-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HnomQScIXeEh6k4vJpwxIUTuRNkFIR8qQQX8MvzAKlGtA1rQJtwvJdMEnuLxsYNd lD4+WrZD8g/e5zn05f3xbw== 0001126328-07-000364.txt : 20071109 0001126328-07-000364.hdr.sgml : 20071109 20071109114505 ACCESSION NUMBER: 0001126328-07-000364 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071109 DATE AS OF CHANGE: 20071109 EFFECTIVENESS DATE: 20071109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL GLOBAL INVESTORS CENTRAL INDEX KEY: 0000769734 IRS NUMBER: 421482034 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-01549 FILM NUMBER: 071229233 BUSINESS ADDRESS: STREET 1: 711 HIGH ST STREET 2: G25 CITY: DES MOINES STATE: IA ZIP: 50309 BUSINESS PHONE: 515-238-3944 MAIL ADDRESS: STREET 1: 711 HIGH ST STREET 2: G25 CITY: DES MOINES STATE: IA ZIP: 50309 FORMER COMPANY: FORMER CONFORMED NAME: INVISTA CAPITAL MANAGEMENT LLC /IA/ DATE OF NAME CHANGE: 19990512 FORMER COMPANY: FORMER CONFORMED NAME: INVISTA CAPITAL MANAGEMENT INC/IA/ DATE OF NAME CHANGE: 19970211 FORMER COMPANY: FORMER CONFORMED NAME: VALUE INVESTORS INC DATE OF NAME CHANGE: 19880526 13F-NT 1 pgi.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Principal Global Investors, LLC Address: 711 High Street Des Moines, Iowa 50392 13F File Number: 28-1549 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jill Hittner Title: Chief Financial Officer Phone: 515-248-2153 Signature, Place, and Date of Signing: Jill Hittner Des Moines, Iowa November 09, 2007 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ X] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-10106 Principal Financial Group, Inc. -----END PRIVACY-ENHANCED MESSAGE-----