-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OaBbGgzu1i0zBVol4dkoq2pbsvCuJS1gfm5nDis5t8WBAvI/o9zu8+aQjP23W5qB m7UgoAvrntUr0OJJWPr7xg== 0001209191-04-047386.txt : 20041005 0001209191-04-047386.hdr.sgml : 20041005 20041005141423 ACCESSION NUMBER: 0001209191-04-047386 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041004 FILED AS OF DATE: 20041005 DATE AS OF CHANGE: 20041005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUNN LESLIE D CENTRAL INDEX KEY: 0001236110 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12814 FILM NUMBER: 041065444 BUSINESS ADDRESS: STREET 1: 2849 GLENGARY ROAD CITY: SHAKER HEIGHTS STATE: OH ZIP: 44120 BUSINESS PHONE: 4404494100 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLE NATIONAL CORP /DE/ CENTRAL INDEX KEY: 0000769644 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 341453189 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 1925 ENTERPRISE PARKWAY STREET 2: N/A CITY: TWINSBURG STATE: OH ZIP: 44087 BUSINESS PHONE: 3304863100 MAIL ADDRESS: STREET 1: 1925 ENTERPISE PARKWAY STREET 2: N/A CITY: TWINSBURG STATE: OH ZIP: 44087 FORMER COMPANY: FORMER CONFORMED NAME: CNC HOLDING CORP/DE DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-10-04 1 0000769644 COLE NATIONAL CORP /DE/ CNJ 0001236110 DUNN LESLIE D 2849 GLENGARY ROAD SHAKER HEIGHTS OH 44120 0 1 0 0 Sr. Vice President Common Stock 2004-10-04 4 D 0 10869.8622 27.72 D 0 D Employee Stock Option (Right to Buy 16.625 2004-10-04 4 D 0 22500 11.095 D 2009-01-25 Common Stock 22500 0 D Employee Stock Option (Right to Buy) 5.6875 2004-10-04 4 D 0 5000 22.0325 D 2009-11-12 Common Stock 5000 0 D Employee Stock Option (Right to Buy) 6.50 2004-10-04 4 D 0 25000 21.22 D 2010-03-23 Common Stock 25000 0 D Employee Stock Option (Right to Buy) 9.25 2004-10-04 4 D 0 7500 18.47 D 2011-03-29 Common Stock 7500 0 D Employee Stock Option (Right to Buy) 19.00 2004-10-04 4 D 0 11000 8.72 D 2012-04-11 Common Stock 11000 0 D Emploee Stock Options (Right to Buy) 7.98 2004-10-04 4 D 0 5000 19.74 D 2013-06-02 Common Stock 5000 0 D Reflects disposition of shares in exchange for the cash price indicated pursuant to the Agreement and Plan of Merger between Luxottica Group S.p.A., Colorado Acquisition Corporation and Cole National Corporation, as amended (the "Merger Agreement"). Reflects disposition of options in exchange for the cash price indicated, which represents the difference between the exercise price and the merger price, pursuant to the Merger Agreement. The option vested on successive anniversaries of the date of grant as follows: 1/4 on 1/25/00; 1/4 on 1/25/01; 1/4 on 1/25/02 and the remaining 1/4 on 1/25/03. The options vested on successive anniversaries of the date of grant as follows: 1/4 on 11/12/00; 1/4 on 11/12/01; 1/4 on 11/12/02 and the remaining 1/4 on 11/12/03. The option vested on successive anniversaries of the date of grant as follows: 1/4 0n 3/23/01; 1/4 on 3/23/02; 1/4 on 3/23/03 and the remaining 1/4 on 3/23/04. The option vested on successive anniversaries of the date of grant as follows: 1/4 on 3/29/02; 1/4 on 3/29/03; 1/4 on 3/29/04 and the remaining 1/4 would otherwise vest on 3/29/05. The option vested on successive anniversaries of the date of grant as follows: 1/4 on 4/11/03; 1/4 on 4/11/04; and would otherwise vest as follows: 1/4 on 4/11/05 and the remaining 1/4 on 4/11/06. The option vested on successive anniversaries of the date of grant as follows: 1/4 on 6/2/04; and would otherwise vest as follows: 1/4 on 6/2/05; 1/4 on 6/2/06 and the remaining 1/4 on 6/2/07. Leslie D. Dunn 2004-10-05 -----END PRIVACY-ENHANCED MESSAGE-----