0001181431-14-014206.txt : 20140327 0001181431-14-014206.hdr.sgml : 20140327 20140327191552 ACCESSION NUMBER: 0001181431-14-014206 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140325 FILED AS OF DATE: 20140327 DATE AS OF CHANGE: 20140327 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTODESK INC CENTRAL INDEX KEY: 0000769397 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942819853 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 111 MCINNIS PKWY CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 4155075000 MAIL ADDRESS: STREET 1: 111 MCINNIS PKWY CITY: SAN RAFAEL STATE: CA ZIP: 94903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BASS CARL CENTRAL INDEX KEY: 0001221137 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14338 FILM NUMBER: 14722921 MAIL ADDRESS: STREET 1: C/O AUTODESK INC STREET 2: 111 MELNNIS PARKWAY CITY: SAN RAFAEL STATE: CA ZIP: 94903 4 1 rrd406404.xml FORM 4 X0306 4 2014-03-25 0 0000769397 AUTODESK INC ADSK 0001221137 BASS CARL 111 MCINNIS PARKWAY SAN RAFAEL CA 94903 1 1 0 0 President and CEO Common Stock 2014-03-25 4 A 0 60000 0 A 381106 D Common Stock 2014-03-26 4 M 0 97500 29.50 A 478606 D Common Stock 2014-03-26 4 S 0 76565 49.5808 D 402041 D Common Stock 2014-03-26 4 S 0 20935 50.1403 D 381106 D Non-Qualified Stock Option (right to buy) 29.50 2014-03-26 4 M 0 94111 0 D 2017-03-26 Common Stock 94111 0 D Incentive Stock Option (right to buy) 29.50 2014-03-26 4 M 0 3389 0 D 2017-03-26 Common Stock 3389 0 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 4, 2013. The option vested over a four year period beginning on 03/26/2010, and was fully vested and exercisable as of the Transaction Date. All trades occurred within the following one dollar price range: $49.02 through $50.02. The reported price is the weighted average for trades within this range. The Reporting Person is entitled to receive one share of Common Stock for each Restricted Stock Unit. These are Restricted Stock Units that vest over a 3-year period beginning on 3/25/14 at the rate of 20,000 shares on 3/5/2015, 20,000 shares on 3/11/16, and 20,000 shares on 3/10/17. All trades occurred within the following one dollar price range: $50.03 through $50.36. The reported price is the weighted average for trades within this range. Nancy R. Thiel, Attorney-in-fact for Carl Bass 2014-03-27