8-K 1 d10430e8vk.txt FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 NOVEMBER 10, 2003 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): PEERLESS MFG. CO. (Exact name of registrant as specified in its charter) Texas 0-5214 75-0724417 ----------------------------- ------------------- ------------- (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) ID Number) 2819 Walnut Hill Lane, Dallas, Texas 75229 --------------------------------------- -------- (Address of principal executive offices) (Zip Code) Registrant's Telephone Number, including area code: 214-357-6181 Not Applicable (Former name or former address, if changed since last report) Item 12. Results of Operations and Financial Condition The registrant's earnings release for the first quarter of fiscal 2004, issued November 10, 2003, is attached hereto as Exhibit 99.1 and incorporated herein by reference. This release shall not be deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise incorporated by reference into any filing pursuant to the Securities Act of 1933, or the Securities Exchange Act of 1934, as amended, except as otherwise expressly stated in such filing. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PEERLESS MFG. CO. By: /s/ Richard L. Travis --------------------------- Richard L. Travis Chief Financial Officer Date: November 10, 2003 INDEX TO EXHIBITS Exhibit No. Description ----------- ----------- 99.1 Press release dated November 10, 2003 announcing earnings for the first quarter ended September 30, 2003 (furnished and not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and not deemed incorporated by reference in any filing under the Exchange Act or the Securities Act of 1933, as amended).