-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F3GRh2mz/U7xe/XjdCCHEB2k6ZMDSZpe/0Ti9JWSKhbPqW+uyU9U7Gir3XfbzRe2 uEwHuWmQxU8q8fUb3AmYaQ== 0000927016-01-503639.txt : 20020410 0000927016-01-503639.hdr.sgml : 20020410 ACCESSION NUMBER: 0000927016-01-503639 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ACCOUNT MANAGEMENT CORP /MA/ CENTRAL INDEX KEY: 0000769954 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 042326575 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01363 FILM NUMBER: 1782366 BUSINESS ADDRESS: STREET 1: 2 NEWBERRY STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6172364200 MAIL ADDRESS: STREET 1: 2 NEWBERRY STREET CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended: September 30, 2001 ------------------ Check here if Amendment [ ]; Amendment Number: ------------------ This Amendment (Check only one.): [ ] is a restatement. [X] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Account Management, LLC --------------------------------------------- Address: 2 Newbury Street --------------------------------------------- Boston, MA 02116 --------------------------------------------- --------------------------------------------- Form 13F File Number: 28-01363 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter deRoetth --------------------------------------------- Title: Principal --------------------------------------------- Phone: 617/236-4200 --------------------------------------------- Signature, Place, and Date of Signing: /s/ Peter deRoetth Boston, MA 11/9/01 ------------------------ ----------------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ------------------ ------------------------ [Repeat as necessary.] Page 1 of 4 FORM 13F Name of Reporting Manager: Account Management, LLC
Item 6: Item 8: Investment Discretion Voting Authority (Shares) Item 1: Item 2: Item 3: Item 4: Item 5: ---------------------------------- Item 7: ---------------------------- Name of Title CUSIP Fair Market Shares of (a) Sole (b) Shared- (c) Shared- Managers (a) Sole (b) Shared (c) None Issuer of Number Value Principal As Defined Other See Inst. Class Amount in Instr. V V - ------------------------------------------------------------------------------------------------------------------------------------ Maxim Integrated Common Products Stock 57772K101 124,181,128 3,554,125 3,554,125 3,554,125 - ------------------------------------------------------------------------------------------------------------------------------------ Corporate Executive Common Board Stock 21988R102 14,276,192 547,400 547,400 547,400 - ------------------------------------------------------------------------------------------------------------------------------------ IDT Common Corporation Stock 448947101 4,443,600 386,400 386,400 386,400 - ------------------------------------------------------------------------------------------------------------------------------------ IDT Corporation Common Class B Stock 448947309 9,926,840 1,025,500 1,025,500 1,025,500 - ------------------------------------------------------------------------------------------------------------------------------------ Supertex Common Inc. Stock 868532102 16,422,624 1,077,600 1,077,600 1,077,600 - ------------------------------------------------------------------------------------------------------------------------------------ Costar Common Group Stock 22160N109 6,134,060 341,350 341,350 341,350 - ------------------------------------------------------------------------------------------------------------------------------------ US- internet- working Common Inc. Stock 917311808 706,187 2,615,506 2,615,506 2,615,506 - ------------------------------------------------------------------------------------------------------------------------------------ Lionbridge Common Technology Stock 536252109 1,078,310 1,268,600 1,268,600 1,258,600 - ------------------------------------------------------------------------------------------------------------------------------------ Miller Common Industries Stock 600551105 4,873,413 6,329,108 6,329,108 6,329,108 - ------------------------------------------------------------------------------------------------------------------------------------ INT Media Common Group Inc. Stock 44979N104 243,570 211,800 211,800 211,800 - ------------------------------------------------------------------------------------------------------------------------------------ COLUMN TOTALS 182,285,924 - ------------------------------------------------------------------------------------------------------------------------------------
Page 2 of 4 FORM 13F Name of Reporting Manager: Account Management, LLC
Item 6: Item 8: Investment Discretion Voting Authority (Shares) Item 1: Item 2: Item 3: Item 4: Item 5: ---------------------------------- Item 7: ---------------------------- Name of Title CUSIP Fair Market Shares of (a) Sole (b) Shared- (c) Shared- Managers (a) Sole (b) Shared (c) None Issuer of Number Value Principal As Defined Other See Inst. Class Amount in Instr. V V - ------------------------------------------------------------------------------------------------------------------------------------ Credit Acceptance Common Corp. Stock 225310101 3,275,315 374,750 374,750 374,750 - ------------------------------------------------------------------------------------------------------------------------------------ Landec Common Corp. Stock 514766104 489,800 124,000 124,000 124,000 - ------------------------------------------------------------------------------------------------------------------------------------ CyberSource Common Corp. Stock 23251J106 511,000 456,250 456,250 456,250 - ------------------------------------------------------------------------------------------------------------------------------------ HealthGate Data Common Corp. Stock 42222H304 118,707 304,378 304,378 304,378 - ------------------------------------------------------------------------------------------------------------------------------------ Suiza Common Foods Stock 865077101 3,093,860 49,000 49,000 49,000 - ------------------------------------------------------------------------------------------------------------------------------------ Bright Horizons Family Common Solutions Stock 109195107 4,360,500 161,500 161,500 161,500 - ------------------------------------------------------------------------------------------------------------------------------------ Orient Common Express Stock G67743107 434,310 31,000 31,000 31,000 - ------------------------------------------------------------------------------------------------------------------------------------ Corning Common Inc. Stock 219350105 1,206,426 136,783 136,783 136,783 - ------------------------------------------------------------------------------------------------------------------------------------ Federal National Common Mortgage Stock 313586109 2,001,500 25,000 25,000 25,000 - ------------------------------------------------------------------------------------------------------------------------------------ Cendant Common Corp. Stock 151313103 627,200 49,000 49,000 49,000 - ------------------------------------------------------------------------------------------------------------------------------------ COLUMN TOTALS 16,118,618 - ------------------------------------------------------------------------------------------------------------------------------------
Page 3 of 4 FORM 13F Name of Reporting Manager: Account Management, LLC
Item 6: Item 8: Investment Discretion Voting Authority (Shares) Item 1: Item 2: Item 3: Item 4: Item 5: ---------------------------------- Item 7: ---------------------------- Name of Title CUSIP Fair Market Shares of (a) Sole (b) Shared- (c) Shared- Managers (a) Sole (b) Shared (c) None Issuer of Number Value Principal As Defined Other See Inst. Class Amount in Instr. V V - ------------------------------------------------------------------------------------------------------------------------------------ Sun Common Hydraulics Stock 866942105 1,698,750 226,500 226,500 226,500 - ------------------------------------------------------------------------------------------------------------------------------------ Hewlett Common Packard Stock 428236103 192,600 12,000 12,000 12,000 - ------------------------------------------------------------------------------------------------------------------------------------ Common AlTell Stock 020039103 460,587 7,948 7,948 7,948 - ------------------------------------------------------------------------------------------------------------------------------------ Glaxo Common Wellcome Stock 37733W105 392,840 7,000 7,000 7,000 - ------------------------------------------------------------------------------------------------------------------------------------ Common Exxon Stock 302290101 189,120 4,800 4,800 4,800 - ------------------------------------------------------------------------------------------------------------------------------------ Cabot Common Corporation Stock 127055101 518,700 13,000 13,000 13,000 - ------------------------------------------------------------------------------------------------------------------------------------ Aradigm Common Corporation Stock 038505103 394,120 118,000 118,000 118,000 - ------------------------------------------------------------------------------------------------------------------------------------ Chevron Common Corporation Stock 166751107 203,400 2,400 2,400 2,400 - ------------------------------------------------------------------------------------------------------------------------------------ Common Pepsico Stock 713344108 291,000 6,000 6,000 6,000 - ------------------------------------------------------------------------------------------------------------------------------------ Invacare Common Corporation Stock 461203101 522,450 12,900 12,900 12,900 - ------------------------------------------------------------------------------------------------------------------------------------ COLUMN TOTALS 4,863,567 - ------------------------------------------------------------------------------------------------------------------------------------
Page 4 of 4 FORM 13F Name of Reporting Manager: Account Management, LLC
Item 6: Item 8: Investment Discretion Voting Authority (Shares) Item 1: Item 2: Item 3: Item 4: Item 5: ---------------------------------- Item 7: ---------------------------- Name of Title CUSIP Fair Market Shares of (a) Sole (b) Shared- (c) Shared- Managers (a) Sole (b) Shared (c) None Issuer of Number Value Principal As Defined Other See Inst. Class Amount in Instr. V V - ------------------------------------------------------------------------------------------------------------------------------------ Johnson Common and Johnson Stock 478160104 886,400 16,000 16,000 16,000 - ------------------------------------------------------------------------------------------------------------------------------------ Common Schlumberger Stock 806857108 393,020 8,600 8,600 8,600 - ------------------------------------------------------------------------------------------------------------------------------------ McLeodUSA Common Inc. Stock 582266102 124,740 162,000 162,000 162,000 - ------------------------------------------------------------------------------------------------------------------------------------ MCI Common Worldcom Stock 55268B106 293,280 19,500 19,500 19,500 - ------------------------------------------------------------------------------------------------------------------------------------ Common Nortel Stock 656568102 235,620 42,000 42,000 42,000 - ------------------------------------------------------------------------------------------------------------------------------------ COLUMN TOTALS 1,933,060 - ------------------------------------------------------------------------------------------------------------------------------------
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