0001181431-14-000963.txt : 20140103
0001181431-14-000963.hdr.sgml : 20140103
20140103190426
ACCESSION NUMBER: 0001181431-14-000963
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140102
FILED AS OF DATE: 20140103
DATE AS OF CHANGE: 20140103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AUTODESK INC
CENTRAL INDEX KEY: 0000769397
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 942819853
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 111 MCINNIS PKWY
CITY: SAN RAFAEL
STATE: CA
ZIP: 94903
BUSINESS PHONE: 4155075000
MAIL ADDRESS:
STREET 1: 111 MCINNIS PKWY
CITY: SAN RAFAEL
STATE: CA
ZIP: 94903
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BASS CARL
CENTRAL INDEX KEY: 0001221137
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14338
FILM NUMBER: 14507599
MAIL ADDRESS:
STREET 1: C/O AUTODESK INC
STREET 2: 111 MELNNIS PARKWAY
CITY: SAN RAFAEL
STATE: CA
ZIP: 94903
4
1
rrd399111.xml
FORM 4
X0306
4
2014-01-02
0
0000769397
AUTODESK INC
ADSK
0001221137
BASS CARL
111 MCINNIS PARKWAY
SAN RAFAEL
CA
94903
1
1
0
0
President and CEO
Common Stock
2014-01-02
4
M
0
495688
16.53
A
868496
D
Common Stock
2014-01-02
4
S
0
495688
49.2318
D
372808
D
Common Stock
2014-01-03
4
M
0
29312
16.53
A
402120
D
Common Stock
2014-01-03
4
M
0
145787
29.50
A
547907
D
Common Stock
2014-01-03
4
S
0
175099
49.1864
D
372808
D
Incentive Stock Option (right to buy)
16.53
2014-01-02
4
M
0
6050
0
D
2016-02-02
Common Stock
6050
0
D
Non-Qualified Stock Option (right to buy)
16.53
2014-01-02
4
M
0
489638
0
D
2016-02-02
Common Stock
489638
29312
D
Non-Qualified Stock Option (right to buy)
16.53
2014-01-03
4
M
0
29312
0
D
2016-02-02
Common Stock
29312
0
D
Non-Qualified Stock Option (right to buy)
29.50
2014-01-03
4
M
0
145787
0
D
2017-03-26
Common Stock
145787
240824
D
The option vested over a four-year period beginning on 02/02/09 at the rate of 1 share on the first anniversary, 0 shares on the second and third anniversaries, and 6,049 shares on the fourth anniversary, and was fully vested and exercisable as of the Transaction Date.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 4, 2013.
The option vested over a four-year period beginning on 02/02/09 at the rate of 131,249 shares on the first anniversary, 131,250 shares on the second and third anniversaries, and 125,201 shares on the fourth anniversary.
All trades occurred within the following one dollar price range: $48.88 through $49.72. The reported price is the weighted average for trades within this range.
The option vests over a 4-year period beginning on 03/26/2010 at the rate of 97,500 shares on each of the first, second and third anniversaries, and 94,111 shares on the fourth anniversary.
All trades occurred within the following one dollar price range: $48.85 through $49.50. The reported price is the weighted average for trades within this range.
Nancy R. Thiel, Attorney-in-fact for Carl Bass
2014-01-03