-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UfMauIgTXF4ah4pzvmbM4HL2TlbklkjqOwUoOu53y6oruYpBXd65UeE3LoXj1ZlL leVKrMtOEMRsRDXxJwmIhw== 0000927016-99-003057.txt : 19990819 0000927016-99-003057.hdr.sgml : 19990819 ACCESSION NUMBER: 0000927016-99-003057 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 19990818 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ACCOUNT MANAGEMENT CORP /MA/ CENTRAL INDEX KEY: 0000769954 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 042326575 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-01363 FILM NUMBER: 99695402 BUSINESS ADDRESS: STREET 1: 2 NEWBERRY STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6172364200 MAIL ADDRESS: STREET 1: 2 NEWBERRY STREET CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 FORM 13-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 1999 -------------- Check here if Amendment [ ]; Amendment Number: -------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Account Management Corp. --------------------------------------------- Address: 2 Newbury Street --------------------------------------------- Boston, MA 02116 --------------------------------------------- --------------------------------------------- Form 13F File Number: 28- ----------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard C. Albright --------------------------------------------- Title: Vice President --------------------------------------------- Phone: 617/236-4200 --------------------------------------------- Signature, Place, and Date of Signing: /s/ Richard C. Albright Boston, MA 8/18/99 - ------------------------ ----------------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ------------------ ------------------------ [Repeat as necessary.]
Page 1 of 4 FORM 13F Name of Reporting Manager Account Management Corp. --- --- ------------------------ - ------------------------------------------------------------------------------------------------------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Name of Issuer Title of Class CUSIP Fair Market Shares or Investment Discretion Number Value Principle Amount ------------------------------------ (a) Sole (b) Shared- (c) Shared- As defined Other in Instr.V - ------------------------------------------------------------------------------------------------------------------------- EMC Corp., MASS Common 268648102 538,800 10,000 10,000 Stock - ------------------------------------------------------------------------------------------------------------------------- Spectrx Common 847635109 271,250 35,000 35,000 Stock - ------------------------------------------------------------------------------------------------------------------------- USinternetworking Common 917311805 16,553,441 421,100 421,000 Stock - ------------------------------------------------------------------------------------------------------------------------- Maxim Integrated Common 57772K101 173,148,710 2,603,740 2,603,740 Products Stock - ------------------------------------------------------------------------------------------------------------------------- Miller Industries Common 600551105 18,647,232 4,732,800 4,732,800 TENN Stock - ------------------------------------------------------------------------------------------------------------------------- Nichols Research Common 653818104 11,924,600 545,000 545,000 Stock - ------------------------------------------------------------------------------------------------------------------------- Supertex Inc. Common 868532102 10,381,696 954,200 954,200 Stock - ------------------------------------------------------------------------------------------------------------------------- Suiza Foods Common 865077102 8,170,788 195,100 195,100 Stock - ------------------------------------------------------------------------------------------------------------------------- Microstrategy Inc. Common 594972101 14,072,420 371,500 371,500 Stock - ------------------------------------------------------------------------------------------------------------------------- Corporate Executive Common 21988R102 11,987,226 337,100 337,100 Board Stock - ------------------------------------------------------------------------------------------------------------------------- COLUMN TOTALS 265,696,163 - ------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------- Item 7: Item 8: Managers Voting Authority See Instr.V (Shares) ---------------------------------------------- (a) Sole (b) Shared (c) None - ------------------------------------------------------------------------------------------------- EMC Corp., MASS 10,000 - ------------------------------------------------------------------------------------------------- Spectrx 35,000 - ------------------------------------------------------------------------------------------------- USinternetworking 421,000 - ------------------------------------------------------------------------------------------------- Maxim Integrated 2,603,740 Products - ------------------------------------------------------------------------------------------------- Miller Industries 4,732,800 TENN - ------------------------------------------------------------------------------------------------- Nichols Research 545,000 - ------------------------------------------------------------------------------------------------- Supertex Inc. 954,200 - ------------------------------------------------------------------------------------------------- Suiza Foods 195,100 - ------------------------------------------------------------------------------------------------- Microstrategy Inc. 371,500 - ------------------------------------------------------------------------------------------------- Corporate Executive 337,100 Board - ------------------------------------------------------------------------------------------------- COLUMN TOTALS - -------------------------------------------------------------------------------------------------
Page 2 of 4 FORM 13F Name of Reporting Manager Account Mannagement Corp. ----- ----- ----------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Name of Issuer Title of Class CUSIP Fair Market Shares or Investment Discretion Number Value Principal ------------------------------------------ Amount (a) Sole (b) Shared- (c) Shared- As Defined Other in Instr. V - ---------------------------------------------------------------------------------------------------------------------------------- Realty Information Common 75612B107 5,481,000 126,000 126,000 Group Stock - ---------------------------------------------------------------------------------------------------------------------------------- Information Holdings Common 456727106 1,627,400 82,400 82,400 Stock - ---------------------------------------------------------------------------------------------------------------------------------- American Capital Common 024937104 439,825 24,100 24,100 Strategies Stock - ---------------------------------------------------------------------------------------------------------------------------------- Landec Corp. Common 514766104 640,125 170,700 170,700 Stock - ---------------------------------------------------------------------------------------------------------------------------------- Federal Agricultural Common 313148306 3,228,225 47,300 43,300 Mortgage Cl. C Stock - ---------------------------------------------------------------------------------------------------------------------------------- Cisco Systems Common 17275R102 483,300 7,500 7,500 Stock - ---------------------------------------------------------------------------------------------------------------------------------- AlTel1 Common 020039103 568,282 7,948 7,948 Stock - ---------------------------------------------------------------------------------------------------------------------------------- Alza Corp. Common 022615108 364,606 7,166 7,166 Stock - ---------------------------------------------------------------------------------------------------------------------------------- Cabot Corp. Common 127055101 435,420 18,000 18,000 Stock - ---------------------------------------------------------------------------------------------------------------------------------- Chevron Common 166751107 228,144 2,400 2,400 Stock - ---------------------------------------------------------------------------------------------------------------------------------- COLUMN TOTALS 13,526,327 - ---------------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------ Item 8: Item 7: Voting Authorithy Managers (Shares) See Instr. V ------------------------------------------ (a) Sole (b) Shared (c) None - ------------------------------------------------------------------------------------------ Realty Information 126,000 Group - ------------------------------------------------------------------------------------------ Information Holdings 82,400 - ------------------------------------------------------------------------------------------ American Capital 24,100 Strategies - ------------------------------------------------------------------------------------------ Landec Corp. 170,700 - ------------------------------------------------------------------------------------------ Federal Agricultural 47,300 Mortgage Cl. C - ------------------------------------------------------------------------------------------ Cisco Systems 7,500 - ------------------------------------------------------------------------------------------ AlTel1 7,948 - ------------------------------------------------------------------------------------------ Alza Corp. 7,166 - ------------------------------------------------------------------------------------------ Cabot Corp. 18,000 - ------------------------------------------------------------------------------------------ Chevron 2,400 - ------------------------------------------------------------------------------------------ COLUMN TOTALS - ------------------------------------------------------------------------------------------
Page 3 of 3 FORM 13F Name of Reporting Manager Account Management Corp. -- -- ----------------------- - ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 8: Item 1: Item 2: Item 3: Item 4: Item 5: Investment Discretion Item 7: Voting Authority -------------------------------- Name of Issuer Title of Class CUSIP Fair Market Shares or Managers (Shares) -------------------- Number Value Principal See Instr.V Amount (b) Shared- (c) Shared- (a) Sole (b) Shared (a) Sole As Defined Other in Instr. V - ------------------------------------------------------------------------------------------------------------------------------------ Cristalerias de Common 226714103 262,480 17,000 17,000 17,000 Chile Stock - ------------------------------------------------------------------------------------------------------------------------------------ Exxon Common 302290101 370,176 4,800 4,800 4,800 Stock - ------------------------------------------------------------------------------------------------------------------------------------ Glaxo Wellcome Common 37733W105 396,340 7,000 7,000 7,000 Stock - ------------------------------------------------------------------------------------------------------------------------------------ Great Lakes Chemical Common 390568103 253,330 5,500 5,500 5,500 Stock - ------------------------------------------------------------------------------------------------------------------------------------ Hewlett Packard Common 428236103 603,000 6,000 6,000 6,000 Stock - ------------------------------------------------------------------------------------------------------------------------------------ Linear Technology Common 535678106 605,250 9,000 9,000 9,000 Stock - ------------------------------------------------------------------------------------------------------------------------------------ MCI Worldcomm Common 55268B106 1,032,720 12,000 12,000 12,000 Stock - ------------------------------------------------------------------------------------------------------------------------------------ Microsoft Common 594918104 360,760 4,000 4,000 4,000 Stock - ------------------------------------------------------------------------------------------------------------------------------------ Oak Industries Common 671400505 15,865,147 361,640 361,640 361,640 Stock - ------------------------------------------------------------------------------------------------------------------------------------ Pepsico Common 713344108 232,140 6,000 6,000 6,000 Stock - ------------------------------------------------------------------------------------------------------------------------------------ COLUMN TOTALS 19,981,343 - ------------------------------------------------------------------------------------------------------------------------------------ -------- (c) None - ------------------------------------------------------------------------------------------------------------------------------------ Cristalerias de Chile - ------------------------------------------------------------------------------------------------------------------------------------ Exxon - ------------------------------------------------------------------------------------------------------------------------------------ Glaxo Wellcome - ------------------------------------------------------------------------------------------------------------------------------------ Great Lakes Chemical - ------------------------------------------------------------------------------------------------------------------------------------ Hewlett Packard - ------------------------------------------------------------------------------------------------------------------------------------ Linear Technology - ------------------------------------------------------------------------------------------------------------------------------------ NCI Worldcomm - ------------------------------------------------------------------------------------------------------------------------------------ Microsoft - ------------------------------------------------------------------------------------------------------------------------------------ Oak Industries - ------------------------------------------------------------------------------------------------------------------------------------ Pepsico - ------------------------------------------------------------------------------------------------------------------------------------ COLUMN TOTALS - ------------------------------------------------------------------------------------------------------------------------------------
Page 4 of 4 FORM 13F Name of Reporting Manager Account Management Corp. -- -- ----------------------- - ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 8: Item 1: Item 2: Item 3: Item 4: Item 5: Investment Discretion Item 7: Voting Authority ------------------------------- Name of Issuer Title of Class CUSIP Fair Market Shares or Managers (Shares) -------------------- Number Value Principal See Instr.V Amount (b) Shared- (c) Shared- a) Sole (b) Shared (a) Sole As Defined Other in Instr. V - ------------------------------------------------------------------------------------------------------------------------------------ Schlumberger Common 806857108 547,734 8,600 8,600 8,600 Stock - ------------------------------------------------------------------------------------------------------------------------------------ SmithKline Beecham Common 832377105 462,949 7,008 7,008 7,008 Stock - ------------------------------------------------------------------------------------------------------------------------------------ Sun Hydraulics Common 866942105 883,750 101,000 101,000 101,000 Stock - ------------------------------------------------------------------------------------------------------------------------------------ Toys R Us. Common 892335100 832,773 40,250 40,250 40,250 Stock - ------------------------------------------------------------------------------------------------------------------------------------ Women First Common 978150100 530,000 40,000 40,000 40,000 Healthcare Stock - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ COLUMN TOTALS 3,257,206 - ------------------------------------------------------------------------------------------------------------------------------------ -------- (c) None - ------------------------------------------------------------------------------------------------------------------------------------ Schlumberger - ------------------------------------------------------------------------------------------------------------------------------------ SmithKline Beecham - ------------------------------------------------------------------------------------------------------------------------------------ Sun Hydraulics - ------------------------------------------------------------------------------------------------------------------------------------ Toys R Us. - ------------------------------------------------------------------------------------------------------------------------------------ Women First Healthcare - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ COLUMN TOTALS - ------------------------------------------------------------------------------------------------------------------------------------
-------------------------- OMB APPROVAL -------------------------- OMB Number: 3235-0006 Expires: February 28, 1994 UNITED STATES Estimated average burden SECURITIES AND EXCHANGE COMMISSION hours per form ..... 24.60 -------------------------- Washington, D.C. 20549 --------------------- SEC USE ONLY --------------------- FORM 13F --------------------- INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended June 30, 1999. ------- -- - -------------------------------------------------------------------------------- (Please read instructions before preparing form.) - -------------------------------------------------------------------------------- If amended report check here: [_] Account Management Corp. - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 2 Newbury Street Boston MA 02116 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) Peter deRoetth, President (617) 236-4200 - -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. - ----------------------------------ATTENTION------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true: correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Boston and State of Massachusetts on the 16 day of ------ -------------- -- August, 1999. - ------ -- Peter deRoetth ------------------------------------------ (Name of Institutional, Investment Manager) /s/ Peter deRoetth ------------------------------------------ (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filled (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name 13F File No.: Name 13F File No.: - ----------------------- ------------- ----------------------- ------------- 1. 6. - --------------------------------------- ----------------------- ------------- 2. 7. - --------------------------------------- ----------------------- ------------- 3. 8. - --------------------------------------- ----------------------- ------------- 4. 9. - --------------------------------------- ----------------------- ------------- 5. 10. - --------------------------------------- ----------------------- ------------- -----END PRIVACY-ENHANCED MESSAGE-----