8-K 1 form8k.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 7, 2002 ASHLAND INC. (Exact name of registrant as specified in its charter) Kentucky (State or other jurisdiction of incorporation) 1-2918 61-0122250 (Commission File Number) (I.R.S. Employer Identification No.) 50 E. RiverCenter Boulevard, Covington, Kentucky 41012-0391 (Address of principal executive offices) (Zip Code) P.O. Box 391, Covington, Kentucky 41012-0391 (Mailing Address) (Zip Code) Registrant's telephone number, including area code (859) 815-3333 -1- Item 7. Financial Statements and Exhibits ------ --------------------------------- (c) Exhibits 99.1 Statement under oath of Paul W. Chellgren, Chief Executive Officer of Ashland Inc. Regarding Facts and Circumstances Relating to Exchange Act Filings. 99.2 Statement under oath of J. Marvin Quin, Chief Financial Officer of Ashland Inc. Regarding Facts and Circumstances Relating to Exchange Act Filings. Item 9. Regulation FD Disclosure ------- ------------------------ On August 7, 2002, Ashland Inc. submitted to the Securities and Exchange Commission ("SEC") the Statements under Oath of the Principal Executive Officer and the Principal Financial Officer in accordance with the SEC's June 27, 2002 Order requiring the filing of sworn statements pursuant to Section 21(a)(1) of the Securities and Exchange Act of 1934. These statements are attached hereto as Exhibits 99.1 and 99.2. -2- SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ASHLAND INC. ------------ (Registrant) Date: August 7, 2002 /s/ David L. Hausrath --------------------- Name: David L. Hausrath Title: Vice President and General Counsel -3- EXHIBIT INDEX 99.1 Statement under oath of Paul W. Chellgren, Chief Executive Officer of Ashland Inc. Regarding Facts and Circumstances Relating to Exchange Act Filings. 99.2 Statement under oath of J. Marvin Quin, Chief Financial Officer of Ashland Inc. Regarding Facts and Circumstances Relating to Exchange Act Filings. -4-