-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AqfE34WpFdkZ0NPuqHbNj8ls9k7AwQLGormURwdnnMb6cmdfnBqMPhp7rRU2Pc2W z6xj+Fx9THBem1PGbOf04g== 0000007694-04-000135.txt : 20040917 0000007694-04-000135.hdr.sgml : 20040917 20040917171603 ACCESSION NUMBER: 0000007694-04-000135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040915 FILED AS OF DATE: 20040917 DATE AS OF CHANGE: 20040917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WATERS FRANK L CENTRAL INDEX KEY: 0001166069 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02918 FILM NUMBER: 041036369 BUSINESS ADDRESS: STREET 1: 500 DIEDERICH BLVD CITY: RUSSELL STATE: KY ZIP: 41169 BUSINESS PHONE: 606 329 3823 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASHLAND INC CENTRAL INDEX KEY: 0000007694 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 610122250 STATE OF INCORPORATION: KY FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 50 E. RIVERCENTER BOULEVARD CITY: COVINGTON STATE: KY ZIP: 41012 BUSINESS PHONE: 6068153333 MAIL ADDRESS: STREET 1: 50 E. RIVERCENTER BOULEVARD CITY: COVINGTON STATE: KY ZIP: 41012 FORMER COMPANY: FORMER CONFORMED NAME: ASHLAND OIL INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ASHLAND OIL & REFINING CO DATE OF NAME CHANGE: 19700806 4 1 c0001166069d20040917f4f.xml PRIMARY DOCUMENT X0202 4 2004-09-15 0 0000007694 ASHLAND INC ASH 0001166069 WATERS FRANK L 5200 BLAZER PARKWAY DUBLIN OH 43017 0 1 0 0 Vice President Common Stock 152 D Common Stock 1697 I 401(k) Common Stock 670 I LESOP Common Stock Units 0 2004-09-15 4 J 0 97 54.32 A Common Stock 97 25380 D Stock Appreciation Right 0 2004-09-16 4 J 0 15000 54.81 A 2005-09-16 2014-10-16 Common Stock 15000 15000 D 23 of these shares are held in Ashland's Open Enrollment Dividend Reinvestment and Stock Purchase Plan as of 9-15-04. Based on Employee Savings Plan information as of 8-4-04, the latest date for which such information is reasonably available. Shares accrued under Ashland's Leveraged Employee Stock Ownership Plan as of 8-31-04. 1-for-1 Common Stock Units acquired pursuant to Ashland's 1995 Deferred Compensation Plan as of 9-15-04, and exempt under Rule 16b-3(d). (One (1) Common Stock Unit in the 1995 Deferred Compensation Plan is the equivalent of one (1) share of Ashland Common Stock) Stock Appreciation Right granted pursuant to Ashland's Amended and Restated Stock Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year. M. Craig Hall 2004-09-17 -----END PRIVACY-ENHANCED MESSAGE-----