0001181431-14-000963.txt : 20140103 0001181431-14-000963.hdr.sgml : 20140103 20140103190426 ACCESSION NUMBER: 0001181431-14-000963 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140102 FILED AS OF DATE: 20140103 DATE AS OF CHANGE: 20140103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTODESK INC CENTRAL INDEX KEY: 0000769397 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942819853 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 111 MCINNIS PKWY CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 4155075000 MAIL ADDRESS: STREET 1: 111 MCINNIS PKWY CITY: SAN RAFAEL STATE: CA ZIP: 94903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BASS CARL CENTRAL INDEX KEY: 0001221137 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14338 FILM NUMBER: 14507599 MAIL ADDRESS: STREET 1: C/O AUTODESK INC STREET 2: 111 MELNNIS PARKWAY CITY: SAN RAFAEL STATE: CA ZIP: 94903 4 1 rrd399111.xml FORM 4 X0306 4 2014-01-02 0 0000769397 AUTODESK INC ADSK 0001221137 BASS CARL 111 MCINNIS PARKWAY SAN RAFAEL CA 94903 1 1 0 0 President and CEO Common Stock 2014-01-02 4 M 0 495688 16.53 A 868496 D Common Stock 2014-01-02 4 S 0 495688 49.2318 D 372808 D Common Stock 2014-01-03 4 M 0 29312 16.53 A 402120 D Common Stock 2014-01-03 4 M 0 145787 29.50 A 547907 D Common Stock 2014-01-03 4 S 0 175099 49.1864 D 372808 D Incentive Stock Option (right to buy) 16.53 2014-01-02 4 M 0 6050 0 D 2016-02-02 Common Stock 6050 0 D Non-Qualified Stock Option (right to buy) 16.53 2014-01-02 4 M 0 489638 0 D 2016-02-02 Common Stock 489638 29312 D Non-Qualified Stock Option (right to buy) 16.53 2014-01-03 4 M 0 29312 0 D 2016-02-02 Common Stock 29312 0 D Non-Qualified Stock Option (right to buy) 29.50 2014-01-03 4 M 0 145787 0 D 2017-03-26 Common Stock 145787 240824 D The option vested over a four-year period beginning on 02/02/09 at the rate of 1 share on the first anniversary, 0 shares on the second and third anniversaries, and 6,049 shares on the fourth anniversary, and was fully vested and exercisable as of the Transaction Date. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 4, 2013. The option vested over a four-year period beginning on 02/02/09 at the rate of 131,249 shares on the first anniversary, 131,250 shares on the second and third anniversaries, and 125,201 shares on the fourth anniversary. All trades occurred within the following one dollar price range: $48.88 through $49.72. The reported price is the weighted average for trades within this range. The option vests over a 4-year period beginning on 03/26/2010 at the rate of 97,500 shares on each of the first, second and third anniversaries, and 94,111 shares on the fourth anniversary. All trades occurred within the following one dollar price range: $48.85 through $49.50. The reported price is the weighted average for trades within this range. Nancy R. Thiel, Attorney-in-fact for Carl Bass 2014-01-03