-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UnQA+TOKj3xk01u0/6g1V8BdQ7iVh/binYpMEwDNstnZANWveS52vM13eG9G5yrI YsyxLt4Mf3vmJNi2XcM+Xw== 0001193125-03-079924.txt : 20031113 0001193125-03-079924.hdr.sgml : 20031113 20031113142634 ACCESSION NUMBER: 0001193125-03-079924 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031113 EFFECTIVENESS DATE: 20031113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ACCOUNT MANAGEMENT CORP /MA/ CENTRAL INDEX KEY: 0000769954 IRS NUMBER: 042326575 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01363 FILM NUMBER: 03997363 BUSINESS ADDRESS: STREET 1: 2 NEWBERRY STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6172364200 MAIL ADDRESS: STREET 1: 2 NEWBERRY STREET CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 d13fhr.txt ACCOUNT MANAGEMENT, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended: September 30, 2003 -------------------- Check here if Amendment [ ]; Amendment Number: ----------------- This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ACCOUNT MANAGEMENT, LLC --------------------------------------------- Address: 17 Arlington Street --------------------------------------------- Boston, MA 02116 --------------------------------------------- --------------------------------------------- Form 13F File Number: 28-01363 ----------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter deRoetth --------------------------------------------- Title: Principal --------------------------------------------- Phone: 617/236-4200 --------------------------------------------- Signature, Place, and Date of Signing: /s/ Peter deRoetth Boston, MA 11/12/03 ------------------------ ----------------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ------------------ ------------------------ [Repeat as necessary.]
--------------------- (SEC USE ONLY) Page 1 of 6 FORM 13 F Name of Reporting Manager Account Management, LLC ----- ----- ----------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Item 8: Item 6: Voting Authority Item 1: Item 2: Item 3: Item 4: Item 5: Investment Discretion Item 7. (Shares) Name of Title of CUSIP Fair Shares or ------------------------------ Managers ----------------------------- Issuer Class Number Market Principal (a) (b) (c) See Instr. Value Amount Sole Shared- Shared- V (a) Sole (b) Shared (c) None As Defined Other in Instr. V - ----------------------------------------------------------------------------------------------------------------------------------- Maxim Integrated Common Products Stock 57772K101 85,243,938 2,164,101 2,164,101 2,164,101 - ----------------------------------------------------------------------------------------------------------------------------------- Corporate Executive Common Board Stock 21988R102 18,061,628 383,800 383,800 383,800 - ----------------------------------------------------------------------------------------------------------------------------------- IDT Corporation Common Class B Stock 448947309 33,246,654 1,840,900 1,840,900 1,840,900 - ----------------------------------------------------------------------------------------------------------------------------------- IDT Common Corporation Stock 448947101 668,304 37,800 37,800 37,800 - ----------------------------------------------------------------------------------------------------------------------------------- Common Supertex Inc. Stock 868532102 14,231,802 793,300 793,300 793,300 - ----------------------------------------------------------------------------------------------------------------------------------- Common Costar Group Stock 22160N109 5,786,592 221,200 221,200 221,200 - ----------------------------------------------------------------------------------------------------------------------------------- Credit Acceptance Common Corporation Stock 225310101 9,342,840 826,800 826,800 826,800 - ----------------------------------------------------------------------------------------------------------------------------------- Lionbridge Common Technology Stock 536252109 6,969,445 930,500 930,500 930,500 - ----------------------------------------------------------------------------------------------------------------------------------- Common Adtran Inc. Stock 00738A106 1,020,600 15,000 15,000 15,000 - ----------------------------------------------------------------------------------------------------------------------------------- Miller Common Industries Stock 600551204 353,043 87,171 87,171 87,171 - ----------------------------------------------------------------------------------------------------------------------------------- COLUMN TOTALS 174,924,846 7,300,572 - -----------------------------------------------------------------------------------------------------------------------------------
-------------------- (SEC USE ONLY) Page 2 of 6 FORM 13 F Name of Reporting Manager Account Management, LLC ----- ----- ----------------------- - ---------------------------------------------------------------------------------------------------------------------------------- Item 8: Item 6: Voting Authority Item 1: Item 2: Item 3: Item 4: Item 5: Investment Discretion Item 7. (Shares) Name of Title of CUSIP Fair Shares or ----------------------------- Managers ------------------------------ Issuer Class Number Market Principal (a) (b) (c) See Instr. Value Amount Sole Shared- Shared- V (a) Sole (b) Shared (c) None As Defined Other in Instr. V - ---------------------------------------------------------------------------------------------------------------------------------- CyberSource Common Corporation Stock 23251J106 687,392 171,848 171,848 171,848 - ---------------------------------------------------------------------------------------------------------------------------------- Net2Phone, Common Inc. Stock 64108N106 12,074,185 1,913,500 1,913,500 1,913,500 - ---------------------------------------------------------------------------------------------------------------------------------- Goldcorp Common Inc. Stock 380956409 209,400 15,000 15,000 15,000 - ---------------------------------------------------------------------------------------------------------------------------------- Placer Dome Common Inc. Stock 725906101 371,250 27,000 27,000 27,000 - ---------------------------------------------------------------------------------------------------------------------------------- Dean Foods, Common Inc. Stock 242370104 4,607,955 148,500 148,500 148,500 - ---------------------------------------------------------------------------------------------------------------------------------- Province Common Healthcare Stock Co. 743977100 958,300 74,000 74,000 74,000 - ---------------------------------------------------------------------------------------------------------------------------------- Critical Common Path, Inc. Stock 22674V100 2,577,500 1,043,100 1,043,100 1,043,100 - ---------------------------------------------------------------------------------------------------------------------------------- Citicorp Common Stock 172967101 1,092,240 24,000 24,000 24,000 - ---------------------------------------------------------------------------------------------------------------------------------- Phelps Dodge Common Corporation Stock 717265102 1,193,400 25,500 25,500 25,500 - ---------------------------------------------------------------------------------------------------------------------------------- Agnico Eagle Common Mines Ltd. Stock 008474108 651,990 52,750 52,750 52,750 - ---------------------------------------------------------------------------------------------------------------------------------- COLUMN TOTALS 24,423,612 3,495,198 - ----------------------------------------------------------------------------------------------------------------------------------
--------------------- (SEC USE ONLY) Page 3 of 6 FORM 13 F Name of Reporting Manager Account Management, LLC ----- ----- ----------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Item 8: Item 6: Voting Authority Item 1: Item 2: Item 3: Item 4: Item 5: Investment Discretion Item 7. (Shares) Name of Title of CUSIP Fair Shares or ----------------------------- Managers ------------------------------ Issuer Class Number Market Principal (a) (b) (c) See Instr. Value Amount Sole Shared- Shared- V (a) Sole (b) Shared (c) None As Defined Other in Instr. V - ----------------------------------------------------------------------------------------------------------------------------------- Bright Horizons Common Family Stock Solutions 109195107 6,152,300 154,000 154,000 154,000 - ----------------------------------------------------------------------------------------------------------------------------------- Federal Common National Stock Mortgage 313586109 456,300 6,500 6,500 6,500 - ----------------------------------------------------------------------------------------------------------------------------------- Sun Common Hydraulics Stock 866942105 1,527,962 218,000 218,000 218,000 - ----------------------------------------------------------------------------------------------------------------------------------- Hewlett Common Packard Stock 428236103 377,520 19,500 19,500 19,500 - ----------------------------------------------------------------------------------------------------------------------------------- Pan Amer Common Silver Stock 697900108 158,895 16,500 16,500 16,500 - ----------------------------------------------------------------------------------------------------------------------------------- Glaxo Common Wellcome Stock 37733W105 538,438 12,699 12,699 12,699 - ----------------------------------------------------------------------------------------------------------------------------------- Exxon Common Stock 302290101 483,120 13,200 13,200 13,200 - ----------------------------------------------------------------------------------------------------------------------------------- Cabot Common Corporation Stock 038505103 370,630 13,000 13,000 13,000 - ----------------------------------------------------------------------------------------------------------------------------------- Aradigm Common Corporation Stock 038505103 486,995 281,500 281,500 281,500 - ----------------------------------------------------------------------------------------------------------------------------------- ChevronTexaco Common Corporation Stock 166764100 307,235 4,300 4,300 4,300 - ----------------------------------------------------------------------------------------------------------------------------------- COLUMN TOTALS 10,859,395 739,199 - -----------------------------------------------------------------------------------------------------------------------------------\
---------------------- (SEC USE ONLY) Page 4 of 6 FORM 13 F Name of Reporting Manager Account Management, LLC ----- ----- ----------------------- - ------------------------------------------------------------------------------------------------------------------------------------ Item 8: Item 6: Voting Authority Item 1: Item 2: Item 3: Item 4: Item 5: Investment Discretion Item 7. (Shares) Name of Title of CUSIP Fair Shares or ----------------------------- Managers ----------------------------- Issuer Class Number Market Principal (a) (b) (c) See Instr. Value Amount Sole Shared- Shared- V (a) Sole (b) Shared (c) None As Defined Other in Instr. V - ------------------------------------------------------------------------------------------------------------------------------------ Common Pepsico Stock 713344108 412,470 9,000 9,000 9,000 - ------------------------------------------------------------------------------------------------------------------------------------ Johnson and Common Johnson Stock 478160104 2,800,059 56,544 56,544 56,544 - ------------------------------------------------------------------------------------------------------------------------------------ Common Schlumberger Stock 806857108 1,064,800 22,000 22,000 22,000 - ------------------------------------------------------------------------------------------------------------------------------------ Newmount Mining Common Corporation Stock 651639106 3,322,650 85,000 85,000 85,000 - ------------------------------------------------------------------------------------------------------------------------------------ Aberdeen Asia-Pacific Common Income Stock 003009107 1,162,800 204,000 204,000 204,000 - ------------------------------------------------------------------------------------------------------------------------------------ Liberty Media Common Corp. Ser. A Stock 530718105 1,839,066 184,460 184,460 184,460 - ------------------------------------------------------------------------------------------------------------------------------------ Common Dow Chemical Stock 260543103 333,535 10,250 10,250 10,250 - ------------------------------------------------------------------------------------------------------------------------------------ Berkshire Hathaway Inc. Common Class A Common Stock 084670108 1,575,000 21 21 21 - ------------------------------------------------------------------------------------------------------------------------------------ Applied Common Materials Inc. Stock 038222105 181,300 10,000 10,000 10,000 - ------------------------------------------------------------------------------------------------------------------------------------ COLUMN TOTALS 12,691,680 581,275 - ------------------------------------------------------------------------------------------------------------------------------------
-------------------- (SEC USE ONLY) Page 5 of 6 FORM 13 F Name of Reporting Manager Account Management, LLC ----- ----- ----------------------- - ---------------------------------------------------------------------------------------------------------------------------------- Item 8: Item 6: Voting Authority Item 1: Item 2: Item 3: Item 4: Item 5: Investment Discretion Item 7. (Shares) Name of Title of CUSIP Fair Shares or ----------------------------- Managers ----------------------------- Issuer Class Number Market Principal (a) (b) (c) See Instr. Value Amount Sole Shared- Shared- V (a) Sole (b) Shared (c) None As Defined Other in Instr. V - ---------------------------------------------------------------------------------------------------------------------------------- Invacare Common Corporation Stock 461203101 484,782 12,900 12,900 12,900 - ---------------------------------------------------------------------------------------------------------------------------------- Meridian Gold Common Stock 589975101 52,785 4,500 4,500 4,500 - ---------------------------------------------------------------------------------------------------------------------------------- Microsoft Common Corporation Stock 594918104 433,680 15,600 15,600 15,600 - ---------------------------------------------------------------------------------------------------------------------------------- Deere & Co. Common Stock 244199105 359,843 6,750 6,750 6,750 - ---------------------------------------------------------------------------------------------------------------------------------- McDonald's Common Corp. Stock 580135101 329,560 14,000 14,000 14,000 - ---------------------------------------------------------------------------------------------------------------------------------- UnitedGlobalCom Common Inc 'A' Stock 913247508 122,200 20,000 20,000 20,000 - ---------------------------------------------------------------------------------------------------------------------------------- Red Hat Inc. Common Stock 756577102 235,000 23,500 23,500 23,500 - ---------------------------------------------------------------------------------------------------------------------------------- EMC Corp Common Stock 268648102 154,718 12,250 12,250 12,250 - ---------------------------------------------------------------------------------------------------------------------------------- Abbott Common Laboratories Stock 002824100 246,790 5,800 5,800 5,800 - ---------------------------------------------------------------------------------------------------------------------------------- COLUMN TOTALS 2,419,358 115,300 - ------------------------------------------------------------------------------------------------------------------------------------
-------------------- (SEC USE ONLY) Page 6 of 6 FORM 13 F Name of Reporting Manager Account Management, LLC ----- ----- ----------------------- - ---------------------------------------------------------------------------------------------------------------------------------- Item 8: Item 6: Voting Authority Item 1: Item 2: Item 3: Item 4: Item 5: Investment Discretion Item 7. (Shares) Name of Title of CUSIP Fair Shares or ----------------------------- Managers ----------------------------- Issuer Class Number Market Principal (a) (b) (c) See Instr. Value Amount Sole Shared- Shared- V (a) Sole (b) Shared (c) None As Defined Other in Instr. V - ---------------------------------------------------------------------------------------------------------------------------------- Viasys Common Healthcare Stock 92553Q209 635,593 31,465 31,465 31,465 - ---------------------------------------------------------------------------------------------------------------------------------- Common Stock 0 0 - ---------------------------------------------------------------------------------------------------------------------------------- Common Stock 0 0 - ---------------------------------------------------------------------------------------------------------------------------------- Common Stock 0 0 - ---------------------------------------------------------------------------------------------------------------------------------- Common Stock 0 0 - ---------------------------------------------------------------------------------------------------------------------------------- Common Stock 0 0 - ---------------------------------------------------------------------------------------------------------------------------------- Common Stock 0 0 - ---------------------------------------------------------------------------------------------------------------------------------- Common Stock 0 0 - ---------------------------------------------------------------------------------------------------------------------------------- Common Stock 0 0 - ---------------------------------------------------------------------------------------------------------------------------------- Common Stock 0 0 - ---------------------------------------------------------------------------------------------------------------------------------- COLUMN TOTALS 635,593 31,465 - ------------------------------------------------------------------------------------------------------------------------------------
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