-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PazL0MASa7+kIKUNu4Vl6gGSC099+4ZeWTPWUIir095cGr5k2yO/hrmeqZIW1UyZ sH5KvToqB61TfgEOLdFkSg== 0001209191-04-047444.txt : 20041005 0001209191-04-047444.hdr.sgml : 20041005 20041005150736 ACCESSION NUMBER: 0001209191-04-047444 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041004 FILED AS OF DATE: 20041005 DATE AS OF CHANGE: 20041005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATNER CHARLES A CENTRAL INDEX KEY: 0001217463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12814 FILM NUMBER: 041065778 MAIL ADDRESS: STREET 1: 50 PUBLIC SQUARE SUITE 1100 CITY: CLEVELAND STATE: OH ZIP: 44113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLE NATIONAL CORP /DE/ CENTRAL INDEX KEY: 0000769644 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 341453189 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 1925 ENTERPRISE PARKWAY STREET 2: N/A CITY: TWINSBURG STATE: OH ZIP: 44087 BUSINESS PHONE: 3304863100 MAIL ADDRESS: STREET 1: 1925 ENTERPISE PARKWAY STREET 2: N/A CITY: TWINSBURG STATE: OH ZIP: 44087 FORMER COMPANY: FORMER CONFORMED NAME: CNC HOLDING CORP/DE DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-10-04 1 0000769644 COLE NATIONAL CORP /DE/ CNJ 0001217463 RATNER CHARLES A 16980 SOUTH PARK BLVD. SHAKER HEIGHTS OH 44120 1 0 0 0 Common Stock 2004-10-04 4 D 0 4000 27.72 D 0 D Director Stock Option (Right to Buy) 16.9375 2004-10-04 4 D 0 2500 10.7825 D 2000-01-01 2009-01-01 Common Stock 2500 0 D Director Stock Option (Right to Buy) 5.1875 2004-10-04 4 D 0 2500 22.5325 D 2001-01-01 2010-01-01 Common Stock 2500 0 D Director Stock Option (Right to Buy) 8.4688 2004-10-04 4 D 0 2500 19.2513 D 2002-01-01 2011-01-01 Common Stock 2500 0 D Director Stock Option (Right to Buy) 16.205 2004-10-04 4 D 0 2500 11.515 D 2003-01-01 2012-01-01 Common Stock 2500 0 D Director Stock Option (Right to Buy) 11.29 2004-10-04 4 D 0 2500 16.43 D 2004-01-01 2013-01-01 Common Stock 2500 0 D Director Stock Option (Right to Buy) 19.965 2004-10-04 4 D 0 1571 7.755 D 2005-01-01 2014-01-01 Common Stock 1571 0 D Phantom Stock Units 2004-10-04 4 D 0 17347 27.72 D Common Stock 17347 0 D Reflects disposition of shares in exchange for the cash price indicated pursuant to the Agreement and Plan of Merger between Luxottica Group S.p.A., Colorado Acquisition Corporation and Cole National Corporation, as amended (the "Merger Agreement"). Reflects disposition of options in exchange for the cash price indicated, which represents the difference between the exercise price and the merger price, pursuant to the Merger Agreement. One-for-One. Reflects disposition of phantom stock units in exchange for the cash price indicated, pursuant to the Merger Agreement. The units reflected Common Shares underlying deferred compensation credited to the account of the Reporting Person under the Cole National Corporation Nonemployee Director Equity and Deferred Compensation Plan. Each phantom stock unit was generally distributable following termination of service as a director. Charles A. Ratner 2004-10-05 -----END PRIVACY-ENHANCED MESSAGE-----