-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HftlLUSThBA2jdX12mn8IPTvWiomxJFqxP4Ok6B2Kvn5YFwBBKBQOlCLVlPice8p Yo3rUmet1FehC98/hrFWyw== 0001209191-04-047432.txt : 20041005 0001209191-04-047432.hdr.sgml : 20041005 20041005150148 ACCESSION NUMBER: 0001209191-04-047432 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041004 FILED AS OF DATE: 20041005 DATE AS OF CHANGE: 20041005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUZIER PATRICIA M CENTRAL INDEX KEY: 0001257944 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12814 FILM NUMBER: 041065733 MAIL ADDRESS: STREET 1: 1450 CHERRY HILL LANE CITY: BROADVIEW HEIGHTS STATE: OH ZIP: 44147 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLE NATIONAL CORP /DE/ CENTRAL INDEX KEY: 0000769644 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 341453189 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 1925 ENTERPRISE PARKWAY STREET 2: N/A CITY: TWINSBURG STATE: OH ZIP: 44087 BUSINESS PHONE: 3304863100 MAIL ADDRESS: STREET 1: 1925 ENTERPISE PARKWAY STREET 2: N/A CITY: TWINSBURG STATE: OH ZIP: 44087 FORMER COMPANY: FORMER CONFORMED NAME: CNC HOLDING CORP/DE DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-10-04 1 0000769644 COLE NATIONAL CORP /DE/ CNJ 0001257944 LUZIER PATRICIA M 10663 N. YATES DRIVE WESTMINSTER CO 80031 0 1 0 0 Sr. Vice President - CAO Common Stock 2004-10-04 4 D 0 2000 27.72 D 0 D Employee Stock Option (Right to Buy) 7.75 2004-10-04 4 D 0 7000 19.97 D 2009-06-28 Common Stock 7000 0 D Employee Stock Option (Right to Buy) 5.6875 2004-10-04 4 D 0 3000 22.0325 D 2009-11-12 Common Stock 3000 0 D Employee Stock Option (Right to Buy) 6.50 2004-10-04 4 D 0 15000 21.22 D 2010-03-23 Common Stock 15000 0 D Employee Stock Option (Right to Buy) 9.25 2004-10-04 4 D 0 30000 18.47 D 2011-03-29 Common Stock 30000 0 D Employee Stock Option (Right to Buy) 19.00 2004-10-04 4 D 0 22500 8.72 D 2012-04-11 Common Stock 22500 0 D Employee Stock Option (Right to Buy) 7.98 2004-10-04 4 D 0 20000 19.74 D 2013-06-02 Common Stock 20000 0 D Phantom Stock Units 2004-10-04 4 D 0 590.6966 27.72 D Common Stock 590.6966 0 D Reflects disposition of shares in exchange for the cash price indicated pursuant to the Agreement and Plan of Merger between Luxottica Group S.p.A., Colorado Acquisition Corporation and Cole National Corporation, as amended (the "Merger Agreement"). Reflects disposition of options in exchange for the cash price indicated, which represents the difference between the exercise price and the merger price, pursuant to the Merger Agreement. The option vested on successive anniversaries of the date of grant as follows: 1/4 on 6/28/00; 1/4 on 6/28/01; 1/4 on 6/28/02 and the remaining 1/4 on 6/28/03. The option vested on successive anniversaries of the date of grant as follows: 1/4 on 11/12/00; 1/4 on 11/12/01; 1/4 on 11/12/02 and the remaining 1/4 on 11/12/03. The option vested on successive anniversaries of the date of grant as follows: 1/4 on 3/23/01; 1/4 on 3/23/02; 1/4 on 3/23/03 and the remaining 1/4 on 3/23/04. The option vested on successive anniversaries of the date of grant as follows: 1/4 on 3/29/02; 1/4 on 3/29/03; 1/4 on 3/29/04 and the remaining 1/4 would otherwise vest on 3/29/05. The option vested on successive anniversaries of the date of grant as follows: 1/4 on 4/11/03; 1/4 on 4/11/04; and would otherwise vest as follows: 1/4 on 4/11/05 and the remaining 1/4 on 4/11/06. The option vested on successive anniversaries of the date of grant as follows: 1/4 on 6/2/04; and would otherwise vest as follows: 1/4 on 6/2/05; 1/4 on 6/2/06 and the remaining 1/4 on 6/2/07. Reflects disposition of phantom stock units in exchange for the cash price indicated, pursuant to the Merger Agreement. The units reflected Common Shares underlying deferred compensation credited to the account of the Reporting Person under the Cole National Group, Inc. Deferred Compensation Plan for Executives and other Senior Management. Each phantom stock unit was generally distributable at retirement. Patricia M. Luzier 2004-10-05 -----END PRIVACY-ENHANCED MESSAGE-----