0001179110-12-013016.txt : 20120816 0001179110-12-013016.hdr.sgml : 20120816 20120816181820 ACCESSION NUMBER: 0001179110-12-013016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120420 FILED AS OF DATE: 20120816 DATE AS OF CHANGE: 20120816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDSAY MARTIN M CENTRAL INDEX KEY: 0001242664 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09973 FILM NUMBER: 121040974 MAIL ADDRESS: STREET 1: C/O THE MIDDLEBY CORP STREET 2: 1400 TOASTMASTER DR CITY: ELGIN STATE: IL ZIP: 60120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MIDDLEBY CORP CENTRAL INDEX KEY: 0000769520 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 363352497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 TOASTMASTER DRIVE CITY: ELGIN STATE: IL ZIP: 60120 BUSINESS PHONE: 8477413300 MAIL ADDRESS: STREET 1: 1400 TOASTMASTER DRIVE CITY: ELGIN STATE: IL ZIP: 60120 4 1 edgar.xml FORM 4 - X0306 4 2012-04-20 0 0000769520 MIDDLEBY CORP MIDD 0001242664 LINDSAY MARTIN M 1400 TOASTMASTER DR ELGIN IL 60120 0 1 0 0 Treasurer Common Stock 2012-04-20 4 F 0 481 99.00 D 21954 D Common Stock 2012-08-13 4 M 0 600 5.255 A 22554 D Common Stock 2012-08-13 4 M 0 15000 26.965 A 37554 D Common Stock 2012-08-13 4 F 0 4768 116.64 D 32786 D Common Stock 2012-08-14 4 S 0 10000 114.73 D 22786 D Option to Buy 5.255 2012-08-13 4 M 0 600 D 2003-03-05 2013-03-05 Common Stock 600 15000 D Option to Buy 26.965 2012-08-13 4 M 0 15000 0 D 2005-02-28 2015-02-28 Common Stock 15000 0 D Transaction related to the surrender of shares to fund reporting person's tax liability related to a restricted stock vesting. Transaction represents the exercise of vested stock options. On March 5, 2003, reporting person was granted incentive stock options to purchase 3,000 shares of common stock that carried an exercise price of $5.255, the fair market value of Middleby common stock on the date of grant, with an expiration date of March 5, 2013. The option grant vested in 20% increments over a five year period following the grant date. Transaction represents the exercise of vested stock options. On February 28, 2005, reporting person was granted options to purchase 20,000 shares of common stock that carried an exercise price of $26.965, the fair market value of Middleby common stock on the date of grant, with an expiration date of February 28, 2015. The option vested in full in 25% increments based on achievement of stock price targets. Transaction related to the surrender of shares to fund reporting person's tax liability related to an exercise of stock options. Martin M. Lindsay 2012-08-16