0001126328-12-000026.txt : 20120214 0001126328-12-000026.hdr.sgml : 20120214 20120214120040 ACCESSION NUMBER: 0001126328-12-000026 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL GLOBAL INVESTORS CENTRAL INDEX KEY: 0000769734 IRS NUMBER: 421482034 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-01549 FILM NUMBER: 12605136 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392-0300 FORMER COMPANY: FORMER CONFORMED NAME: INVISTA CAPITAL MANAGEMENT LLC /IA/ DATE OF NAME CHANGE: 19990512 FORMER COMPANY: FORMER CONFORMED NAME: INVISTA CAPITAL MANAGEMENT INC/IA/ DATE OF NAME CHANGE: 19970211 FORMER COMPANY: FORMER CONFORMED NAME: VALUE INVESTORS INC DATE OF NAME CHANGE: 19880526 13F-NT 1 pgi.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Principal Global Investors, LLC Address: 711 High Street Des Moines, IA 50392 13F File Number: 028-1549 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jill Hittner Title: Chief Financial Officer Phone: 515-248-2153 Signature, Place, and Date of Signing: Jill Hittner Des Moines, IA February 10, 2012 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ X] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 028-10106 Principal Financial Group, Inc.