0001179110-12-013016.txt : 20120816
0001179110-12-013016.hdr.sgml : 20120816
20120816181820
ACCESSION NUMBER: 0001179110-12-013016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120420
FILED AS OF DATE: 20120816
DATE AS OF CHANGE: 20120816
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LINDSAY MARTIN M
CENTRAL INDEX KEY: 0001242664
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09973
FILM NUMBER: 121040974
MAIL ADDRESS:
STREET 1: C/O THE MIDDLEBY CORP
STREET 2: 1400 TOASTMASTER DR
CITY: ELGIN
STATE: IL
ZIP: 60120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MIDDLEBY CORP
CENTRAL INDEX KEY: 0000769520
STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580]
IRS NUMBER: 363352497
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1400 TOASTMASTER DRIVE
CITY: ELGIN
STATE: IL
ZIP: 60120
BUSINESS PHONE: 8477413300
MAIL ADDRESS:
STREET 1: 1400 TOASTMASTER DRIVE
CITY: ELGIN
STATE: IL
ZIP: 60120
4
1
edgar.xml
FORM 4 -
X0306
4
2012-04-20
0
0000769520
MIDDLEBY CORP
MIDD
0001242664
LINDSAY MARTIN M
1400 TOASTMASTER DR
ELGIN
IL
60120
0
1
0
0
Treasurer
Common Stock
2012-04-20
4
F
0
481
99.00
D
21954
D
Common Stock
2012-08-13
4
M
0
600
5.255
A
22554
D
Common Stock
2012-08-13
4
M
0
15000
26.965
A
37554
D
Common Stock
2012-08-13
4
F
0
4768
116.64
D
32786
D
Common Stock
2012-08-14
4
S
0
10000
114.73
D
22786
D
Option to Buy
5.255
2012-08-13
4
M
0
600
D
2003-03-05
2013-03-05
Common Stock
600
15000
D
Option to Buy
26.965
2012-08-13
4
M
0
15000
0
D
2005-02-28
2015-02-28
Common Stock
15000
0
D
Transaction related to the surrender of shares to fund reporting person's tax liability related to a restricted stock vesting.
Transaction represents the exercise of vested stock options. On March 5, 2003, reporting person was granted incentive stock options to purchase 3,000 shares of common stock that carried an exercise price of $5.255, the fair market value of Middleby common stock on the date of grant, with an expiration date of March 5, 2013. The option grant vested in 20% increments over a five year period following the grant date.
Transaction represents the exercise of vested stock options. On February 28, 2005, reporting person was granted options to purchase 20,000 shares of common stock that carried an exercise price of $26.965, the fair market value of Middleby common stock on the date of grant, with an expiration date of February 28, 2015. The option vested in full in 25% increments based on achievement of stock price targets.
Transaction related to the surrender of shares to fund reporting person's tax liability related to an exercise of stock options.
Martin M. Lindsay
2012-08-16