-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IeBWCJSUMg9nTLC9GJmwjoq9L9rqFPIWOuC4Japh9q3PciAKg1k4J4M1CtmqVKIi 2H87L+LOk4+pxCue+8jzFw== 0000007694-03-000026.txt : 20030318 0000007694-03-000026.hdr.sgml : 20030318 20030318170531 ACCESSION NUMBER: 0000007694-03-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030317 FILED AS OF DATE: 20030318 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: NOONAN PATRICK F CENTRAL INDEX KEY: 0001026057 RELATIONSHIP: DIRECTOR STATE OF INCORPORATION: KY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: CONSERVATION FUND STREET 2: 1800 NORTH KENT STREET SUITE 1120 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 6063293333 MAIL ADDRESS: STREET 1: 1800 NORTH KENT STREET STREET 2: SUITE 1120 CITY: ARLINGTON STATE: VA ZIP: 22209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ASHLAND INC CENTRAL INDEX KEY: 0000007694 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 610122250 STATE OF INCORPORATION: KY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02918 FILM NUMBER: 03608100 BUSINESS ADDRESS: STREET 1: 50 E. RIVERCENTER BOULEVARD CITY: COVINGTON STATE: KY ZIP: 41012 BUSINESS PHONE: 6068153333 MAIL ADDRESS: STREET 1: 50 E. RIVERCENTER BOULEVARD CITY: COVINGTON STATE: KY ZIP: 41012 FORMER COMPANY: FORMER CONFORMED NAME: ASHLAND OIL & REFINING CO DATE OF NAME CHANGE: 19700806 FORMER COMPANY: FORMER CONFORMED NAME: ASHLAND OIL INC DATE OF NAME CHANGE: 19920703 4 1 edgar.txt FORM 4 - MARCH 17, 2003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Noonan, Patrick F. The Conservation Fund 1800 North Kent Street Arlington, Virginia 22209 2. Issuer Name and Ticker or Trading Symbol Ashland Inc. ASH 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year March 17, 2003 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock | | | | | | |2,000 (1) |D | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Option (2) |37.50 | | | | | |7-28-|1-28-|Common Stock|500 | |500 |I (|By Grandson | | | | | | | |94 |04 | | | | |3) | | - -----------------------------------------------------------------------------------------------------------------------------------| Option (2) |37.50 | | | | | |7-28-|1-28-|Common Stock|500 | |500 |I (|By Grandson | | | | | | | |94 |04 | | | | |4) | | - -----------------------------------------------------------------------------------------------------------------------------------| Option (2) |33.00 | | | | | |7-27-|1-27-|Common Stock|500 | |500 |I (|By Grandson | | | | | | | |95 |05 | | | | |3) | | - -----------------------------------------------------------------------------------------------------------------------------------| Option (2) |33.00 | | | | | |7-27-|1-27-|Common Stock|500 | |500 |I (|By Grandson | | | | | | | |95 |05 | | | | |4) | | - -----------------------------------------------------------------------------------------------------------------------------------| Option (2) |43.125 | | | | | |7-31-|1-31-|Common Stock|500 | |500 |I (|By Grandson | | | | | | | |97 |07 | | | | |3) | | - -----------------------------------------------------------------------------------------------------------------------------------| Option (2) |43.125 | | | | | |7-31-|1-31-|Common Stock|500 | |500 |I (|By Grandson | | | | | | | |97 |07 | | | | |4) | | - -----------------------------------------------------------------------------------------------------------------------------------| Option (2) |52.75 | | | | | |7-30-|1-30-|Common Stock|1,000 | |1,000 |I (|By Granddaug| | | | | | | |98 |08 | | | | |5) |hter | - -----------------------------------------------------------------------------------------------------------------------------------| Option (6) |46.76 | | | | | |7-31-|2-29-|Common Stock|2,500 | |2,500 |D | | | | | | | | |02 |12 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option (6) |27.22 | | | | | |7-30-|2-29-|Common Stock|2,500 | |2,500 |D | | | | | | | | |03 |13 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock Units (7)|1-for-1 |3-17-|J | |124 |A | | |Common Stock|124 |$27.290|16,455 |D | | | |03 | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. Represents shares of restricted common stock acquired pursuant to Ashland's stock incentive plans as approved by the shareholders and exempt pursuant to Rule 16b-3. 2. Stock options (represents a right to buy Ashland Common Stock) under Ashland Inc.'s Deferred Compensation Plan for Non-Employee Directors. The stock option includes a tax withholding feature pursuant to the plan. 3. I hereby disclaim beneficial ownership of securities owned by my grandson, Ryan Ziemski. 4. I hereby disclaim beneficial ownership of securities owned by my grandson, John Ziemski. 5. I hereby disclaim beneficial ownership of securities owned by my granddaughter, Josie Ziemski. 6. Stock options (represents a right to buy Ashland Common Stock) under Ashland's Amended and Restated Incentive Plan. The stock option includes a tax withholding feature pursuant to the plan. 7. Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors as of 3-17-03, payable in cash or stock upon termination of service and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock) SIGNATURE OF REPORTING PERSON M. Craig Hall - Attorney-in-Fact DATE March 18, 2003 -----END PRIVACY-ENHANCED MESSAGE-----