0001126328-12-000124.txt : 20120515 0001126328-12-000124.hdr.sgml : 20120515 20120515102707 ACCESSION NUMBER: 0001126328-12-000124 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120515 DATE AS OF CHANGE: 20120515 EFFECTIVENESS DATE: 20120515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL GLOBAL INVESTORS CENTRAL INDEX KEY: 0000769734 IRS NUMBER: 421482034 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-01549 FILM NUMBER: 12841717 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 FORMER COMPANY: FORMER CONFORMED NAME: INVISTA CAPITAL MANAGEMENT LLC /IA/ DATE OF NAME CHANGE: 19990512 FORMER COMPANY: FORMER CONFORMED NAME: INVISTA CAPITAL MANAGEMENT INC/IA/ DATE OF NAME CHANGE: 19970211 FORMER COMPANY: FORMER CONFORMED NAME: VALUE INVESTORS INC DATE OF NAME CHANGE: 19880526 13F-NT 1 pgi.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Principal Global Investors, LLC Address: 711 High Street Des Moines, IA 50392 13F File Number: 028-1549 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jill Hittner Title: Chief Financial Officer Phone: 515-248-2153 Signature, Place, and Date of Signing: Jill Hittner Des Moines, IA May 11, 2012 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ X] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 028-10106 Principal Financial Group, Inc.