM Sun Hydraulics 866942105 SNHY Hewlett Packard 428236103 HPQ Pan Amer Silver 697900108 PAAS Glaxo Wellcome 37733W105 GSK Exxon Mobil Cp. 30231G102 XOM Cabot Corporation 127055101 CBT Aradigm Corporation 038505103 ARDM Chevron Texaco Corporation 166764100 CVX Pepsico 713448108 PEP Johnson and Johnson 478160104 JNJ Schlumberger 806857108 SLB Newmont Mining Corporation 651639106 NEM Aberdeen Asia-Pacific Income 003009107 FAX Liberty Media Corp. Ser. A 530718105 L Dow Chemical 260543103 DOW Berkshire Hathaway Inc. Class A Common 084670108 BRK.A Invacare Corporation 461203101 IVC Deere & Co. 244199105 DE McDonald's Corp. 580135101 MCD UnitedGlobalCom Inc 'A' 913247508 UCOMA Red Hat Inc. 756577102 RHAT EMC Corp 268648102 EMC Abbott Laboratories 002824100 ABT Viasys Healthcare 92553Q209 VAS Kinross Gold Corporation 496902206 KGC Callidus Software 13123E500 CALD Quality Distribution Inc. 74756M102 QLTY Ritchie Bros. Auction 767744105 RBA JetBlue Airways Corp. 477143101 JBLU Cognizant Technology Solutions 192446102 CTSH Cons Energy Inc. 20854P109 CNX Apache Corporation 037411105 APA BP Plc. 055622104 BP Suncor Energy Inc. 867229106 SU Devon Energy Corporation 25179M103 DVN EOG Resources Inc. 26875P101 EOG Burlington Resources 122014103 BR Alexander & Baldwin 014482103 ALEX Frontier Oil Corporation 35914P105 FTO Murphy Oil Corp. Holdings 626717102 MUR Occidental Petroleum Corporation 674599105 OXY American International Group Inc. 026874107 AIG Barrick Gold Cp 067901108 ABX Anadarko Petroleum 032511107 APC BJ Services Co. 055482103 BJS Gognex Corporation 192422103 CGNX Peabody Energy Corp. 704549104 BTU IAMGOLD Corp. 450913108 IAG Tyler Technologies 902252105 TYL Portfolio Recovery Associates 73640Q105 PRAA Liberty Media International, Inc. 530719103 LBTYA Lions Gate Entertainment 535919203 LGF Orient-Express Hotel G67743107 OEH Acusphere Inc. 00511R870 ACUS Gold Bullion Ltd. Pfd. Q1868U112 GDBLF.PK Japan Smaller Cap Fund 47109U104 JOF Varco International Inc. 922122106 VRC -----END PRIVACY-ENHANCED MESSAGE-----