-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PGO5Oc2KOlg3d4PQY7a3N8SoGmgEvcU3qtJpDpOznzK6TrcAuYUyDfAt3iVenSRK IehQI3By0BwF2Bc97vTtFw== 0000906318-02-000003.txt : 20020413 0000906318-02-000003.hdr.sgml : 20020413 ACCESSION NUMBER: 0000906318-02-000003 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020118 GROUP MEMBERS: SANDRA JOFFE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COLE NATIONAL CORP /DE/ CENTRAL INDEX KEY: 0000769644 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 341453189 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-43741 FILM NUMBER: 2512049 BUSINESS ADDRESS: STREET 1: 5915 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 BUSINESS PHONE: 4404494100 MAIL ADDRESS: STREET 1: 5915 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: CNC HOLDING CORP/DE DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JOFFE STEPHEN N CENTRAL INDEX KEY: 0001030711 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 7840 MONTGOMERY RD CITY: CINCINNATI STATE: OH ZIP: 45236 BUSINESS PHONE: 5137929292 MAIL ADDRESS: STREET 1: 7840 MONTGOMERY ROAD CITY: CINCINNATI STATE: OH ZIP: 45236 SC 13G 1 ssj13g.htm COLE NATIONAL CORPORATION SCHEDULE 13G

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549







SCHEDULE 13G







Under the Securities Exchange Act of 1934

(Amendment No. 1)





Cole National Corporation

(Name of Issuer)



Common Stock

(Title of Class of Securities)



193290103

(CUSIP Number)



December 31, 2001

(Date of Event Which Requires Filing of this Statement)



Check the appropriate box to designate the rule pursuant to which this Schedule is filed:



_____ Rule 13d-1(b)



_____ Rule 13d-1(c)



__X__ Rule 13d-1(d)



* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.



The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).





CUSIP NO. 193290103



1. NAMES OF REPORTING PERSONS.



I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).



Stephen N. Joffe, M.D.



2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)



(a) [ ]



(b) [ ]



3. SEC USE ONLY





4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S.
Number of 5. SOLE VOTING POWER: -0-
Shares
Beneficially 6. SHARED VOTING POWER: -0-
Owned By
Each 7. SOLE DISPOSITIVE POWER: -0-
Reporting
Person with: 8. SHARED DISPOSITIVE POWER: -0-


9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:



0



10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions):



N/A



11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):



0%



12. TYPE OF REPORTING PERSON (See Instructions):



IN





CUSIP NO. 193290103



1. NAMES OF REPORTING PERSONS.



I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).



Sandra F.W. Joffe



2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)



(a) [ ]



(b) [ ]



3. SEC USE ONLY





4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S.
Number of 5. SOLE VOTING POWER: -0-
Shares
Beneficially 6. SHARED VOTING POWER: -0-
Owned By
Each 7. SOLE DISPOSITIVE POWER: -0-
Reporting
Person with: 8. SHARED DISPOSITIVE POWER: -0-


9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:



0



10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions):



N/A



11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):



0%



12. TYPE OF REPORTING PERSON (See Instructions):



IN





Item 1.
(a) Name of Issuer: Cole National Corporation
(b) Address of Issuer's Principal Executive Office:
Cole National Corporation
5915 Landerbrook Drive
Cleveland, Ohio 44124-4034
Item 2.
(a) Name of Person Filing: Stephen N. Joffe, M.D. and

Sandra F.W. Joffe

(b) Address of Principal Business Office:
7840 Montgomery Road
Cincinnati, Ohio 45236
(c) Citizenship: United States
(d) Title of Class of Securities: Common Stock
(e) CUSIP Number: 193290103
Item 3. If this statement is filed pursuant to Section 240.13d-1(b) or Section 240.13d-2(b) or (c), check whether the person filing is a:



N/A

Item 4. Ownership.



(a) Amount Beneficially Owned: See Item 9 of the cover page.
(b) Percent of Class: See Item 11 of the cover page.
(c) Number of shares as to which such person has:
(i)   sole power to vote or to direct the vote: See Item 5 of the cover page.
(ii)  shared power to vote or to direct the vote: See Item 6 of the cover page.
(iii)  sole power to dispose or direct the disposition of: See Item 7 of the cover page.
(iv)  shared power to dispose or direct the disposition of: See Item 8 of the cover page.
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following __X__
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
N/A
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
N/A
Item 8. Identification and Classification of Member of the Group.
N/A -- Dr. and Mrs. Joffe are husband and wife.
Item 9. Notice of Dissolution of Group.
N/A
Item 10. Certification.
N/A




SIGNATURE



After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.



We, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of each of us.



January 16, 2002
Date
/s/ Stephen N. Joffe
Signature
Stephen N. Joffe
Name/Title
January 16, 2002
Date
/s/ Sandra F. W. Joffe_
Signature
Sandra F.W. Joffe
Name/Title
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