0001209191-17-002654.txt : 20170106 0001209191-17-002654.hdr.sgml : 20170106 20170106163014 ACCESSION NUMBER: 0001209191-17-002654 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170105 FILED AS OF DATE: 20170106 DATE AS OF CHANGE: 20170106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTODESK INC CENTRAL INDEX KEY: 0000769397 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942819853 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 111 MCINNIS PKWY CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 4155075000 MAIL ADDRESS: STREET 1: 111 MCINNIS PKWY CITY: SAN RAFAEL STATE: CA ZIP: 94903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BASS CARL CENTRAL INDEX KEY: 0001221137 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14338 FILM NUMBER: 17514588 MAIL ADDRESS: STREET 1: C/O AUTODESK INC STREET 2: 111 MELNNIS PARKWAY CITY: SAN RAFAEL STATE: CA ZIP: 94903 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-01-05 0 0000769397 AUTODESK INC ADSK 0001221137 BASS CARL 111 MCINNIS PKWY SAN RAFAEL CA 94903 1 1 0 0 Chief Executive Officer Common Stock 2017-01-05 4 M 0 100000 43.81 A 216612 D Common Stock 2017-01-05 4 S 0 84330 76.8487 D 132282 D Common Stock 2017-01-05 4 S 0 15670 77.4338 D 116612 D Non-Qualified Stock Option (right to buy) 43.81 2017-01-05 4 M 0 100000 0.00 D 2012-03-24 2021-03-24 Common Stock 100000 197718 D The total securities beneficially owned includes 112,833 shares of unvested restricted stock units. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 23, 2016. Shares were sold in various amounts from $76.33 to $77.32 inclusive. The price listed here reflects the average weighted price. Shares were sold in various amounts from $77.33 to $77.63 inclusive. The price listed here reflects the average weighted price. The option vests over a four-year period beginning on 03/24/2011 at the rate of 75,000 shares on each of the first, second, and third anniversaries, and 72,718 shares on the fourth anniversary. Andy Sewell, Attorney-in-Fact for Carl Bass 2017-01-06