-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CWehruOYpA7Vo3z+RJO+w3tkI8d8z7JZIwZMFbGS7WUGcnbEfkUYOHrwezszyWNg GTlxPrm78nXgHVm127g+QA== 0001179110-03-009321.txt : 20031027 0001179110-03-009321.hdr.sgml : 20031027 20031027184333 ACCESSION NUMBER: 0001179110-03-009321 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031023 FILED AS OF DATE: 20031027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MIDDLEBY CORP CENTRAL INDEX KEY: 0000769520 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 363352497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 TOASTMASTER DRIVE CITY: ELGIN STATE: IL ZIP: 60120 BUSINESS PHONE: 8477413300 MAIL ADDRESS: STREET 1: 1400 TOASTMASTER DRIVE CITY: ELGIN STATE: IL ZIP: 60120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITMAN WILLIAM F III CENTRAL INDEX KEY: 0001242670 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09973 FILM NUMBER: 03959373 BUSINESS ADDRESS: STREET 1: C/O THE MIDDLEBY CORP STREET 2: 1400 TOASTMASTER DR CITY: ELGIN STATE: IL ZIP: 60120 BUSINESS PHONE: 8477413300 MAIL ADDRESS: STREET 1: C/O THE MIDDLEBY CORP STREET 2: 1400 TOASTMASTER DR CITY: ELGIN STATE: IL ZIP: 60120 4 1 edgar.xml FORM 4 - X0201 4 2003-10-23 0 0000769520 MIDDLEBY CORP midd 0001242670 WHITMAN WILLIAM F III 8050 S.E. LITTLE HARBOUR DRIVE H7 HOBE SOUND FL 33455 0 1 1 0 Chairman of the Board Common Stock 2003-10-23 4 M 0 100000 7.094 A 2003571 D Common Stock 2003-10-24 4 M 0 20000 5.90 A 2023571 D Common Stock 2003-10-23 4 F 0 44797 18.47 D 1978774 D Stock Option 7.094 2003-10-23 4 M 0 100000 D 2003-06-23 2008-02-19 Common Stock 100000 150000 D Stock Option 5.90 2003-10-23 4 M 0 20000 D 2003-02-26 2012-02-26 Common Stock 20000 130000 D Stock Option 18.47 2003-10-23 4 A 0 45000 18.47 A 2003-10-23 2013-10-23 Common Stock 45000 175000 D This exercise is related to an option grant dated February 19, 1998 for 100,000 shares at a exercise price of $7.094. The option is fully exercised. This exercise is related to an option grant dated February 26, 2002 for 20,000 shares at a exercise price of $5.90. The option grant is 20% exercised. Represents the redemption of 44,797 shares to the Company as payment for the two option exercise transactions of 100,000 and 20,000 shares respectively Represents an option grant for 45,000 shares under the Company's 1998 Stock Incentive Plan, as amended,at a exercise price of $18.47 which vest immediately and expire in 10 years. William F. Whitman, Jr. 2003-10-27 -----END PRIVACY-ENHANCED MESSAGE-----