-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WArwe9hnkh+N5y+GpfVUTwo0zvlUqkkCPWzLcKCzZhvAdYldai3VUg0bjOR+kiDw XrRr4Vneq1gad30QC22Q1A== 0001209191-04-047413.txt : 20041005 0001209191-04-047413.hdr.sgml : 20041005 20041005143946 ACCESSION NUMBER: 0001209191-04-047413 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041004 FILED AS OF DATE: 20041005 DATE AS OF CHANGE: 20041005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAGLIOTI JOSEPH CENTRAL INDEX KEY: 0001236620 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12814 FILM NUMBER: 041065577 BUSINESS ADDRESS: STREET 1: 3071 NORTH PARK BLVD CITY: CLEVELAND HEIGHTS STATE: OH ZIP: 44118 BUSINESS PHONE: 4404494100 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLE NATIONAL CORP /DE/ CENTRAL INDEX KEY: 0000769644 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 341453189 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 1925 ENTERPRISE PARKWAY STREET 2: N/A CITY: TWINSBURG STATE: OH ZIP: 44087 BUSINESS PHONE: 3304863100 MAIL ADDRESS: STREET 1: 1925 ENTERPISE PARKWAY STREET 2: N/A CITY: TWINSBURG STATE: OH ZIP: 44087 FORMER COMPANY: FORMER CONFORMED NAME: CNC HOLDING CORP/DE DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-10-04 1 0000769644 COLE NATIONAL CORP /DE/ CNJ 0001236620 GAGLIOTI JOSEPH 3071 NORTH PARK BLVD. CLEVELAND HEIGHTS OH 44118 0 1 0 0 Vice President-Treasurer Common Stock 2004-10-04 4 D 0 2789 27.72 D 0 D Employee Stock Option (Right to Buy) 9.75 2004-10-04 4 D 0 1500 17.97 D 2005-03-16 Common Stock 1500 0 D Employee Stock Option (Right to Buy) 12.50 2004-10-04 4 D 0 2000 15.22 D 2005-08-17 Common Stock 2000 0 D Employee Stock Option (Right to Buy) 10.8125 2004-10-04 4 D 0 16000 16.9075 D 2006-02-22 Common Stock 16000 0 D Employee Stock Option (Right to Buy) 16.625 2004-10-04 4 D 0 15000 11.095 D 2009-01-25 Common Stock 15000 0 D Employee Stock Option (Right to Buy) 7.98 2004-10-04 4 D 0 2000 19.74 D 2013-06-02 Common Stock 2000 0 D Reflects disposition of shares in exchange for the cash price indicated pursuant to the Agreement and Plan of Merger between Luxottica Group S.p.A., Colorado Acquisition Corporation and Cole National Corporation, as amended (the "Merger Agreement"). Reflects disposition of options in exchange for the cash price indicated, which represents the difference between the exercise price and the merger price, pursuant to the Merger Agreement. The option vested on successive anniversaries of the date of grant as follows: 1/4 on 3/16/96; 1/4 on 3/16/97; 1/4 on 3/16/98 and the remaining 1/4 on 3/16/99. The option vested on successive anniversaries of the date of grant as follows: 1/4 on 8/17/96; 1/4 on 8/17/97; 1/4 on 8/17/00 and the remaining 1/4 on 8/17/01. The option vested on successive anniversaries of the date of grant as follows: 1/4 on 2/22/97; 1/4 on 2/22/98; 1/4/ on 2/22/99 and the remaining 1/4 on 2/22/00. The option vested on successive anniversaries of the date of grant as follows: 1/4 on 1/25/00; 1/4 on 1/25/01; 1/4 on 1/25/02 and the remaining 1/4 on 1/25/03. The option otherwise vested on successive anniversaries of the date of grant as follows: 1/4 on 6/2/04; and would otherwise vest as follows: 1/4 on 6/2/05; 1/4 on 6/2/06 and the remaining 1/4 on 6/2/07. Joseph M. Gaglioti 2004-10-05 -----END PRIVACY-ENHANCED MESSAGE-----