-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ox5dFhabH/WF7MY/XzABC+dhf3O4DUJ4+Ods0xQTnEx972A/dEKJNi9RhdcwfQAV oERo9B4Ewl14udIXGLavnw== 0000769734-00-000031.txt : 20000216 0000769734-00-000031.hdr.sgml : 20000216 ACCESSION NUMBER: 0000769734-00-000031 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000215 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EDISON BROTHERS STORES INC CENTRAL INDEX KEY: 0000031575 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 430254900 STATE OF INCORPORATION: DE FISCAL YEAR END: 0201 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-13387 FILM NUMBER: 545031 BUSINESS ADDRESS: STREET 1: 501 N BROADWAY STREET 2: P.O. BOX 14020 CITY: ST LOUIS STATE: MO ZIP: 63102 BUSINESS PHONE: 3143316000 MAIL ADDRESS: STREET 1: P O BOX 14020 STREET 2: 501 NORTH BROADWAY CITY: ST LOUIS STATE: MO ZIP: 63102 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INVISTA CAPITAL MANAGEMENT LLC /IA/ CENTRAL INDEX KEY: 0000769734 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 421482034 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1900 HUB TOWER STREET 2: 699 WALNUT CITY: DES MOINES STATE: IA ZIP: 50309 BUSINESS PHONE: 515-247-6582 MAIL ADDRESS: STREET 1: 1900 HUB TOWER STREET 2: 699 WALNUT CITY: DES MOINES STATE: IA ZIP: 50309 FORMER COMPANY: FORMER CONFORMED NAME: INVISTA CAPITAL MANAGEMENT INC/IA/ DATE OF NAME CHANGE: 19970211 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Edison Brothers Stores, Inc. (Name of Issuer) Common Stock (Title and Class of Securities) 280875303 (CUSIP Number) December 31, 1999 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [_] Rule 13d-1(c) [_] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 280875303 Page 2 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only) Principal Life Insurance Company 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Iowa NUMBER OF 5 SOLE VOTING POWER 0 SHARES BENEFICIALLY 6 SHARED VOTING POWER 0 OWNED BY EACH 7 SOLE DISPOSITIVE POWER 0 REPORTING PERSON WITH 8 SHARED DISPOSITIVE POWER 0 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.0 12 TYPE OF REPORTING PERSON (See Instructions) IC SCHEDULE 13G CUSIP No. 280875303 Page 3 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only) Principal Mutual Holding Company 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Iowa NUMBER OF 5 SOLE VOTING POWER 0 SHARES BENEFICIALLY 6 SHARED VOTING POWER 0 OWNED BY EACH 7 SOLE DISPOSITIVE POWER 0 REPORTING PERSON WITH 8 SHARED DISPOSITIVE POWER 0 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.0 12 TYPE OF REPORTING PERSON (See Instructions) HC Page 4 Item 1(a). Name of Issuer: Edison Brothers Stores, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 501 North Broadway St. Louis, MO 63102 Item 2(a). Name of Person Filing: Principal Life Insurance Company Principal Mutual Holding Company Item 2(b). Address of Principal Business Office, or, if None, Residence: Principal Life Insurance Company 711 High Street Des Moines, IA 50392-0088 Principal Mutual Holding Company 711 High Street Des Moines, IA 50392-0088 Item 2(c). Citizenship: Principal Life Insurance Company - State of Iowa Principal Mutual Holding Company - State of Iowa Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Numbers: 280875303 Item 3. If this statement is filed pursuant to section 240.13d-1(b) or 240.13d 2(b) or (c), check whether the person filing is a: (c) [X] An insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c) (g) [X] A parent holding company or control person in accordance with section 240.13d-1(b)(1)(ii)(G) Item 4. Ownership: (a) Amount Beneficially Owned 0 Shares Common Stock presently held by Principal Life Insurance Company 0 Shares Common Stock presently held by Principal Mutual Holding Company Page 5 (b) Percent of Class 0.0 Principal Life Insurance Company 0.0 Principal Mutual Holding Company (c) Number of shares as to which the person has: (i) Sole Power to Vote or Direct the Vote 0 Principal Life Insurance Company 0 Principal Mutual Holding Company (ii) Shared Power to Vote or Direct the Vote 0 Shares Common Stock presently held by Principal Life Ins. Company 0 Shares Common Stock presently held by Principal Mutual Holding Company (iii) Sole Power to Dispose or to Direct the Disposition of 0 Principal Life Insurance Company 0 Principal Mutual Holding Company (iv) Shared Power to Dispose or to Direct the Disposition of 0 Shares Common Stock presently held by Principal Life Ins. Company 0 Shares Common Stock presently held by Principal Mutual Holding Company Item 5. Ownership of Five Percent or Less of a Class: This statement is being filed to report the fact that as of the date hereof, Principal Life Insurance Company and Principal Mutual Holding Company have ceased to be the beneficial owner of more than 5% of the class of securities addressed by this report. Item 6. Ownership of More than Five Percent on Behalf of Another Person N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company See Exhibit attached Page 6 Item 8. Identification and Classification of Members of the Group N/A Item 9. Notice of Dissolution of Group N/A Item 10(b). Certification By signing below I certify, to the best of my knowledge and belief, the securities referred to above were not acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Principal Life Insurance Company By: INVISTA CAPITAL MANAGEMENT, LLC By /s/ Dennis W. Cameron Dennis W. Cameron, Chief Financial and Compliance Officer Principal Mutual Holding Company By: INVISTA CAPITAL MANAGEMENT, LLC By /s/ Dennis W. Cameron Dennis W. Cameron, Chief Financial and Compliance Officer Dated Tuesday, January 25, 2000 EXHIBIT 99.1 Principal Life Insurance Company Item 3 Classification: (c) an Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c) -----END PRIVACY-ENHANCED MESSAGE-----