-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H+U8hUFeD4LRukIxJZO1gHzLIWHY4laVKxc3PVLjEM4tO4h43h0YyXVbSLD15NsW mdzG44x0KVjorIGkfVMDww== 0001251109-10-000001.txt : 20100111 0001251109-10-000001.hdr.sgml : 20100111 20100111155137 ACCESSION NUMBER: 0001251109-10-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100107 FILED AS OF DATE: 20100111 DATE AS OF CHANGE: 20100111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kellogg Charles K CENTRAL INDEX KEY: 0001310672 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16541 FILM NUMBER: 10520234 MAIL ADDRESS: STREET 1: 55 BROADWAY STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kellogg Lee CENTRAL INDEX KEY: 0001310673 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16541 FILM NUMBER: 10520233 MAIL ADDRESS: STREET 1: 55 BROADWAY STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REMEC INC CENTRAL INDEX KEY: 0000769874 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 953814301 STATE OF INCORPORATION: CA FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3790 VIA DE LA VALLE CITY: SAN DIEGO STATE: CA ZIP: 92014 BUSINESS PHONE: 858-259-4302 MAIL ADDRESS: STREET 1: 3790 VIA DE LA VALLE CITY: SAN DIEGO STATE: CA ZIP: 92014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLOGG GROUP, LLC CENTRAL INDEX KEY: 0001310674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16541 FILM NUMBER: 10520235 BUSINESS ADDRESS: STREET 1: 55 BROADWAY STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: (212) 607-5000 MAIL ADDRESS: STREET 1: 55 BROADWAY STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 FORMER NAME: FORMER CONFORMED NAME: Kellogg Group LLC DATE OF NAME CHANGE: 20041203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLOGG CAPITAL MARKETS, LLC CENTRAL INDEX KEY: 0001456627 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16541 FILM NUMBER: 10520236 BUSINESS ADDRESS: STREET 1: 55 BROADWAY STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 212-607-5000 MAIL ADDRESS: STREET 1: 55 BROADWAY STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 FORMER NAME: FORMER CONFORMED NAME: KELLOGG SPECIALIST GROUP, LLC DATE OF NAME CHANGE: 20090218 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-01-07 1 0000769874 REMEC INC REMC 0001456627 KELLOGG CAPITAL MARKETS, LLC 55 BROADWAY 4TH FLOOR NEW YORK NY 10006 0 0 0 1 See Footnote 2 0001310674 KELLOGG GROUP, LLC 55 BROADWAY 4TH FLOOR NEW YORK NY 10006 0 0 0 1 See Footnote 2 0001310672 Kellogg Charles K 55 BROADWAY 4TH FLOOR NEW YORK NY 10006 0 0 0 1 See Footnote 2 0001310673 Kellogg Lee 55 BROADWAY 4TH FLOOR NEW YORK NY 10006 0 0 0 1 See Footnote 2 Common Stock, $,01 Par Value Per Share 2010-01-07 4 S 0 3200118 0.85 D 0 D (1) This Form 4 is filed jointly by Kellogg Capital Markets, LLC ("Kellogg Capital Markets"), Kellogg Group, LLC ("Kellogg LLC"), Charles K. Kellogg and Lee Kellogg. Prior to the reported transaction, Kellogg LLC, Charles K. Kellogg and Lee Kellogg were deemed to be 10% owners of the Issuer and Kellogg Capital Markets was a 10% owner of the Issuer. The securities reported in this Form 4 were owned directly by Kellogg Capital Markets, indirectly by Kellogg LLC by virtue of it being the sole interest holder of Kellogg Capital Markets, and indirectly by Charles K. Kellogg and Lee Kellogg by virtue of their positions as controlling members of Kellogg LLC. Kellogg LLC, Charles K. Kellogg and Lee Kellogg disclaimed beneficial ownership of the shares owned by Kellogg Capital Markets except to the extent of their pecuniary interests therein. (2) Following the sale of 3,200,118 shares of the Issuer, the reporting persons' beneficial ownership has fallen below 10% to 0% of the Issuer's shares. KELLOGG CAPITAL MARKETS, LLC, By: /s/ Matthew Brand, Managing Director 2010-01-11 KELLOGG GROUP, LLC, By: /s/ Matthew Brand, Managing Director 2010-01-11 /s/ Charles K. Kellogg 2010-01-11 /s/ Lee Kellogg 2010-01-11 -----END PRIVACY-ENHANCED MESSAGE-----